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Institutional Investment Manager
NOMURA HOLDINGS INC
NOMURA HOLDINGS INC (CIK: 0001163653), registered under Security Brokers, Dealers & Flotation Companies, located at 1-13-1 Nihonbashi, Tokyo. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 2,715 holdings with a total value of $351,000,424,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SUMITOMO MITSUI FINL GROUP I 3 0 0.00%
2 INTERCONTINENTAL HTLS GRP PL 228 0 0.00%
3 TESLA INC SR CV NT 0.25 19 1 0 0.00%
4 TESLA INC 1 0 0.00%
5 TESLA INC 1 0 0.00%
6 AMERICAN INTL GROUP INC 1 0 0.00%
7 ALNYLAM PHARMACEUTICALS INC 3 0 0.00%
8 Mannkind 1 0 0.00%
9 NTT Domoco Inc 1 0 0.00% Put
10 ASIA TIGERS FD INC 100 1,000 0.00%
11 MICROVISION INC DEL 375 1,000 0.00%
12 BLYTH INC 100 1,000 0.00%
13 DERMA SCIENCES ORD 100 1,000 0.00%
14 CHINA PETROLEUM & CHEMICAL COR ADR SPONSORED 8 1,000 0.00%
15 BOB EVANS FARMS INC COM 50 2,000 0.00%
16 FARMER BROS CO 100 2,000 0.00%
17 CHINA UNICOM HONG KONG 151 2,000 0.00%
18 ATHERSYS INC NEW 1,000 2,000 0.00%
19 DANA INCORPORATED 115 3,000 0.00%
20 BROADWIND ENERGY INC COM NEW 300 3,000 0.00%
21 NUVEEN PREMIER MUN INCOME FD COM 200 3,000 0.00%
22 ENTREE GOLD INC 10,000 3,000 0.00%
23 FIRST CONN BANCORP INC MD 200 3,000 0.00%
24 FORTINET INC 135 3,000 0.00%
25 SYNGENTA AG 50 4,000 0.00%
26 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 663 4,000 0.00%
27 CHINA TELECOM CORP LTD 105 5,000 0.00%
28 BROOKDALE SR LIVING INC 4,000 5,000 0.00% PRN
29 NIMBLE STORAGE INC 169 5,000 0.00%
30 LIGHTBRIDGE CORP 2,401 6,000 0.00%
31 BANRO CORP 12,000 6,000 0.00%
32 RIO TINTO PLC 126 6,000 0.00%
33 BANCO BILBAO VIZCAYA ARGENTA 500 6,000 0.00%
34 UNILEVER N V 130 6,000 0.00%
35 MAST THERAPEUTICS INC COM 11,501 7,000 0.00%
36 Corinthian Colleges, Inc. 25,300 8,000 0.00%
37 MAGNEGAS CORP 5,100 8,000 0.00%
38 AASTROM BIOSCIENCES INC 2,100 9,000 0.00%
39 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 3,215 10,000 0.00%
40 MIDWAY GOLD CORP 12,900 11,000 0.00%
41 NEW IRELAND FD INC 800 11,000 0.00%
42 Platinum Group Metals Ltd 10,000 12,000 0.00%
43 EMCORE CORP 2,800 12,000 0.00%
44 GENERAL MTRS CO 4,500 12,000 0.00%
45 Epirus Biopharma 10,000 12,000 0.00%
46 Mad Catz Interactive 22,000 13,000 0.00%
47 BG Medicine, Inc. 12,000 13,000 0.00%
48 Jive Software Inc 1,600 14,000 0.00%
49 AMERICAN APPAREL INC COM 14,802 14,000 0.00%
50 GORDMANS STORES INC 3,300 14,000 0.00%
Page 1 of 55

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-032005, filed 2014.08.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.