| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,633,411 | 48,651,000 | 15.39% | ||
| 2 | UBS Group AG | 2,056,468 | 27,536,000 | 8.71% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,895,113 | 25,376,000 | 8.03% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 1,173,266 | 15,710,000 | 4.97% | ||
| 5 | WELLS FARGO & COMPANY/MN | 1,146,100 | 15,346,000 | 4.85% | ||
| 6 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,134,741 | 15,194,000 | 4.81% | ||
| 7 | Advisors Asset Management, Inc. | 961,400 | 12,873,000 | 4.07% | ||
| 8 | CORNERSTONE ADVISORS INC | 639,485 | 8,563,000 | 2.71% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 537,535 | 7,198,000 | 2.28% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 534,737 | 7,160,000 | 2.27% | ||
| 11 | Gramercy Funds Management LLC | 529,847 | 7,095,000 | 2.24% | ||
| 12 | 1832 Asset Management L.P. | 525,000 | 7,030,000 | 2.22% | ||
| 13 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 463,261 | 6,203,000 | 1.96% | ||
| 14 | DESCHUTES PORTFOLIO STRATEGY, LLC | 416,169 | 5,572,000 | 1.76% | ||
| 15 | Vident Investment Advisory, LLC | 415,216 | 5,547,000 | 1.75% | ||
| 16 | Saba Capital Management, L.P. | 396,064 | 5,303,000 | 1.68% | ||
| 17 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 354,725 | 4,750,000 | 1.50% | ||
| 18 | ROYAL BANK OF CANADA | 275,205 | 3,685,000 | 1.17% | ||
| 19 | FCA CORP /TX | 258,885 | 3,466,000 | 1.10% | ||
| 20 | First Allied Advisory Services, Inc. | 238,796 | 3,197,000 | 1.01% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 229,942 | 3,078,000 | 0.97% | ||
| 22 | 1607 Capital Partners, LLC | 225,634 | 3,021,000 | 0.96% | ||
| 23 | KELMAN-LAZAROV, INC. | 202,654 | 2,713,537 | 0.86% | ||
| 24 | ROTHSCHILD INVESTMENT LLC /IL | 199,720 | 2,674,000 | 0.85% | ||
| 25 | BANK OF NOVA SCOTIA | 194,479 | 2,604,000 | 0.82% | ||
| 26 | GENERAL AMERICAN INVESTORS CO INC | 192,570 | 2,579,000 | 0.82% | ||
| 27 | PRING TURNER CAPITAL GROUP INC | 191,986 | 2,571,000 | 0.81% | ||
| 28 | LPL Financial LLC | 182,280 | 2,435,000 | 0.77% | ||
| 29 | STIFEL FINANCIAL CORP | 179,610 | 2,381,000 | 0.75% | ||
| 30 | WFG Advisors, LP | 171,865 | 2,301,000 | 0.73% | ||
| 31 | FIRST TRUST ADVISORS LP | 170,473 | 2,283,000 | 0.72% | ||
| 32 | Orion Porfolio Solutions, LLC | 157,379 | 2,107,000 | 0.67% | ||
| 33 | Janney Montgomery Scott LLC | 154,769 | 2,072,000 | 0.66% | ||
| 34 | Thomas J. Herzfeld Advisors, Inc. | 154,242 | 2,065,000 | 0.65% | ||
| 35 | OPPENHEIMER & CO INC | 145,319 | 1,946,000 | 0.62% | ||
| 36 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 145,061 | 1,942,000 | 0.61% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 137,288 | 1,838,000 | 0.58% | ||
| 38 | GEODE CAPITAL MANAGEMENT, LLC | 136,538 | 1,828,000 | 0.58% | ||
| 39 | NORTH STAR ASSET MANAGEMENT INC | 129,484 | 1,734,000 | 0.55% | ||
| 40 | Bulldog Investors, LLP | 118,300 | 1,584,000 | 0.50% | ||
| 41 | RB CAPITAL MANAGEMENT, LLC | 113,805 | 1,524,000 | 0.48% | ||
| 42 | PROFICIO CAPITAL PARTNERS LLC | 112,316 | 1,504,000 | 0.48% | ||
| 43 | GABELLI FUNDS LLC | 109,500 | 1,466,000 | 0.46% | ||
| 44 | Horizon Kinetics LLC | 109,325 | 1,464,000 | 0.46% | ||
| 45 | BAIRD FINANCIAL GROUP, INC. | 105,971 | 1,419,000 | 0.45% | ||
| 46 | Laurion Capital Management LP | 87,835 | 1,176,000 | 0.37% | ||
| 47 | D.A. DAVIDSON & CO. | 86,559 | 1,159,000 | 0.37% | ||
| 48 | Commonwealth Equity Services, Inc | 83,766 | 1,122,000 | 0.35% | ||
| 49 | Karpus Management, Inc. | 83,831 | 1,122,000 | 0.35% | ||
| 50 | BROWN ADVISORY INC | 82,279 | 1,102,000 | 0.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
