| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FEDERATED HERMES, INC. | 3,185,000 | 8,058,000 | 14.26% | ||
| 2 | FRANKLIN RESOURCES INC | 2,589,500 | 6,551,000 | 11.60% | ||
| 3 | Broadfin Capital, LLC | 2,400,000 | 6,072,000 | 10.75% | ||
| 4 | BAKER BROS. ADVISORS LP | 2,223,053 | 5,624,000 | 9.95% | ||
| 5 | ORBIMED ADVISORS LLC | 1,895,000 | 4,794,000 | 8.49% | ||
| 6 | VANGUARD GROUP INC | 1,788,642 | 4,525,000 | 8.01% | ||
| 7 | PERCEPTIVE ADVISORS LLC | 1,500,000 | 3,795,000 | 6.72% | ||
| 8 | Visium Asset Management, LP | 1,500,000 | 3,795,000 | 6.72% | ||
| 9 | Opaleye Management Inc. | 1,378,584 | 3,488,000 | 6.17% | ||
| 10 | Catalyst Capital Advisors LLC | 830,000 | 2,100,000 | 3.72% | ||
| 11 | SOPHROSYNE CAPITAL LLC | 600,000 | 1,518,000 | 2.69% | ||
| 12 | Ghost Tree Capital, LLC | 437,296 | 1,106,000 | 1.96% | ||
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 297,260 | 751,000 | 1.33% | ||
| 14 | AQR CAPITAL MANAGEMENT LLC | 240,282 | 608,000 | 1.08% | ||
| 15 | Weiss Multi-Strategy Advisers LLC | 210,000 | 531,000 | 0.94% | ||
| 16 | BlackRock Fund Advisors | 158,856 | 402,000 | 0.71% | ||
| 17 | TANAKA CAPITAL MANAGEMENT INC | 147,993 | 338,000 | 0.60% | ||
| 18 | Bank of New York Mellon Corp | 123,895 | 313,000 | 0.55% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 107,933 | 273,000 | 0.48% | ||
| 20 | NORTHERN TRUST CORP | 91,642 | 232,000 | 0.41% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 75,359 | 191,000 | 0.34% | ||
| 22 | Invesco Ltd. | 67,393 | 171,000 | 0.30% | ||
| 23 | PIPER SANDLER & CO. | 50,000 | 127,000 | 0.22% | ||
| 24 | DEUTSCHE BANK AG\ | 50,000 | 126,000 | 0.22% | ||
| 25 | STATE STREET CORP | 47,200 | 120,000 | 0.21% | ||
| 26 | DIMENSIONAL FUND ADVISORS LP | 46,438 | 117,000 | 0.21% | ||
| 27 | Cowen Prime Services LLC | 44,950 | 114,000 | 0.20% | ||
| 28 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 41,332 | 105,000 | 0.19% | ||
| 29 | Financial Architects, Inc | 30,000 | 76,000 | 0.13% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 29,100 | 74,000 | 0.13% | Call | |
| 31 | GROUP ONE TRADING LLC | 26,248 | 66,000 | 0.12% | ||
| 32 | NOMURA HOLDINGS INC | 25,000 | 63,000 | 0.11% | ||
| 33 | CITADEL ADVISORS LLC | 21,578 | 55,000 | 0.10% | ||
| 34 | GUGGENHEIM CAPITAL LLC | 17,744 | 45,000 | 0.08% | ||
| 35 | Rotella Capital Management, Inc. | 13,800 | 35,000 | 0.06% | ||
| 36 | Janney Montgomery Scott LLC | 10,000 | 25,300 | 0.04% | ||
| 37 | BlackRock Investment Management, LLC | 9,905 | 25,000 | 0.04% | ||
| 38 | Creative Planning | 8,231 | 21,000 | 0.04% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,500 | 14,000 | 0.02% | ||
| 40 | CITIGROUP INC | 3,538 | 9,000 | 0.02% | ||
| 41 | Vantage Investment Advisors, LLC | 3,000 | 8,000 | 0.01% | ||
| 42 | SIGNATUREFD, LLC | 3,000 | 8,000 | 0.01% | ||
| 43 | B. Riley Wealth Advisors, Inc. | 2,000 | 5,060 | 0.01% | ||
| 44 | AMERICAN INTERNATIONAL GROUP, INC. | 2,000 | 5,060 | 0.01% | ||
| 45 | ROYAL BANK OF CANADA | 2,000 | 5,000 | 0.01% | ||
| 46 | UBS AG | 2,100 | 5,000 | 0.01% | Call | |
| 47 | BANK OF MONTREAL /CAN/ | 1,500 | 4,000 | 0.01% | ||
| 48 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 601 | 2,000 | 0.00% | ||
| 49 | Shamrock Asset Management LLC | 200 | 1,000 | 0.00% | ||
| 50 | UBS AG | 400 | 1,000 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
