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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
701 ULTRAGENYX PHARMACEUTICAL INC COM 24,750 1,755 0.00%
702 DR PEPPER SNAPPLE GROUP INC 19,197 1,752 0.00%
703 FARMLAND PARTNERS INC 155,500 1,741 0.00%
704 NXP SEMICONDUCTORS N V 16,916 1,725 0.00%
705 DECKERS OUTDOOR CORP 28,635 1,705 0.00%
706 FLY LEASING LTD SPONSORED ADR 146,009 1,692 0.00%
707 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
708 NEUROCRINE BIOSCIENCES INC 32,887 1,665 0.00%
709 GEO GROUP INC NEW 69,673 1,656 0.00%
710 NUVEEN NEW YORK QLT MUN INCORPORATED FD 107,805 1,652 0.00% PRN
711 NOVO-NORDISK A S 39,533 1,644 0.00%
712 ISHARES TR 14,450 1,644 0.00% PRN
713 IRIDIUM COMMUNICATIONS INC 200,560 1,626 0.00%
714 KROGER CO 53,733 1,594 0.00%
715 ADVANCED ENERGY INDS COM 32,979 1,560 0.00%
716 F5 NETWORKS INC 12,484 1,556 0.00%
717 BANCOLOMBIA S A 39,600 1,545 0.00%
718 SHERWIN WILLIAMS CO 5,561 1,538 0.00%
719 CBL & ASSOC PPTYS INC 126,362 1,534 0.00%
720 BANCO BRADESCO S A 166,819 1,513 0.00%
721 PUBLIC SVC ENTERPRISE GRP IN 35,756 1,497 0.00%
722 BIOMARIN PHARMACEUTICAL INC 15,503 1,434 0.00%
723 S&P GLOBAL INC 11,240 1,422 0.00%
724 ISHARES 47,700 1,421 0.00%
725 ISHARES TR 48,300 1,420 0.00%
726 BAKER HUGHES INC 27,967 1,411 0.00%
727 TERNIUM SA 71,600 1,405 0.00%
728 FEDERAL REALTY INVS 9,085 1,398 0.00%
729 CHESAPEAKE ENERGY CORP 222,684 1,396 0.00%
730 INTERNATIONAL BUSINESS MACHS 8,763 1,392 0.00%
731 CARRIZO OIL & GAS INC 34,163 1,387 0.00%
732 HAWAIIAN HOLDINGS INC 28,100 1,365 0.00%
733 TJX COS INC NEW 17,971 1,343 0.00%
734 FACTSET RESH SYS INC 8,038 1,302 0.00%
735 BAXTER INTL INC 27,293 1,299 0.00%
736 PROCTER AND GAMBLE CO 14,380 1,290 0.00%
737 PIPER SANDLER COMPANIES COM 26,605 1,285 0.00%
738 PPG INDS INC 12,428 1,284 0.00%
739 COLONY STARWOOD HOMES 43,956 1,261 0.00%
740 HUNT J B TRANS SVCS INC 15,513 1,258 0.00%
741 TIME WARNER INC 15,730 1,252 0.00%
742 XCEL ENERGY INC 30,403 1,250 0.00%
743 TALLGRASS ENERGY GP LP SHS CLASS A 51,815 1,246 0.00%
744 NEWPARK RES INC COM PAR $.01NEW 166,727 1,227 0.00%
745 INFOSYS LTD 77,140 1,217 0.00%
746 SYSCO CORP 24,755 1,213 0.00%
747 REALPAGE INC 46,625 1,198 0.00%
748 GABELLI GLB SML & MD CP VAL TR 109,556 1,183 0.00%
749 Invacare Corp 19,500 1,172 0.00%
750 CDW CORP 25,626 1,171 0.00%
Page 15 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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