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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
302 TEMPLETON EMERGING MKTS FD 1,349,251 17,041 0.04%
303 REPUBLIC SVCS INC 337,632 17,033 0.04%
304 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
305 SJW CORP 386,596 16,886 0.04%
306 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
307 CITRIX SYS INC 196,151 16,715 0.04%
308 CISCO SYS INC 526,800 16,710 0.04%
309 BROADSOFT INC 12,500,000 16,656 0.04% PRN
310 BARD C R INC 74,186 16,638 0.04%
311 SPROUTS FMRS MKT INC 793,411 16,383 0.04%
312 ABERDEEN LATIN AMER EQTY FD 763,631 16,295 0.04%
313 ORBOTECH LTD 549,818 16,280 0.04%
314 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
315 KINDER MORGAN INC DEL 700,000 16,191 0.04%
316 ENI S P A 559,605 16,155 0.04%
317 O REILLY AUTOMOTIVE INC NEW 57,471 16,098 0.04%
318 METTLER-TOLEDO 38,342 16,097 0.04%
319 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
320 BLACKHAWK NETWORK 527,220 15,906 0.03%
321 LGIH 9,000,000 15,845 0.03% PRN
322 BLACKSTONE MTG TR INC 536,884 15,811 0.03%
323 LIBERTY ALL STAR EQUITY FD 3,048,901 15,793 0.03%
324 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
325 WAL-MART STORES INC 217,832 15,710 0.03%
326 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
327 SM ENERGY CO 13,000,000 15,665 0.03% PRN
328 INTERNATIONAL GAME TECHNOLOG 638,857 15,575 0.03%
329 SOLAZYME INC 31,437,000 15,543 0.03% PRN
330 INTERNATIONAL BUSINESS MACHS 97,172 15,435 0.03%
331 QUINTILES IMS HOLDINGS INC 190,035 15,404 0.03%
332 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
333 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
334 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
335 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
336 GREAT WESTERN BANCORP INC COM 457,516 15,244 0.03%
337 ICONIX BRAND GROUP INC 17,500,000 15,181 0.03% PRN
338 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
339 NIELSEN HLDGS PLC 282,555 15,136 0.03%
340 NAVISTAR INTL CORP NEW SR SB CONV NT 19 16,000,000 15,010 0.03% PRN
341 ANTERO RES CORP 555,450 14,969 0.03%
342 AMERICAN TOWER CORP NEW 131,400 14,891 0.03%
343 NATIONAL STORAGE AFFILIATES 709,645 14,859 0.03%
344 ENCORE CAP GROUP INC 14,800,000 14,726 0.03% PRN
345 GRUPO SUPERVIELLE S A 994,300 14,725 0.03%
346 TRI CONTL CORP 684,881 14,642 0.03%
347 ALLSTATE CORP 209,659 14,504 0.03%
348 YPF SOCIEDAD ANONIMA 795,999 14,503 0.03%
349 CLOROX CO DEL 115,196 14,420 0.03%
350 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
Page 7 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,578,844 1,269,485 2.52%
2 AON PLC 10,954,609 1,232,283 2.45%
3 CISCO SYS INC 34,561,958 1,096,305 2.18%
4 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
5 BAIDU INC 5,779,291 1,052,235 2.09%
6 NETEASE INC 4,293,744 1,033,847 2.05%
7 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
8 ZOETIS INC 19,118,091 994,332 1.98%
9 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
11 PFIZER INC 26,033,662 881,759 1.75%
12 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
14 ALLERGAN PLC 3,288,126 757,288 1.50%
15 EBAY INC 22,052,649 725,532 1.44%
16 MICROSOFT CORP 12,272,617 706,902 1.40%
17 CSX CORP 22,791,358 695,136 1.38%
18 HONEYWELL INTL INC 5,782,405 674,170 1.34%
19 WALGREENS BOOTS ALLIANCE INC 8,230,419 663,536 1.32%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.18%
21 ROCKWELL AUTOMATION INC 4,761,573 582,531 1.16%
22 AMBEV SA 94,067,158 572,868 1.14%
23 SKYWORKS SOLUTIONS INC 7,172,334 546,101 1.09%
24 APPLE INC 4,458,625 504,047 1.00%
25 DELPHI AUTOMOTIVE PLC 6,887,558 491,220 0.98%
26 YPF SOCIEDAD ANONIMA 26,873,487 489,634 0.97%
27 BANK AMER CORP 30,185,985 472,410 0.94%
28 MOBILE TELESYSTEMS PJSC 61,797,367 471,513 0.94%
29 AMERICA MOVIL SAB DE CV 40,925,498 468,187 0.93%
30 COPART INC 8,661,200 463,893 0.92%
31 UNION PAC CORP 4,667,483 455,219 0.90%
32 MOTOROLA SOLUTIONS INC 5,896,208 449,762 0.89%
33 VISA INC 5,311,454 439,256 0.87%
34 UNITED TECHNOLOGIES CORP 4,272,898 434,126 0.86%
35 MADISON SQUARE GARDEN CO NEW 2,550,966 432,159 0.86%
36 NXP SEMICONDUCTORS N V 4,119,145 420,193 0.83%
37 CROWN HOLDINGS INC 7,154,426 408,446 0.81%
38 QUINTILES IMS HOLDINGS INC 4,935,110 400,039 0.79%
39 JOHNSON CTLS INTL PLC 8,430,851 392,287 0.78%
40 ADVANCE AUTO PARTS INC 2,538,453 378,534 0.75%
41 AT&T INC 9,076,840 368,610 0.73%
42 ALPHABET INC 468,931 364,494 0.72%
43 INTERCONTINENTAL EXCHANGE IN 1,301,738 350,635 0.70%
44 EATON CORP PLC 5,281,090 347,020 0.69%
45 SCHLUMBERGER LTD 4,308,981 338,858 0.67%
46 APPLIED MATLS INC 11,235,606 338,753 0.67%
47 PLDT INC 9,493,430 338,630 0.67%
48 SCHWAB CHARLES CORP 10,319,834 325,796 0.65%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.59%
50 STRYKER CORP 2,530,803 294,610 0.59%
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