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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 9,933,407 1,085,026 2.50%
2 ALPHABET INC 1,457,923 1,025,692 2.36%
3 P T TELEKOMUNIKASI INDONESIA 16,496,991 1,013,905 2.33%
4 BAIDU INC 5,777,211 954,106 2.19%
5 NETEASE INC 4,925,191 951,645 2.19%
6 ZOETIS INC 19,548,105 927,753 2.13%
7 CHINA MOBILE LIMITED 15,279,480 884,681 2.03%
8 CISCO SYS INC 30,075,725 862,872 1.98%
9 PROCTER AND GAMBLE CO 9,251,644 783,336 1.80%
10 PFIZER INC 20,455,872 720,251 1.66%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,236,389 688,180 1.58%
12 TEVA PHARMACEUTICAL INDS LTD 13,655,552 685,918 1.58%
13 MOLSON COORS BREWING CO 6,709,223 678,503 1.56%
14 HONEYWELL INTL INC 5,568,315 647,706 1.49%
15 CSX CORP 24,587,731 641,248 1.47%
16 APPLE INC 6,446,030 616,240 1.42%
17 MICROSOFT CORP 11,762,868 601,905 1.38%
18 NORFOLK SOUTHERN CORP 6,334,747 539,277 1.24%
19 ROCKWELL AUTOMATION INC 4,598,553 528,005 1.21%
20 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
21 AMBEV SA 85,247,546 503,812 1.16%
22 MOBILE TELESYSTEMS PJSC 57,132,343 473,055 1.09%
23 UNION PAC CORP 5,253,360 458,355 1.05%
24 KELLOGG CO 5,571,764 454,934 1.05%
25 EBAY INC 19,121,735 447,639 1.03%
26 ALLERGAN PLC 1,923,267 444,447 1.02%
27 UNION PAC CORP 4,816,265 420,219 0.97%
28 VISA INC 5,263,100 390,364 0.90%
29 Philippine Long Dst Adrf 8,704,752 387,970 0.89%
30 MADISON SQUARE GARDEN CO NEW 2,195,324 378,715 0.87%
31 BANK AMER CORP 28,322,422 375,838 0.86%
32 YPF SOCIEDAD ANONIMA 18,754,113 360,078 0.83%
33 SKYWORKS SOLUTIONS INC 5,308,544 335,924 0.77%
34 COPART INC 6,821,823 334,337 0.77%
35 ALPHABET INC 482,749 334,110 0.77%
36 TYCO INTL PLC SHS 7,649,556 325,871 0.75%
37 SIGNET JEWELERS LIMITED 3,953,944 325,844 0.75%
38 INTERCONTINENTAL EXCHANGE IN 1,238,352 316,968 0.73%
39 UNITED TECHNOLOGIES CORP 3,053,527 313,139 0.72%
40 WELLS FARGO & CO NEW 6,597,323 312,251 0.72%
41 STRYKER CORP 2,568,807 307,820 0.71%
42 CVS HEALTH CORP 3,128,564 299,528 0.69%
43 LILLY ELI & CO 3,790,580 298,508 0.69%
44 DELPHI AUTOMOTIVE PLC 4,714,650 295,137 0.68%
45 JOHNSON & JOHNSON 2,416,450 293,115 0.67%
46 AT&T INC 6,738,814 291,184 0.67%
47 EATON CORP PLC 4,873,674 291,104 0.67%
48 AETNA INC NEW 2,284,297 278,981 0.64%
49 NXP SEMICONDUCTORS N V 3,548,333 277,976 0.64%
50 PG&E CORP 4,317,665 275,985 0.63%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
51 LIBERTY MEDIA CORP 20,509,000 11,946 0.03% PRN
52 WABASH NATL CORP SR NT CV3.375 18 9,529,000 11,929 0.03% PRN
53 PACIRA PHARMACEUTICALS INC 8,000,000 11,895 0.03% PRN
