| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,904,218 | 24,774,000 | 27.33% | ||
| 2 | MORGAN STANLEY | 620,815 | 8,076,000 | 8.91% | ||
| 3 | BAILLIE GIFFORD & CO | 610,000 | 7,936,000 | 8.76% | ||
| 4 | MARINER INVESTMENT GROUP LLC | 420,842 | 5,475,000 | 6.04% | ||
| 5 | Bain Capital Credit, LP | 354,790 | 4,616,000 | 5.09% | ||
| 6 | Trust Asset Management LLC | 270,388 | 3,518,000 | 3.88% | ||
| 7 | UBS Group AG | 266,514 | 3,468,000 | 3.83% | ||
| 8 | WELLS FARGO & COMPANY/MN | 256,495 | 3,337,000 | 3.68% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 243,768 | 3,171,000 | 3.50% | ||
| 10 | Relative Value Partners, LLC | 241,750 | 3,145,000 | 3.47% | ||
| 11 | Invesco Ltd. | 237,206 | 3,086,000 | 3.40% | ||
| 12 | Gradient Investments LLC | 174,956 | 2,276,000 | 2.51% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 144,797 | 1,884,000 | 2.08% | ||
| 14 | Klingman & Associates, LLC | 139,862 | 1,819,000 | 2.01% | ||
| 15 | CORNERSTONE ADVISORS INC | 127,111 | 1,654,000 | 1.82% | ||
| 16 | CREDIT SUISSE AG/ | 102,083 | 1,328,000 | 1.47% | ||
| 17 | LPL Financial LLC | 99,297 | 1,292,000 | 1.43% | ||
| 18 | JPMORGAN CHASE & CO | 85,552 | 1,113,000 | 1.23% | ||
| 19 | Laurion Capital Management LP | 73,841 | 961,000 | 1.06% | ||
| 20 | HUNTINGTON NATIONAL BANK | 66,390 | 864,000 | 0.95% | PRN | |
| 21 | STIFEL FINANCIAL CORP | 56,777 | 739,000 | 0.82% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 55,861 | 727,000 | 0.80% | ||
| 23 | SG Americas Securities, LLC | 55,391 | 721,000 | 0.80% | ||
| 24 | Virtu KCG Holdings LLC | 54,008 | 703,000 | 0.78% | ||
| 25 | Horizon Kinetics LLC | 52,300 | 680,000 | 0.75% | ||
| 26 | DEUTSCHE BANK AG\ | 40,789 | 530,000 | 0.58% | ||
| 27 | AQR CAPITAL MANAGEMENT LLC | 34,655 | 451,000 | 0.50% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 30,296 | 394,000 | 0.43% | ||
| 29 | CAZ INVESTMENTS LP | 25,438 | 331,000 | 0.37% | ||
| 30 | CTC Alternative Strategies, Ltd. | 21,960 | 285,699 | 0.32% | ||
| 31 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,071 | 235,000 | 0.26% | ||
| 32 | DOLIVER ADVISORS, LP | 16,487 | 214,000 | 0.24% | ||
| 33 | Independence Trust CO | 12,599 | 164,000 | 0.18% | ||
| 34 | ROYAL BANK OF CANADA | 12,059 | 156,000 | 0.17% | ||
| 35 | SHUFRO ROSE & CO LLC | 11,700 | 152,000 | 0.17% | ||
| 36 | TradeLink Global Equity LLC | 7,300 | 95,000 | 0.10% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,675 | 74,000 | 0.08% | ||
| 38 | Cordasco Financial Network | 3,200 | 42,000 | 0.05% | ||
| 39 | Westchester Capital Management, LLC | 2,772 | 36,000 | 0.04% | ||
| 40 | WESTPORT RESOURCES MANAGEMENT INC | 2,500 | 33,000 | 0.04% | ||
| 41 | Regal Investment Advisors LLC | 1,700 | 22,000 | 0.02% | ||
| 42 | ALLIANCEBERNSTEIN L.P. | 1,200 | 16,000 | 0.02% | ||
| 43 | Apriem Advisors | 1,000 | 13,000 | 0.01% | ||
| 44 | NATIONAL PLANNING CORP | 580 | 7,465 | 0.01% | ||
| 45 | Creative Planning | 363 | 5,000 | 0.01% | ||
| 46 | Stratos Wealth Partners, LTD. | 309 | 4,020 | 0.00% | ||
| 47 | BNP PARIBAS FINANCIAL MARKETS | 300 | 3,903 | 0.00% | ||
| 48 | CITIGROUP INC | 228 | 3,000 | 0.00% | ||
| 49 | BlackRock Investment Management, LLC | 218 | 3,000 | 0.00% | ||
| 50 | NEXT Financial Group, Inc | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
