| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | NEURALSTEM INC COM | 10,135 | 43,000 | 0.00% | ||
| 102 | CELSION CORPORATION COM PAR | 12,713 | 44,000 | 0.00% | ||
| 103 | NEWFIELD EXPL CO | 1,000 | 44,000 | 0.00% | Call | |
| 104 | SILVERCORP METALS INC | 21,130 | 44,000 | 0.00% | ||
| 105 | DREYFUS HIGH YIELD STRATEGIE | 10,100 | 44,000 | 0.00% | ||
| 106 | ROSETTA GENOMICS LTD | 10,603 | 46,000 | 0.00% | ||
| 107 | FREESEAS INC | 63,101 | 47,000 | 0.00% | ||
| 108 | FULL HOUSE RESORTS INC | 34,192 | 48,000 | 0.00% | ||
| 109 | WAVE SYSTEMS CORP | 33,800 | 48,000 | 0.00% | ||
| 110 | DORMAN PRODUCTS INC | 986 | 49,000 | 0.00% | ||
| 111 | AURICO GOLD INC UTIL | 11,822 | 50,000 | 0.00% | ||
| 112 | PNC Financial Services Group Warrants Exp 12/31/18 | 2,000 | 51,000 | 0.00% | Call | |
| 113 | UNITED MICROELECTRONICS CORP | 21,400 | 52,000 | 0.00% | ||
| 114 | MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR | 8,693 | 53,000 | 0.00% | ||
| 115 | NEURALSTEM INC COM | 12,500 | 53,000 | 0.00% | Call | |
| 116 | EXTREME NETWORKS INC | 12,000 | 53,000 | 0.00% | ||
| 117 | CONSTELLIUM NV CL A | 1,705 | 54,000 | 0.00% | ||
| 118 | GALENA BIOPHARMA INC | 18,430 | 55,000 | 0.00% | ||
| 119 | AUTOBYTEL INC COM NEW | 4,300 | 56,000 | 0.00% | ||
| 120 | TAL INTL GROUP INC | 1,290 | 57,000 | 0.00% | ||
| 121 | TITAN MACHY INC COM | 3,510 | 58,000 | 0.00% | ||
| 122 | ENBRIDGE INC | 1,259 | 60,000 | 0.00% | ||
| 123 | ALLIED NEVADA GOLD UTIL | 15,910 | 60,000 | 0.00% | ||
| 124 | BOX SHIPS INCORPORATE | 40,506 | 61,000 | 0.00% | ||
| 125 | FUELCELL ENERGY INC COM | 25,600 | 61,000 | 0.00% | ||
| 126 | PAR TECHNOLOGY CORP | 14,656 | 62,000 | 0.00% | ||
| 127 | CATALYST PHARMACEUTICALS INC | 25,000 | 63,000 | 0.00% | ||
| 128 | TELECOM ITALIA S P A NEW | 5,000 | 63,000 | 0.00% | ||
| 129 | PSIVIDA CORP | 15,000 | 64,000 | 0.00% | Call | |
| 130 | ARRAY BIOPHARMA INC | 14,066 | 64,000 | 0.00% | ||
| 131 | NATIONSTAR MTG HLDGS INCORPORATED | 1,837 | 66,000 | 0.00% | ||
| 132 | VECTOR GROUP LTD | 50,000 | 67,000 | 0.00% | PRN | |
| 133 | LIGHTBRIDGE CORP | 25,800 | 70,000 | 0.00% | Call | |
| 134 | SEQUENOM INC | 18,111 | 70,000 | 0.00% | ||
| 135 | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | 740 | 70,000 | 0.00% | ||
| 136 | MICROVISION INC DEL | 35,000 | 70,000 | 0.00% | Call | |
| 137 | ABB LTD | 3,050 | 70,000 | 0.00% | ||
| 138 | HALCON RESOURCES CORP | 9,600 | 71,000 | 0.00% | ||
| 139 | NORTHWEST BIOTHERAPEUTICS | 10,400 | 71,000 | 0.00% | ||
| 140 | DIANA CONTAINERSHIPS INC | 28,752 | 73,000 | 0.00% | ||
| 141 | HOVNANIAN ENTERPRISES INC | 14,606 | 74,000 | 0.00% | ||
| 142 | DUKE ENERGY CORP NEW | 1,000 | 74,000 | 0.00% | Call | |
| 143 | Verso Corp | 35,000 | 74,000 | 0.00% | ||
| 144 | Kite Realty Group TRUS | 12,000 | 74,000 | 0.00% | ||
| 145 | POWERSHARES ETF TRUST | 6,100 | 75,000 | 0.00% | ||
| 146 | ROCKWOOD HOLDINGS INC | 991 | 75,000 | 0.00% | ||
| 147 | Abraxas Petroleum Corp | 12,253 | 76,000 | 0.00% | ||
| 148 | NOVAGOLD RES INC | 18,550 | 78,000 | 0.00% | ||
| 149 | NII HOLDINGS INC. CL B | 141,300 | 78,000 | 0.00% | ||
| 150 | CHINA LIFE INS CO LTD | 2,018 | 79,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-032005, filed 2014.08.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
