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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1151 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
1152 BROADSOFT INC 12,500,000 16,656 0.04% PRN
1153 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
1154 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
1155 LGIH 9,000,000 15,845 0.03% PRN
1156 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
1157 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
1158 SM ENERGY CO 13,000,000 15,665 0.03% PRN
1159 SOLAZYME INC 31,437,000 15,543 0.03% PRN
1160 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
1161 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
1162 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
1163 ICONIX BRAND GROUP INC 17,500,000 15,181 0.03% PRN
1164 NAVISTAR INTL CORP NEW SR SB CONV NT 19 16,000,000 15,010 0.03% PRN
1165 ENCORE CAP GROUP INC 14,800,000 14,726 0.03% PRN
1166 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
1167 THERAVANCE INC NOTE 2.125 1/1 16,373,000 13,794 0.03% PRN
1168 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 11,500,000 13,764 0.03% PRN
1169 PACIRA PHARMACEUTICALS INC 9,000,000 13,618 0.03% PRN
1170 HEALTHWAYS INC 9,269,000 13,492 0.03% PRN
1171 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 11,391,000 12,601 0.03% PRN
1172 WABASH NATL CORP SR NT CV3.375 18 9,308,000 12,484 0.03% PRN
1173 M/I HOMES INC 11,235,000 12,126 0.03% PRN
1174 MERITAGE HOMES CORP 12,034,000 12,041 0.03% PRN
1175 BLUCORA INC 12,500,000 11,984 0.03% PRN
1176 TTM TECHNOLOGIES INC 9,000,000 11,947 0.03% PRN
1177 MOLINA HEALTHCARE INC 9,821,000 11,674 0.03% PRN
1178 PDL BIOPHARMA INC 11,894,000 11,611 0.03% PRN
1179 CHENIERE ENERGY INC 17,500,000 11,189 0.02% PRN
1180 LIBERTY INTERACTIVE LLC 10,000,000 10,612 0.02% PRN
1181 ALLSCRIPTS HEALTHCARE SOLUTN 10,000,000 10,287 0.02% PRN
1182 EZCORP INC 10,000,000 9,893 0.02% PRN
1183 VANECK VECTORS ETF TR 338,579 9,795 0.02% PRN
1184 NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 9,500,000 9,577 0.02% PRN
1185 ISHARES 20 YEAR TREASURY BOND ETF 67,515 9,283 0.02% PRN
1186 INTEL CORP JR SB CONV DB 39 5,000,000 9,153 0.02% PRN
1187 PORTFOLIO RECOVERY ASSOCS IN 10,000,000 9,043 0.02% PRN
1188 ENCORE CAP GROUP INC 11,448,000 8,772 0.02% PRN
1189 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 8,500,000 8,489 0.02% PRN
1190 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
1191 YAHOO INC SR CV ZERO NT 18 8,000,000 8,230 0.02% PRN
1192 RTW HLDGS INC 7,869,000 8,006 0.02% PRN
1193 QUIDEL CORP 7,500,000 7,556 0.02% PRN
1194 WEBMD HEALTH CORP NOTE 1.50012/0 6,500,000 7,531 0.02% PRN
1195 AMAG PHARMACEUTICALS INC 6,628,000 7,477 0.02% PRN
1196 VANGUARD SCOTTSDALE FDS 82,489 6,644 0.01% PRN
1197 INTERACTIVE INTELLIGENCE GRO 5,000,000 5,784 0.01% PRN
1198 NETSUITE INC 5,000,000 5,543 0.01% PRN
1199 STARWOOD PPTY TR INC 5,000,000 5,506 0.01% PRN
1200 EATON VANCE LTD DURATION INC 392,145 5,376 0.01% PRN
Page 24 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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