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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,615 2,399 0.01%
2 3M CO 258,443 45,545 0.10%
3 ABBOTT LABS 787,550 33,305 0.07%
4 ABBVIE INC 178,972 11,287 0.02%
5 ABERDEEN EMERGING MKTS SMALL 1,660,406 20,987 0.05%
6 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
7 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
8 ABERDEEN JAPAN EQUITY FD INC 986,322 8,107 0.02%
9 ABERDEEN LATIN AMER EQTY FD 763,631 16,295 0.04%
10 ABERDEEN SINGAPORE FD INC COM 597,845 5,607 0.01%
11 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
12 ACCENTURE PLC IRELAND 258,734 31,609 0.07%
13 ACCENTURE PLC IRELAND 4,519 552 0.00%
14 ACTIVISION BLIZZARD INC 432,442 19,157 0.04%
15 ACTIVISION BLIZZARD INC 645,553 28,597 0.06%
16 ADAMS DIVERSIFIED EQUITY FD 2,780,283 36,560 0.08%
17 ADEPTUS HEALTH INC 325 13 0.00%
18 ADVANCE AUTO PARTS INC 102,609 15,301 0.03%
19 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
20 ADVANCED ACCELERATOR APPLIC 12,673 482 0.00%
21 ADVANCED ENERGY INDS COM 32,979 1,560 0.00%
22 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,229,894 7,268 0.02%
24 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
25 AEGEAN MARINE PETROLEUM NETW 900 9 0.00%
26 AERCAP HOLDINGS NV 97,131 3,738 0.01%
27 AES CORP 3,024,961 38,870 0.08%
28 AETNA INC NEW 2,243,114 258,967 0.56%
29 AETNA INC NEW 3,580 413 0.00%
30 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
31 AGILENT TECHNOLOGIES INC 65,561 3,087 0.01%
32 AGNICO EAGLE MINES LTD 280,174 15,179 0.03%
33 AGREE RLTY CORP COM 1,000 49 0.00%
34 AIR LEASE CORP 97,839 2,796 0.01%
35 AIRCASTLE LTD 8,000 158 0.00%
36 AK STL CORP 22,600,000 27,148 0.06% PRN
37 AKAMAI TECHNOLOGIES INC 2,462 130 0.00%
38 AKAMAI TECHNOLOGIES INC 8,500,000 8,319 0.02% PRN
39 ALASKA AIR GROUP INC 279,753 18,424 0.04%
40 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
41 ALEX REAL ESTATE EQ 15,337 1,668 0.00%
42 ALEXANDRIA REAL ESTATE EQ IN 61,005 2,170 0.00%
43 ALIBABA GROUP HLDG LTD 39,834 4,214 0.01%
44 ALIBABA GROUP HLDG LTD 1,881,481 199,041 0.43%
45 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
46 ALLEGIANT TRAVEL CO 50 6 0.00%
47 ALLERGAN PLC 27,845 6,412 0.01%
48 ALLERGAN PLC 1,035 238 0.00%
49 ALLERGAN PLC 2,988,910 688,375 1.50%
50 ALLIED MOTION TECHNOLOGIES 4,600 86 0.00%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
501 GENERAL DYNAMICS CORP 49,046 7,609 0.02%
502 THAI FD INC 927,302 7,585 0.02%
503 QUIDEL CORP 7,500,000 7,556 0.02% PRN
504 WEBMD HEALTH CORP NOTE 1.50012/0 6,500,000 7,531 0.01% PRN
505 PHILLIPS 66 93,372 7,521 0.01%
506 SPIRIT AEROSYSTEMS HLDGS INC 168,001 7,482 0.01%
507 AMAG PHARMACEUTICALS INC 6,628,000 7,477 0.01% PRN
508 UNION PAC CORP 76,404 7,451 0.01%
509 CONTINENTAL BLDG PRODS INC COM 354,597 7,442 0.01%
510 EMCOR GROUP INC 124,699 7,434 0.01%
511 TORO CO 156,964 7,352 0.01%
512 BEACON ROOFING SUPPLY INC 174,492 7,340 0.01%
513 HALLIBURTON CO 163,327 7,330 0.01%
514 LATIN AMERN DISCOVERY FD INC 727,543 7,326 0.01%
515 ROCKWELL COLLINS INC 86,539 7,298 0.01%
516 MSCI INC 86,736 7,280 0.01%
517 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
518 VANGUARD TAX-MANAGED FDS 186,091 6,961 0.01%
519 CHUBB LIMITED 55,329 6,952 0.01%
520 MORGAN STANLEY 216,120 6,929 0.01%
521 CELLECTIS S A 285,469 6,874 0.01%
522 ARRIS INTL INC 242,348 6,865 0.01%
523 PALO ALTO NETWORKS INC 42,375 6,751 0.01%
524 MCKESSON CORP 40,329 6,724 0.01%
525 VANGUARD SCOTTSDALE FDS 82,489 6,644 0.01% PRN
526 TERADATA CORP DEL 213,368 6,614 0.01%
527 ESSEX PPTY TR INC 29,436 6,555 0.01%
528 DENTSPLY SIRONA INC 110,119 6,544 0.01%
529 MOTOROLA SOLUTIONS INC 85,228 6,501 0.01%
530 ALLERGAN PLC 27,845 6,412 0.01%
531 VALVOLINE INC 272,029 6,389 0.01%
532 LINCOLN NATL CORP IND 130,032 6,108 0.01%
533 ANTHEM INC 48,705 6,103 0.01%
534 LIBERTY MEDIA CORP 10,023,000 6,070 0.01%
535 SNAP ON INC 39,745 6,039 0.01%
536 VERTEX PHARMACEUTICALS INC 68,867 6,005 0.01%
537 CIMAREX ENERGY 44,520 5,982 0.01%
538 SKYWORKS SOLUTIONS INC 76,726 5,841 0.01%
539 INTERACTIVE INTELLIGENCE GRO 5,000,000 5,784 0.01% PRN
540 TENARIS S A 203,133 5,768 0.01%
541 COPART INC 106,238 5,690 0.01%
542 BERRY PLASTICS GROUP INC 129,073 5,659 0.01%
543 FISERV INC 56,730 5,642 0.01%
544 V F CORP 99,819 5,594 0.01%
545 NETSUITE INC 5,000,000 5,543 0.01% PRN
546 HILTON WORLDWIDE 240,200 5,507 0.01%
547 STARWOOD PPTY TR INC 5,000,000 5,506 0.01% PRN
548 MEXICO EQUITY & INE FD 522,909 5,412 0.01%
549 EATON VANCE LTD DURATION INC 392,145 5,376 0.01% PRN
550 PHYSICIANS RLTY TR 249,547 5,375 0.01%
Page 11 of 29