54 Exelexis 8,000,000 11,895 0.03% PRN
55 COWEN GROUP INC NEW 13,000,000 11,797 0.02% PRN
56 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 16,150,000 11,456 0.02% PRN
57 MERITAGE HOMES CORP 11,424,000 11,416 0.02% PRN
58 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
59 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 10,370,000 11,309 0.02% PRN
60 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 11,108,000 11,232 0.02% PRN
61 VANECK VECTORS ETF TR 397,739 11,077 0.02% PRN
62 REDWOOD TR INC 11,089,000 11,012 0.02% PRN
63 PDL BIOPHARMA INC 10,421,000 9,926 0.02% PRN
64 CORNERSTONE ONDEMAND INC 9,613,000 9,919 0.02% PRN
65 PORTFOLIO RECOVERY ASSOCS IN 12,533,000 9,830 0.02% PRN
66 ENCORE CAP GROUP INC 13,744,000 9,775 0.02% PRN
67 RTI INTL METALS INC SR CV NT1.625 19 9,000,000 9,585 0.02% PRN
68 EATON VANCE LTD DURATION INC 671,995 9,031 0.02% PRN
69 PRUDENTIAL GLB SHT DUR HG YL 593,275 8,905 0.02% PRN
70 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 9,191,000 7,967 0.02% PRN
71 AMAG PHARMACEUTICALS INC 7,128,000 7,885 0.02% PRN
72 QUIDEL CORP 8,005,000 7,454 0.02% PRN
73 CTRIP COM INTL LTD 6,500,000 7,056 0.01% PRN
74 VANGUARD SCOTTSDALE FDS 87,019 7,034 0.01% PRN
75 WEB COM GROUP INC 7,500,000 6,932 0.01% PRN
76 ASCENT CAP GROUP INC 11,403,000 6,706 0.01% PRN
77 BLUCORA INC 7,000,000 6,475 0.01% PRN
78 HORIZON PHARMA INVT LTD 7,000,000 6,378 0.01% PRN
79 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 6,000,000 6,045 0.01% PRN
80 ILLUMINA INC SR CONV NT0.5 21 6,000,000 6,022 0.01% PRN
81 M/I HOMES INC 5,555,000 5,607 0.01% PRN
82 GOGO INC 8,250,000 5,522 0.01% PRN
83 SPECTRUM PHARMACEUTICALS INC 5,262,000 4,883 0.01% PRN
84 FXCM INC 12,965,000 4,788 0.01% PRN
85 SEQUENOM INC 7,900,000 4,621 0.01% PRN
86 SPDR SER TR 92,842 4,556 0.01% PRN
87 CHENIERE ENERGY INC 7,430,000 4,235 0.01% PRN
88 WHITING PETE CORP NEW 5,000,000 3,981 0.01% PRN
89 RTW HLDGS INC 3,998,000 3,933 0.01% PRN
90 AMYRIS INC 8,105,000 3,910 0.01% PRN
91 MICRON TECHNOLOGY INC SR SB CV NT 3 43 5,000,000 3,843 0.01% PRN
92 ELECTRONICS FOR IMAGING INC 3,500,000 3,760 0.01% PRN
93 COBALT INTL ENERGY INC 9,000,000 3,420 0.01% PRN
94 CIENA CORP SR NT CV 17 3,277,000 3,254 0.01% PRN
95 NAVISTAR INTL CORP NEW SR SB CONV NT 19 5,301,000 3,130 0.01% PRN
96 NEVRO CORP 2,500,000 2,635 0.01% PRN
97 HURON CONSULTING GROUP INC 2,500,000 2,551 0.01% PRN
98 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 2,500,000 2,470 0.01% PRN
99 Red Hat Inc 2,000,000 2,435 0.01% PRN
100 VANGUARD BD INDEX FDS 29,764 2,412 0.01% PRN
Page 2 of 30