Dark
Light
System
Institutional Investment Manager
BNP PARIBAS FINANCIAL MARKETS
BNP PARIBAS FINANCIAL MARKETS (CIK: 0001166588), located at 20 Boulevard Des Italiens, Paris, I0. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001166588-15-000002) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
3251 ITC HOLDINGS 102 4,124 0.00%
3252 ALEXANDER & BALDWIN INC NEW COM 105 4,122 0.00%
3253 KBR INC 243 4,119 0.00%
3254 CONVERGYS CORPORATION 200 4,074 0.00%
3255 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 466 4,004 0.00% Put
3256 TOTAL S A 1,000 4,000 0.00% Call
3257 BANCO BRADESCO S A 500 4,000 0.00% Put
3258 FIRST TR SR FLG RTE INCM FD 300 3,903 0.00%
3259 POTLATCHDELTIC CORPORATION 93 3,894 0.00%
3260 ENEL GENERACION CHILE S A 87 3,892 0.00%
3261 COSTAR GROUP 21 3,856 0.00%
3262 TRANSOCEAN LTD 420 3,780 0.00% Call
3263 SYNERON MEDICAL LTD 404 3,769 0.00%
3264 HERTZ GLOBAL HOLDINGS INC COM 752 3,760 0.00% Put
3265 MACK-CALI REALTY CORP COM 196 3,736 0.00%
3266 GENESEE AND WYOMING INC INC CL A 185 3,700 0.00% Call
3267 Pandora Media Inc 207 3,691 0.00%
3268 MIDDLEBY CORP 37 3,667 0.00%
3269 Silicon Laboratories Inc 77 3,667 0.00%
3270 MOSAIC CO NEW 310 3,570 0.00% Call
3271 QIAGEN NV 152 3,566 0.00%
3272 Corinthian Colleges, Inc. 58,343 3,501 0.00%
3273 SCHWAB CHARLES CORP 1,000 3,500 0.00% Put
3274 LINCOLN NATL CORP IND 343 3,487 0.00% Put
3275 TARO PHARMACEUTICAL INDS LTD 23 3,408 0.00%
3276 TARGA RES CORP 32 3,394 0.00%
3277 TECUMSEH PRODS CO 1,080 3,337 0.00%
3278 SPRINT CORP 785 3,258 0.00%
3279 Mueller Industries Inc 700 3,234 0.00%
3280 SALLY BEAUTY HLDGS INC 105 3,228 0.00%
3281 PAR PACIFIC HOLDINGS INC COM NEW 198 3,218 0.00%
3282 EATON VANCE RISK MNGD DIV EQ 300 3,198 0.00%
3283 COLFAX CORP 62 3,197 0.00%
3284 KAR AUCTION SVCS INC 91 3,153 0.00%
3285 DIODES INC COM 114 3,143 0.00%
3286 TESLA INC 75 3,000 0.00% Put
3287 Monster Beverage Corpo 100 3,000 0.00% Put
3288 RADWARE LTD 136 2,995 0.00%
3289 ALLISON TRANSMISSION HLDGS INC COM 88 2,983 0.00%
3290 DUNKIN BRANDS GROUP INC COM 69 2,943 0.00%
3291 MOTOROLA SOLUTIONS INC 209 2,926 0.00% Put
3292 PIPER JAFFRAY COS 50 2,905 0.00%
3293 RSX - Market Vectors Russia ETF 967 2,901 0.00% Call
3294 LYON WILLIAM HOMES CL A NEW 141 2,858 0.00%
3295 UNITED STATES OIL FUND LP 2,849 2,849 0.00% Call
3296 IONIS PHARMACEUTICAL 46 2,840 0.00%
3297 CUBIST PHARMACEUTI 28 2,818 0.00%
3298 BUNGE LIMITED 187 2,805 0.00% Put
3299 SOUTHERN COPPER CORP 200 2,800 0.00% Call
3300 NEWS CORP CL A 177 2,777 0.00%
Page 66 of 71
