| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,764,450 | 77,735,000 | 11.86% | ||
| 2 | UBS Group AG | 3,415,257 | 70,525,000 | 10.76% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,227,614 | 66,650,000 | 10.17% | ||
| 4 | BB&T SECURITIES, LLC | 225,781 | 46,623,000 | 7.11% | ||
| 5 | Saba Capital Management, L.P. | 2,256,284 | 46,592,000 | 7.11% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,573,538 | 32,493,000 | 4.96% | ||
| 7 | Invesco Ltd. | 1,303,899 | 26,926,000 | 4.11% | ||
| 8 | BNP PARIBAS FINANCIAL MARKETS | 1,109,068 | 22,902,253 | 3.49% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 1,040,609 | 21,487,000 | 3.28% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,029,827 | 21,266,000 | 3.24% | ||
| 11 | BESSEMER GROUP INC | 975,000 | 20,134,000 | 3.07% | ||
| 12 | HOWLAND CAPITAL MANAGEMENT LLC | 937,209 | 19,353,000 | 2.95% | ||
| 13 | ROYAL BANK OF CANADA | 798,931 | 16,498,000 | 2.52% | ||
| 14 | COHEN & STEERS, INC. | 710,472 | 14,671,000 | 2.24% | ||
| 15 | Horizon Kinetics LLC | 597,147 | 12,331,000 | 1.88% | ||
| 16 | LPL Financial LLC | 537,988 | 11,109,000 | 1.69% | ||
| 17 | 1832 Asset Management L.P. | 440,700 | 9,091,000 | 1.39% | ||
| 18 | DEUTSCHE BANK AG\ | 383,896 | 7,927,000 | 1.21% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 355,000 | 7,331,000 | 1.12% | ||
| 20 | B. Riley Wealth Advisors, Inc. | 44,534 | 7,050,000 | 1.08% | ||
| 21 | ALLIANCEBERNSTEIN L.P. | 322,708 | 6,664,000 | 1.02% | ||
| 22 | PENN MUTUAL LIFE INSURANCE CO | 279,000 | 5,757,000 | 0.88% | ||
| 23 | VSR Financial Services, Inc. | 273,913 | 5,656,000 | 0.86% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 254,194 | 5,249,000 | 0.80% | ||
| 25 | FMR LLC | 240,000 | 4,956,000 | 0.76% | ||
| 26 | Trust Asset Management LLC | 225,366 | 4,654,000 | 0.71% | ||
| 27 | ASHFORD CAPITAL MANAGEMENT INC | 215,923 | 4,459,000 | 0.68% | ||
| 28 | BlueSpruce Investments, LP | 206,568 | 4,266,000 | 0.65% | ||
| 29 | Allianz Asset Management GmbH | 174,183 | 3,597,000 | 0.55% | ||
| 30 | THRIVENT FINANCIAL FOR LUTHERANS | 156,800 | 3,238,000 | 0.49% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 156,570 | 3,234,000 | 0.49% | ||
| 32 | STIFEL FINANCIAL CORP | 149,464 | 3,086,000 | 0.47% | ||
| 33 | FIRST NEW YORK SECURITIES LLC /NY | 133,500 | 2,756,775 | 0.42% | ||
| 34 | DUBUQUE BANK & TRUST CO | 121,440 | 2,508,000 | 0.38% | ||
| 35 | OTA Financial Group L.P. | 118,615 | 2,449,000 | 0.37% | ||
| 36 | COMMONWEALTH OPPORTUNITY CAPITAL GP LLC | 116,095 | 2,397,000 | 0.37% | ||
| 37 | Commonwealth Equity Services, Inc | 104,970 | 2,168,000 | 0.33% | ||
| 38 | FIRST TRUST ADVISORS LP | 83,368 | 1,722,000 | 0.26% | ||
| 39 | Mathes Company, Inc. | 79,050 | 1,632,000 | 0.25% | ||
| 40 | Dominick & Dominick LLC | 71,802 | 1,483,000 | 0.23% | ||
| 41 | Aviance Capital Partners, LLC | 67,719 | 1,399,000 | 0.21% | ||
| 42 | WOLVERINE ASSET MANAGEMENT LLC | 67,590 | 1,395,000 | 0.21% | ||
| 43 | SII INVESTMENTS INC/WI | 67,045 | 1,387,000 | 0.21% | ||
| 44 | CIBC WORLD MARKET INC. | 62,298 | 1,286,000 | 0.20% | ||
| 45 | Global Endowment Management, LP | 60,000 | 1,239,000 | 0.19% | ||
| 46 | HUNTINGTON NATIONAL BANK | 58,901 | 1,216,000 | 0.19% | PRN | |
| 47 | WEDBUSH SECURITIES INC | 48,849 | 1,009,000 | 0.15% | ||
| 48 | CORRADO ADVISORS, LLC | 42,270 | 873,000 | 0.13% | ||
| 49 | Cambridge Investment Research Advisors, Inc. | 42,242 | 872,000 | 0.13% | ||
| 50 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 39,610 | 816,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
