| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 462,920 | 6,837,000 | 17.98% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 309,588 | 4,573,000 | 12.03% | ||
| 3 | MORGAN STANLEY | 289,542 | 4,276,000 | 11.25% | ||
| 4 | SII INVESTMENTS INC/WI | 261,008 | 3,854,000 | 10.14% | ||
| 5 | Invesco Ltd. | 219,873 | 3,248,000 | 8.54% | ||
| 6 | Yorktown Management & Research Co Inc | 160,000 | 2,363,000 | 6.21% | ||
| 7 | Laurion Capital Management LP | 139,610 | 2,062,000 | 5.42% | ||
| 8 | PROFICIO CAPITAL PARTNERS LLC | 134,240 | 1,983,000 | 5.22% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 92,532 | 1,367,000 | 3.60% | ||
| 10 | ADVISOR GROUP, INC. | 76,699 | 1,133,000 | 2.98% | ||
| 11 | Capital Investment Advisors, LLC | 75,971 | 1,122,000 | 2.95% | ||
| 12 | B. Riley Wealth Advisors, Inc. | 67,650 | 1,000,000 | 2.63% | ||
| 13 | Advisors Asset Management, Inc. | 63,205 | 934,000 | 2.46% | ||
| 14 | FRANKLIN RESOURCES INC | 41,373 | 611,000 | 1.61% | ||
| 15 | LPL Financial LLC | 39,952 | 592,000 | 1.56% | ||
| 16 | Shaker Financial Services, LLC | 39,635 | 585,000 | 1.54% | ||
| 17 | ROYAL BANK OF CANADA | 35,696 | 527,000 | 1.39% | ||
| 18 | Saba Capital Management, L.P. | 22,142 | 327,000 | 0.86% | ||
| 19 | UBS Group AG | 16,957 | 250,000 | 0.66% | ||
| 20 | BENJAMIN F. EDWARDS & COMPANY, INC. | 11,731 | 173,000 | 0.45% | ||
| 21 | HOLLENCREST CAPITAL MANAGEMENT | 10,585 | 156,000 | 0.41% | ||
| 22 | D.A. DAVIDSON & CO. | 1,500 | 22,000 | 0.06% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 890 | 13,000 | 0.03% | PRN | |
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 727 | 11,000 | 0.03% | ||
| 25 | PENSERRA CAPITAL MANAGEMENT LLC | 264 | 3,000 | 0.01% | ||
| 26 | CITIGROUP INC | 15 | 0 | 0.00% | ||
| 27 | SEI INVESTMENTS CO | 9 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
