| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,809,073 | 79,643,000 | 19.08% | ||
| 2 | UBS Group AG | 4,367,465 | 59,878,000 | 14.35% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,251,972 | 30,875,000 | 7.40% | ||
| 4 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,160,812 | 29,625,000 | 7.10% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 2,152,548 | 29,511,000 | 7.07% | ||
| 6 | Invesco Ltd. | 1,708,061 | 23,417,000 | 5.61% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 923,745 | 12,665,000 | 3.03% | ||
| 8 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 831,840 | 11,405,000 | 2.73% | ||
| 9 | 1607 Capital Partners, LLC | 790,328 | 10,835,000 | 2.60% | ||
| 10 | Advisors Asset Management, Inc. | 738,642 | 10,127,000 | 2.43% | ||
| 11 | Camelot Portfolios, LLC | 547,588 | 7,507,000 | 1.80% | ||
| 12 | WELLS FARGO & COMPANY/MN | 517,255 | 7,091,000 | 1.70% | ||
| 13 | Commonwealth Equity Services, Inc | 486,801 | 6,674,000 | 1.60% | ||
| 14 | COHEN & STEERS, INC. | 414,179 | 5,678,000 | 1.36% | ||
| 15 | AMERIPRISE FINANCIAL INC | 398,738 | 5,467,000 | 1.31% | ||
| 16 | LAZARD ASSET MANAGEMENT LLC | 392,145 | 5,376,000 | 1.29% | PRN | |
| 17 | BANK OF MONTREAL /CAN/ | 377,666 | 5,178,000 | 1.24% | ||
| 18 | Vident Investment Advisory, LLC | 349,941 | 4,798,000 | 1.15% | ||
| 19 | LPL Financial LLC | 307,888 | 4,209,000 | 1.01% | ||
| 20 | Yorktown Management & Research Co Inc | 290,000 | 3,976,000 | 0.95% | ||
| 21 | Horizon Kinetics LLC | 278,008 | 3,811,000 | 0.91% | ||
| 22 | HighTower Advisors, LLC | 262,520 | 3,605,000 | 0.86% | ||
| 23 | ZAZOVE ASSOCIATES LLC | 252,198 | 3,458,000 | 0.83% | ||
| 24 | CITIGROUP INC | 251,240 | 3,445,000 | 0.83% | ||
| 25 | STIFEL FINANCIAL CORP | 230,109 | 3,161,000 | 0.76% | ||
| 26 | Creative Planning | 198,422 | 2,720,000 | 0.65% | ||
| 27 | ROBINSON CAPITAL MANAGEMENT, LLC | 161,415 | 2,213,000 | 0.53% | ||
| 28 | First Allied Advisory Services, Inc. | 138,882 | 1,904,000 | 0.46% | ||
| 29 | WESTBOURNE INVESTMENT ADVISORS, INC. | 138,330 | 1,897,000 | 0.45% | ||
| 30 | AVALON CAPITAL MANAGEMENT | 134,507 | 1,844,000 | 0.44% | ||
| 31 | NINE MASTS CAPITAL Ltd | 121,989 | 1,672,000 | 0.40% | ||
| 32 | DOLIVER ADVISORS, LP | 114,905 | 1,575,000 | 0.38% | ||
| 33 | POINTE CAPITAL MANAGEMENT LLC | 105,946 | 1,453,000 | 0.35% | ||
| 34 | ROYAL BANK OF CANADA | 95,044 | 1,436,000 | 0.34% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 103,485 | 1,419,000 | 0.34% | ||
| 36 | JANUS HENDERSON INVESTORS US LLC | 97,677 | 1,339,000 | 0.32% | ||
| 37 | Aviance Capital Partners, LLC | 94,891 | 1,301,000 | 0.31% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 94,797 | 1,300,000 | 0.31% | ||
| 39 | SUNTRUST BANKS INC | 87,868 | 1,204,000 | 0.29% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 87,659 | 1,202,000 | 0.29% | ||
| 41 | Blume Capital Management, Inc. | 86,759 | 1,189,000 | 0.28% | ||
| 42 | INVESTMENT CENTERS OF AMERICA INC | 78,885 | 1,078,000 | 0.26% | ||
| 43 | Apriem Advisors | 72,900 | 999,000 | 0.24% | ||
| 44 | Capital Investment Advisors, LLC | 70,016 | 960,000 | 0.23% | ||
| 45 | FIRST TRUST ADVISORS LP | 68,169 | 935,000 | 0.22% | ||
| 46 | RAYMOND JAMES & ASSOCIATES | 61,232 | 839,000 | 0.20% | ||
| 47 | MSI Financial Services Inc | 60,615 | 831,000 | 0.20% | ||
| 48 | Shaker Financial Services, LLC | 59,057 | 810,000 | 0.19% | ||
| 49 | Strategic Advisors LLC | 47,807 | 655,000 | 0.16% | ||
| 50 | GUGGENHEIM CAPITAL LLC | 45,064 | 618,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