Restatement filing (0001166588-15-000006) filed in 2015.03.10
#
Name
Shares
Value ($)
%
Options
Notes
201 Omnicare Inc (Acquired 8/18/2015) 320,695 23,388,287 0.08%
202 BLACKROCK INC 65,087 23,272,507 0.08%
203 TYSON FOODS INC 460,000 23,156,400 0.08%
204 KROGER CO 359,264 23,068,341 0.08%
205 BROADCOM CORP CL A 530,655 22,993,282 0.08%
206 ROSS STORES INC 242,642 22,871,435 0.08%
207 LINCOLN NATL CORP IND 395,873 22,829,995 0.08%
208 TESORO LOGISTICS LP 380,649 22,401,194 0.08%
209 PIMCO DYNAMIC CR INCOME FD 1,077,100 22,242,114 0.08%
210 THERMO FISHER SCIENTIFIC INC 177,005 22,176,956 0.08%
211 MICROCHIP TECHNOLOGY INC 12,418,000 22,150,607 0.08% PRN
212 Allergan plc 103,442 21,990,735 0.08%
213 NORTHROP GRUMMAN CORP 148,874 21,942,538 0.08%
214 SELECT SECTOR SPDR TR 301,529 21,755,317 0.08%
215 EOG RES INC 235,651 21,696,387 0.08%
216 MARRIOTT INTL INC NEW 277,587 21,660,113 0.08%
217 SYMANTEC CORP 832,988 21,374,472 0.08%
218 CSX CORP 588,719 21,329,289 0.08%
219 BIOGEN INC 62,722 21,290,983 0.08%
220 ANTHEM INC 168,984 21,236,219 0.08%
221 DEERE & CO 237,135 20,979,333 0.07%
222 AKAMAI TECHNOLOGIES INC 333,109 20,972,542 0.07%
223 BEST BUY INC 535,460 20,872,231 0.07%
224 RAYTHEON CO 192,158 20,785,730 0.07%
225 AMERICAN TOWER CORP NEW 210,152 20,773,525 0.07%
226 NEXTERA ENERGY INC 193,312 20,547,132 0.07%
227 CONSOLIDATED EDISON INC 310,872 20,520,662 0.07%
228 DOMINION ENERGY INC 263,246 20,243,618 0.07%
229 LUMEN TECHNOLOGIES INC 511,425 20,242,202 0.07%
230 PHILLIPS 66 282,161 20,230,943 0.07%
231 BAXTER INTL INC 274,233 20,098,537 0.07%
232 CERNER CORP 309,404 20,006,064 0.07%
233 KEURIG GREEN MTN INC 150,056 19,867,414 0.07%
234 BED BATH & BEYOND INC 260,511 19,843,122 0.07%
235 ACE LTD 171,324 19,681,701 0.07%
236 JOHNSON CTLS INTL PLC 407,013 19,675,009 0.07%
237 MACYS INC 295,171 19,407,493 0.07%
238 RADIAN GROUP INC 12,000,000 19,297,560 0.07% PRN
239 FISERV INC 271,250 19,250,613 0.07%
240 NORFOLK SOUTHERN CORP 175,593 19,246,749 0.07%
241 BARNES & NOBLE INC 13,495 19,148,462 0.07%
242 TRANSOCEAN LTD 1,006,970 18,457,687 0.07%
243 STATE STR CORP 234,179 18,383,052 0.07%
244 INTUITIVE SURGICAL INC 34,568 18,284,398 0.06%
245 AMERICAN ELEC PWR INC 298,740 18,139,493 0.06%
246 PIONEER NAT RES CO 121,622 18,103,435 0.06%
247 ALIBABA GROUP HLDG LTD 173,950 18,080,364 0.06%
248 WHOLE FOODS MKT INC 356,765 17,988,091 0.06%
249 SELECT SECTOR SPDR TR 317,304 17,953,060 0.06%
250 NOVELLUS SYS INC SR NT CV2.625 41 7,816,000 17,918,180 0.06% PRN
Page 5 of 58