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PIPER SANDLER COMPANIES COM
PIPER SANDLER COMPANIES COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 185 Institutional holders with a total value of $502,569,689.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,191,217 57,536,000 11.45%
2 BlackRock Fund Advisors 1,066,129 51,494,000 10.25%
3 DIMENSIONAL FUND ADVISORS LP 799,124 38,597,000 7.68%
4 Bank of New York Mellon Corp 620,989 29,992,000 5.97%
5 LSV ASSET MANAGEMENT 569,574 27,510,000 5.47%
6 BlackRock Institutional Trust Company, N.A. 427,248 20,636,000 4.11%
7 STATE STREET CORP 361,902 17,478,000 3.48%
8 PRUDENTIAL FINANCIAL INC 304,679 14,716,000 2.93%
9 GOLDMAN SACHS GROUP INC 272,863 13,179,000 2.62%
10 KENNEDY CAPITAL MANAGEMENT LLC 261,552 12,633,000 2.51%
11 SYSTEMATIC FINANCIAL MANAGEMENT LP 228,450 11,034,000 2.20%
12 NORTHERN TRUST CORP 210,071 10,147,000 2.02%
13 GEODE CAPITAL MANAGEMENT, LLC 198,303 9,578,000 1.91%
14 PRINCIPAL FINANCIAL GROUP INC 195,956 9,465,000 1.88%
15 NORGES BANK 193,658 8,934,000 1.78%
16 PANAGORA ASSET MANAGEMENT INC 146,893 7,095,000 1.41%
17 AQR CAPITAL MANAGEMENT LLC 146,843 7,093,000 1.41%
18 Matarin Capital Management, LLC 145,204 7,013,353 1.40%
19 JPMORGAN CHASE & CO 141,446 6,832,000 1.36%
20 AMERIPRISE FINANCIAL INC 137,695 6,653,000 1.32%
21 ACADIAN ASSET MANAGEMENT LLC 128,455 6,204,000 1.23%
22 AMERICAN CENTURY COMPANIES INC 108,507 5,241,000 1.04%
23 Shinko Asset Management Co., Ltd. 86,521 4,179,000 0.83%
24 Fisher Asset Management, LLC 86,521 4,179,000 0.83%
25 PARAMETRIC PORTFOLIO ASSOCIATES LLC 82,917 4,005,000 0.80%
26 MACKENZIE FINANCIAL CORP 78,455 3,789,000 0.75%
27 BLACKROCK ADVISORS LLC 78,052 3,770,000 0.75%
28 Invesco Ltd. 74,783 3,613,000 0.72%
29 BlackRock Investment Management, LLC 66,863 3,229,000 0.64%
30 Greenwich Wealth Management LLC 64,664 3,123,000 0.62%
31 TIAA CREF INVESTMENT MANAGEMENT LLC 63,818 3,082,000 0.61%
32 Spark Investment Management LLC 62,600 3,023,000 0.60%
33 Piermont Capital Management Inc. 61,490 2,970,000 0.59%
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 59,966 2,897,000 0.58%
35 BOSTON ADVISORS LLC 56,690 2,738,000 0.54%
36 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 54,219 2,619,000 0.52%
37 BRIDGEWAY CAPITAL MANAGEMENT, LLC 51,600 2,492,000 0.50%
38 Allianz Asset Management GmbH 52,246 2,481,000 0.49%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 50,800 2,454,000 0.49% Call
40 BARCLAYS PLC 48,162 2,327,000 0.46%
41 DEUTSCHE BANK AG\ 47,909 2,312,000 0.46%
42 Nationwide Fund Advisors 45,130 2,180,000 0.43%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 43,000 2,077,000 0.41%
44 GUGGENHEIM CAPITAL LLC 39,726 1,919,000 0.38%
45 RENAISSANCE TECHNOLOGIES LLC 39,200 1,893,000 0.38%
46 SHELL ASSET MANAGEMENT CO 38,901 1,879,000 0.37%
47 QS Investors, LLC 35,816 1,730,000 0.34%
48 Brandywine Global Investment Management, LLC 35,723 1,726,000 0.34%
49 DUPONT CAPITAL MANAGEMENT CORP 35,615 1,720,000 0.34%
50 MORGAN STANLEY 35,141 1,698,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.