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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
551 ROVI CORP 5,000,000 5,009 0.01% PRN
552 CROWN HOLDINGS INC 85,753 4,895 0.01%
553 TWENTY FIRST CENTY FOX INC 201,252 4,874 0.01%
554 AMERICAN AIRLS GROUP INC 132,765 4,860 0.01%
555 ISHARES MSCI JAPN SMCETF 74,860 4,835 0.01%
556 BOULDER GROWTH & INCOME FUND COM 574,700 4,815 0.01%
557 HASBRO INC 60,667 4,812 0.01%
558 BOTTOMLINE TECH DEL INC COM 205,370 4,787 0.01%
559 HALLIBURTON CO 106,488 4,779 0.01%
560 GAIN CAP HLDGS INC 5,000,000 4,775 0.01% PRN
561 DOW CHEM CO 91,537 4,744 0.01%
562 MEXICO EQUITY & INCOME FD 455,040 4,709 0.01%
563 LMP CAP & INCOME FD INC 345,146 4,704 0.01%
564 EQUINIX INC 13,050 4,701 0.01%
565 DELTA AIRLINES INC DEL 118,345 4,658 0.01%
566 ALTRIA GROUP INC 73,580 4,652 0.01%
567 ASCENT CAP GROUP INC 6,403,000 4,626 0.01% PRN
568 SELECT SECTOR SPDR TR 79,000 4,612 0.01%
569 VARIAN MED SYS INC 46,241 4,602 0.01%
570 PENTAIR PLC 71,445 4,589 0.01%
571 ISHARES TR 163,370 4,580 0.01%
572 SPDR SER TR 92,238 4,505 0.01% PRN
573 COLONY CAPITAL CL A ORD 246,606 4,495 0.01%
574 HORIZON PHARMA INV LTD 2.500000 03/15/20 4,500,000 4,373 0.01% PRN
575 HEXCEL CORP NEW COM 98,615 4,368 0.01%
576 BERKSHIRE HATHAWAY INC DEL 30,050 4,341 0.01%
577 PUBLIC STORAGE 19,073 4,255 0.01%
578 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
579 RYANAIR HLDGS PLC 55,555 4,168 0.01%
580 TURKCELL ILETISIM HIZMETLERI 513,500 4,138 0.01%
581 GENERAL ELECTRIC CO 138,987 4,116 0.01%
582 KRAFT HEINZ CO 45,896 4,108 0.01%
583 VENTAS INC 57,796 4,082 0.01%
584 GODADDY INC 117,857 4,069 0.01%
585 BWX TECHNOLOGIES INC COM 105,487 4,047 0.01%
586 FIFTH THIRD BANCORP 197,378 4,038 0.01%
587 SELECT SECTOR SPDR TR 84,000 4,011 0.01%
588 WORKDAY INC 43,300 3,970 0.01%
589 DISNEY WALT CO 42,453 3,942 0.01%
590 RELX NV 219,940 3,928 0.01%
591 CIGNA CORPORATION 30,115 3,924 0.01%
592 GOGO INC 5,000,000 3,837 0.01% PRN
593 SAGE THERAPEUTICS INC 81,600 3,757 0.01%
594 AERCAP HOLDINGS NV 97,131 3,738 0.01%
595 MADISON SQUARE GARDEN CO NEW 22,024 3,731 0.01%
596 MACQUARIE GLOBAL INFRASTRUCT 170,751 3,720 0.01%
597 VANTIV INC 65,947 3,710 0.01%
598 COMPANHIA DE SANEAMENTO BASI 397,522 3,681 0.01%
599 HUNTINGTON INGALLS INDS INC 23,699 3,635 0.01%
600 CNOOC LTD 28,423 3,595 0.01%
Page 12 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 272,349 47,996 0.10%
2 3M CO 13,615 2,399 0.00%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 179,034 11,291 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,915,616 24,213 0.05%
6 ABERDEEN GTR CHINA FD INC 50,620 460 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 1,191,692 9,795 0.02%
9 ABERDEEN LATIN AMER EQTY FD 946,465 20,197 0.04%
10 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 362,715 44,312 0.09%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,832,571 37,248 0.07%
17 ADEPTUS HEALTH INC CL A 325 13 0.00%
18 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
19 ADVANCE AUTO PARTS INC 1,909 284 0.00%
20 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
21 ADVANCED ENERGY INDS COM 32,921 1,557 0.00%
22 ADVANCED MICRO DEVICES INC COCO 26 28,000,000 30,520 0.06% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,466,720 8,668 0.02%
24 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 381,668 2,255 0.00%
25 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
26 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
27 AERCAP HOLDINGS NV 97,131 3,738 0.01%
28 AES CORP 3,024,961 38,870 0.08%
29 AETNA INC NEW 2,325 268 0.00%
30 AETNA INC NEW 2,273,956 262,528 0.52%
31 AETNA INC NEW 3,580 413 0.00%
32 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
33 AGILENT TECHNOLOGIES INC 65,592 3,088 0.01%
34 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
35 AGREE RLTY CORP COM 1,000 49 0.00%
36 AIR LEASE CORP 97,901 2,798 0.01%
37 AIRCASTLE LTD 8,000 158 0.00%
38 AK STL CORP 22,600,000 27,148 0.05% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
40 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
41 ALASKA AIR GROUP INC 279,964 18,438 0.04%
42 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
43 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 61,549 2,189 0.00%
45 ALEXION PHARMACEUTICALS INC 12 1 0.00%
46 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
47 ALIBABA GROUP HLDG LTD 19,709 2,085 0.00%
48 ALIBABA GROUP HLDG LTD 1,762,580 186,463 0.37%
49 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.03% PRN
50 ALLEGIANT TRAVEL CO COM 50 6 0.00%
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