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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 435,136 48,983 0.11% PRN
2 CEMEX SAB DE CV NOTE 3.750 3/1 40,820,000 42,095 0.10% PRN
3 ISHARES TR 355,060 40,455 0.09% PRN
4 INTEGRA LIFESCIENCES HLDGS C 24,999,000 38,045 0.09% PRN
5 ISHARES TR 269,537 33,080 0.08% PRN
6 LIGAND PHARMACEUTICALS INC 18,500,000 30,941 0.07% PRN
7 NETSUITE INC 26,500,000 26,085 0.06% PRN
8 AK STL CORP 22,217,000 25,757 0.06% PRN
9 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
10 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
11 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
12 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
13 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
14 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
15 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
16 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
17 LGIH 12,750,000 19,826 0.05% PRN
18 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
19 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
20 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
21 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
22 HOLOGIC INC 15,389,000 18,716 0.04% PRN
23 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
24 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
25 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
26 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
27 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
28 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
29 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
30 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
31 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
32 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
33 WORKDAY INC 15,000,000 16,725 0.04% PRN
34 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
35 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
36 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.04% PRN
37 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
38 POWERSHARES ETF TR II 852,030 15,677 0.04% PRN
39 SOLAZYME INC 29,287,000 15,064 0.03% PRN
40 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
41 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
42 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
43 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
44 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
45 ENCORE CAP GROUP INC 13,000,000 12,796 0.03% PRN
46 TESARO INC 5,000,000 12,534 0.03% PRN
47 TOLL BROS FIN CORP 12,596,000 12,391 0.03% PRN
48 LIBERTY MEDIA CORP DELAWARE 12,000,000 11,977 0.03% PRN
49 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
50 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
401 ORBOTECH LTD 409,733 10,468 0.02%
402 STERIS PLC SHS USD 152,136 10,459 0.02%
403 BLACKROCK SCIENCE & TECH TR 626,378 10,335 0.02%
404 SJW CORP 262,380 10,332 0.02%
405 BEACON ROOFING SUPPLY INC 226,635 10,305 0.02%
406 BAIDU INC 62,001 10,239 0.02%
407 UNION PAC CORP 117,116 10,218 0.02%
408 NORDSON CORP 121,932 10,194 0.02%
409 CARTERS INC 95,301 10,146 0.02%
410 DISNEY WALT CO 103,656 10,139 0.02%
411 ITAU UNIBANCO HLDG SA 1,072,289 10,122 0.02%
412 EXTRA SPACE STORAGE INC 108,948 10,082 0.02%
413 AVALONBAY COMM 55,491 10,010 0.02%
414 TEMPLETON EMERGING MKTS FD 877,101 9,990 0.02%
415 RED HAT INC 137,165 9,958 0.02%
416 PDL BIOPHARMA INC 10,421,000 9,926 0.02% PRN
417 TENNANT CO 184,163 9,920 0.02%
418 CORNERSTONE ONDEMAND INC 9,613,000 9,919 0.02% PRN
419 VIACOM INC NEW 237,535 9,850 0.02%
420 REAL IND INC COM 1,265,829 9,835 0.02%
421 PORTFOLIO RECOVERY ASSOCS IN 12,533,000 9,830 0.02% PRN
422 CONTINENTAL BLDG PRODS INC COM 440,441 9,791 0.02%
423 TEAM HEALTH HOLDINGS INC 240,684 9,788 0.02%
424 NEW JERSEY RES CORP 253,766 9,782 0.02%
425 ENCORE CAP GROUP INC 13,744,000 9,775 0.02% PRN
426 CIENA CORP 519,589 9,742 0.02%
427 YPF SOCIEDAD ANONIMA 503,600 9,669 0.02%
428 ISHARES TR 352,205 9,604 0.02%
429 SMUCKER J M CO 62,948 9,593 0.02%
430 RTI INTL METALS INC SR CV NT1.625 19 9,000,000 9,585 0.02% PRN
431 KILROY RLTY CORP COM 144,360 9,569 0.02%
432 BROADSOFT INC 231,938 9,516 0.02%
433 REGAL BELOIT CORP 170,921 9,409 0.02%
434 ISHARES TR 356,840 9,381 0.02%
435 HALLIBURTON CO 205,051 9,286 0.02%
436 ALPS ETF TR 725,715 9,231 0.02%
437 HARLEY DAVIDSON INC 203,715 9,228 0.02%
438 ISHARES TR 188,030 9,222 0.02%
439 POWERSHARES EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE PORT 246,197 9,217 0.02%
440 ISHARES 152,675 9,165 0.02%
441 CITRIX SYS INC 113,444 9,085 0.02%
442 CVS HEALTH CORP 94,718 9,068 0.02%
443 EATON VANCE LTD DURATION INC 671,995 9,031 0.02% PRN
444 ALLERGAN PLC 39,075 9,029 0.02%
445 SOUTHWEST GAS HOLDINGS INC 113,650 8,945 0.02%
446 ECHO GLOBAL LOGISTICS INC COM 398,677 8,938 0.02%
447 PRUDENTIAL GLB SHT DUR HG YL 593,275 8,905 0.02% PRN
448 ONEMAIN HLDGS INC 388,795 8,872 0.02%
449 HALLIBURTON CO 195,571 8,857 0.02%
450 UNITED THERAPEUTICS CORP DEL 83,481 8,842 0.02%
Page 9 of 30