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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
501 SPIRIT AEROSYSTEMS HLDGS INC 156,693 6,979 0.02%
502 CHUBB LIMITED 55,329 6,952 0.02%
503 MORGAN STANLEY 216,079 6,927 0.02%
504 CELLECTIS S A 285,175 6,867 0.01%
505 ARRIS INTL INC 242,298 6,864 0.01%
506 LASALLE HOTEL PPTYS 286,091 6,828 0.01%
507 VIACOM INC NEW 178,580 6,803 0.01%
508 CARNIVAL CORP 139,225 6,796 0.01%
509 MSCI INC 80,547 6,761 0.01%
510 PALO ALTO NETWORKS INC 42,375 6,751 0.01%
511 MCKESSON CORP 40,329 6,724 0.01%
512 VANGUARD SCOTTSDALE FDS 82,489 6,644 0.01% PRN
513 TERADATA CORP DEL 213,410 6,615 0.01%
514 DENTSPLY SIRONA INC 110,010 6,537 0.01%
515 MOTOROLA SOLUTIONS INC 85,228 6,501 0.01%
516 ESSEX PPTY TR INC 29,178 6,497 0.01%
517 ALLERGAN PLC 27,845 6,412 0.01%
518 VALVOLINE INC 272,029 6,389 0.01%
519 ROCKWELL COLLINS INC 75,636 6,379 0.01%
520 LINCOLN NATL CORP IND 129,985 6,106 0.01%
521 ANTHEM INC 48,705 6,103 0.01%
522 LIBERTY MEDIA CORP 10,023,000 6,070 0.01%
523 SNAP ON INC 39,745 6,039 0.01%
524 VERTEX PHARMACEUTICALS INC 68,867 6,005 0.01%
525 CIMAREX ENERGY 44,520 5,982 0.01%
526 THAI FD INC 726,914 5,946 0.01%
527 SKYWORKS SOLUTIONS INC 76,726 5,841 0.01%
528 LATIN AMERN DISCOVERY FD INC 579,548 5,836 0.01%
529 INTERACTIVE INTELLIGENCE GRO 5,000,000 5,784 0.01% PRN
530 TENARIS S A 203,133 5,768 0.01%
531 COPART INC 106,238 5,690 0.01%
532 BERRY PLASTICS GROUP INC 129,043 5,658 0.01%
533 ABERDEEN SINGAPORE FD INC COM 597,845 5,607 0.01%
534 V F CORP 99,719 5,589 0.01%
535 NETSUITE INC 5,000,000 5,543 0.01% PRN
536 HILTON WORLDWIDE 240,200 5,507 0.01%
537 STARWOOD PPTY TR INC 5,000,000 5,506 0.01% PRN
538 EATON VANCE LTD DURATION INC 392,145 5,376 0.01% PRN
539 PRUDENTIAL GLB SHT DUR HG YL 353,180 5,336 0.01% PRN
540 TERNIUM SA 270,939 5,318 0.01%
541 PHYSICIANS RLTY TR 246,406 5,307 0.01%
542 MARATHON PETE CORP 130,310 5,289 0.01%
543 ZHAOPIN LTD 350,000 5,250 0.01%
544 ROCKWELL AUTOMATION INC 42,409 5,188 0.01%
545 PTC THERAPEUTICS INC 8,500,000 5,100 0.01% PRN
546 FISERV INC 51,162 5,089 0.01%
547 HARLEY DAVIDSON INC 96,435 5,071 0.01%
548 ISHARES MSCI UNITED KINGDOM SMALL CAP ETF 139,015 5,055 0.01%
549 FXCM INC 11,715,000 5,037 0.01% PRN
550 FLEETMATICS GROUP PLC 83,600 5,014 0.01%
Page 11 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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