| # | % | |||||
|---|---|---|---|---|---|---|
| 301 | INVESCO MUN OPPORTUNITY TR | 12,270 | 156,000 | 0.02% | ||
| 302 | IVY HIGH INC OPPORTUNITIES F | 10,585 | 156,000 | 0.02% | ||
| 303 | BLACKROCK LTD DURATION INC T | 10,212 | 155,000 | 0.02% | ||
| 304 | DRXN DLY GLD MNS INX BL 3X ETF | 20,000 | 153,000 | 0.02% | ||
| 305 | NUVEEN PREFERRED SECURITIES | 16,301 | 152,000 | 0.02% | ||
| 306 | FORD MTR CO DEL | 12,380 | 150,000 | 0.02% | ||
| 307 | FAIRFAX FINANCIA 5 PFD | 10,870 | 149,000 | 0.02% | ||
| 308 | ROYCE VALUE TR INC | 10,500 | 141,000 | 0.02% | ||
| 309 | SHINSEI BANK LTD ORDF | 81,000 | 136,000 | 0.02% | ||
| 310 | PIMCO MUNICIPAL INCOME I | 11,910 | 135,000 | 0.02% | ||
| 311 | SUMITOMO CORP ORDF | 11,250 | 132,000 | 0.02% | ||
| 312 | INVESCO QLTY MUN INCM TR SBI | 10,590 | 131,000 | 0.02% | ||
| 313 | NUVEEN FLOATG RATE INCM | 10,490 | 128,000 | 0.02% | ||
| 314 | CK Hutchison Holdings Ltd | 10,905 | 123,000 | 0.02% | ||
| 315 | Lloyds Banking Group Plc | 36,748 | 114,000 | 0.02% | ||
| 316 | CHESAPEAKE ENERGY CORP | 16,275 | 114,000 | 0.02% | ||
| 317 | Sunopta Inc | 15,000 | 106,000 | 0.02% | ||
| 318 | Bear State Financial Inc | 10,176 | 103,000 | 0.02% | ||
| 319 | AIA GROUP LTD ORDF | 17,800 | 100,000 | 0.02% | ||
| 320 | WESTERN ASSET HIGH INCM FD I | 12,160 | 86,000 | 0.01% | ||
| 321 | IDENTIVE INC | 26,605 | 85,000 | 0.01% | ||
| 322 | Tesco PLC ADR | 10,593 | 80,000 | 0.01% | ||
| 323 | WESTERN ASSET HIGH INCM OPP | 14,810 | 74,000 | 0.01% | ||
| 324 | ALTAIR - SENIOR HOUSING FUND I | 72,592 | 69,000 | 0.01% | ||
| 325 | PNC FINANCIAL SE 5.000 | 65,000 | 63,000 | 0.01% | ||
| 326 | ALLIANZGI CONV INCOME FD I | 10,580 | 61,000 | 0.01% | ||
| 327 | Sirius XM Holdings Inc | 10,525 | 47,000 | 0.01% | ||
| 328 | DENBURY RESOURCES INC | 10,220 | 37,000 | 0.01% | ||
| 329 | BILLABONG INTL NEW ORD F | 30,240 | 27,000 | 0.00% | ||
| 330 | M&T BANK CORPVAR RT 12/29/204 | 25,000 | 24,000 | 0.00% | ||
| 331 | BANK OF CHINA LTD ORDF | 32,200 | 14,000 | 0.00% | ||
| 332 | GRAN COLOMBIA GOLD F | 145,300 | 10,000 | 0.00% | ||
| 333 | CANOPUS BIOPHARMA INC | 80,000 | 9,000 | 0.00% | ||
| 334 | TELESITES SAB DE C ORDF | 11,550 | 7,000 | 0.00% | ||
| 335 | LIGHTWAVE LOGIC INC COM | 10,000 | 6,000 | 0.00% | ||
| 336 | QLT Inc Warrants | 30,000 | 0 | 0.00% | ||
| 337 | 1/100000 CUTWATER SELXXX N/C T | 49,520 | 0 | 0.00% | ||
| 338 | TRANSWORLD BENEFITS IXXX REGIS | 104,000 | 0 | 0.00% | ||
| 339 | QLT Inc Warrants | 30,000 | 0 | 0.00% | ||
| 340 | SPECTRUM GROUP SHS | 48,467 | 0 | 0.00% | ||
| 341 | TABERNA PREFERRED .018 07/05/2 | 500,000 | 0 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001161722-17-000001, filed 2017.01.30).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
