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Institutional Investment Manager
ASCEND CAPITAL, LLC
ASCEND CAPITAL, LLC (CIK: 0001165501) incorporated in Delaware, located at 4 Orinda Way, Orinda, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001405086-16-000680) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1001 NEXEO SOLUTIONS INC 66,273 41 0.00%
1002 UNIQURE NV 5,420 41 0.00%
1003 ADAPTIMMUNE THERAPEUTICS PLC 5,690 40 0.00%
1004 NEXEO SOLUTIONS INC 4,790 39 0.00%
1005 GASLOG LTD 2,698 39 0.00%
1006 UNITED RENTALS INC 503 39 0.00%
1007 NEXEO SOLUTIONS INC 4,565 38 0.00%
1008 UNIQURE NV 5,020 38 0.00%
1009 PDL BIOPHARMA INC 11,380 38 0.00%
1010 KATE SPADE & CO 2,075 36 0.00%
1011 NEXEO SOLUTIONS INC 4,375 36 0.00%
1012 CALIFORNIA RES CORP 2,830 35 0.00%
1013 ADAPTIMMUNE THERAPEUTICS PLC 4,785 34 0.00%
1014 NEXEO SOLUTIONS INC 54,656 34 0.00%
1015 VOYAGER THERAPEUTICS INC 2,722 33 0.00%
1016 UNITED RENTALS INC 415 33 0.00%
1017 VOYAGER THERAPEUTICS INC 2,705 32 0.00%
1018 PDL BIOPHARMA INC 9,580 32 0.00%
1019 UNIQURE NV 4,140 32 0.00%
1020 ADAPTIMMUNE THERAPEUTICS PLC 4,560 32 0.00%
1021 PDL BIOPHARMA INC 9,130 31 0.00%
1022 ADAPTIMMUNE THERAPEUTICS PLC 4,365 31 0.00%
1023 CALIFORNIA RES CORP 2,380 30 0.00%
1024 PDL BIOPHARMA INC 8,750 29 0.00%
1025 CALIFORNIA RES CORP 2,268 28 0.00%
1026 CALIFORNIA RES CORP 2,171 27 0.00%
1027 VERSUM MATLS INC 1,138 26 0.00%
1028 VERSUM MATLS INC 958 22 0.00%
1029 NEXEO SOLUTIONS INC 2,715 22 0.00%
1030 VERSUM MATLS INC 913 21 0.00%
1031 NEXEO SOLUTIONS INC 2,515 21 0.00%
1032 VERSUM MATLS INC 875 20 0.00%
1033 ADAPTIMMUNE THERAPEUTICS PLC 2,710 19 0.00%
1034 PDL BIOPHARMA INC 5,430 18 0.00%
1035 ADAPTIMMUNE THERAPEUTICS PLC 2,510 18 0.00%
1036 PDL BIOPHARMA INC 5,030 17 0.00%
1037 NEXEO SOLUTIONS INC 2,075 17 0.00%
1038 CALIFORNIA RES CORP 1,348 17 0.00%
1039 CALIFORNIA RES CORP 1,249 16 0.00%
1040 ADAPTIMMUNE THERAPEUTICS PLC 2,070 15 0.00%
1041 PDL BIOPHARMA INC 4,150 14 0.00%
1042 CALIFORNIA RES CORP 1,030 13 0.00%
1043 VERSUM MATLS INC 543 12 0.00%
1044 VERSUM MATLS INC 503 11 0.00%
1045 CELGENE CORP 9,181 10 0.00%
1046 VERSUM MATLS INC 415 9 0.00%
1047 CELGENE CORP 6,814 7 0.00%
1048 CELGENE CORP 3,902 4 0.00%
1049 CELGENE CORP 2,995 3 0.00%
1050 CELGENE CORP 3,129 3 0.00%
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