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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 422,624 47,511 0.10% PRN
2 ISHARES TR 357,871 40,349 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.06% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
19 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
20 HOLOGIC INC 16,500,000 20,274 0.04% PRN
21 ISHARES TR 161,727 19,921 0.04% PRN
22 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
23 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
24 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
25 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
26 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
27 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
28 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
29 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
30 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
31 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
32 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
33 TESARO INC 6,000,000 17,651 0.04% PRN
34 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
35 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
36 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
38 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
39 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
40 BROADSOFT INC 12,500,000 16,656 0.04% PRN
41 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
42 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
43 LGIH 9,000,000 15,845 0.03% PRN
44 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
45 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
46 SM ENERGY CO 13,000,000 15,665 0.03% PRN
47 SOLAZYME INC 31,437,000 15,543 0.03% PRN
48 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
49 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
50 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
501 GENERAL DYNAMICS CORP 49,046 7,609 0.02%
502 THAI FD INC 927,302 7,585 0.02%
503 QUIDEL CORP 7,500,000 7,556 0.02% PRN
504 WEBMD HEALTH CORP NOTE 1.50012/0 6,500,000 7,531 0.01% PRN
505 PHILLIPS 66 93,372 7,521 0.01%
506 SPIRIT AEROSYSTEMS HLDGS INC 168,001 7,482 0.01%
507 AMAG PHARMACEUTICALS INC 6,628,000 7,477 0.01% PRN
508 UNION PAC CORP 76,404 7,451 0.01%
509 CONTINENTAL BLDG PRODS INC COM 354,597 7,442 0.01%
510 EMCOR GROUP INC 124,699 7,434 0.01%
511 TORO CO 156,964 7,352 0.01%
512 BEACON ROOFING SUPPLY INC 174,492 7,340 0.01%
513 HALLIBURTON CO 163,327 7,330 0.01%
514 LATIN AMERN DISCOVERY FD INC 727,543 7,326 0.01%
515 ROCKWELL COLLINS INC 86,539 7,298 0.01%
516 MSCI INC 86,736 7,280 0.01%
517 ABERDEEN SINGAPORE FD INC COM 746,638 7,003 0.01%
518 VANGUARD TAX-MANAGED FDS 186,091 6,961 0.01%
519 CHUBB LIMITED 55,329 6,952 0.01%
520 MORGAN STANLEY 216,120 6,929 0.01%
521 CELLECTIS S A 285,469 6,874 0.01%
522 ARRIS INTL INC 242,348 6,865 0.01%
523 PALO ALTO NETWORKS INC 42,375 6,751 0.01%
524 MCKESSON CORP 40,329 6,724 0.01%
525 VANGUARD SCOTTSDALE FDS 82,489 6,644 0.01% PRN
526 TERADATA CORP DEL 213,368 6,614 0.01%
527 ESSEX PPTY TR INC 29,436 6,555 0.01%
528 DENTSPLY SIRONA INC 110,119 6,544 0.01%
529 MOTOROLA SOLUTIONS INC 85,228 6,501 0.01%
530 ALLERGAN PLC 27,845 6,412 0.01%
531 VALVOLINE INC 272,029 6,389 0.01%
532 LINCOLN NATL CORP IND 130,032 6,108 0.01%
533 ANTHEM INC 48,705 6,103 0.01%
534 LIBERTY MEDIA CORP 10,023,000 6,070 0.01%
535 SNAP ON INC 39,745 6,039 0.01%
536 VERTEX PHARMACEUTICALS INC 68,867 6,005 0.01%
537 CIMAREX ENERGY 44,520 5,982 0.01%
538 SKYWORKS SOLUTIONS INC 76,726 5,841 0.01%
539 INTERACTIVE INTELLIGENCE GRO 5,000,000 5,784 0.01% PRN
540 TENARIS S A 203,133 5,768 0.01%
541 COPART INC 106,238 5,690 0.01%
542 BERRY PLASTICS GROUP INC 129,073 5,659 0.01%
543 FISERV INC 56,730 5,642 0.01%
544 V F CORP 99,819 5,594 0.01%
545 NETSUITE INC 5,000,000 5,543 0.01% PRN
546 HILTON WORLDWIDE 240,200 5,507 0.01%
547 STARWOOD PPTY TR INC 5,000,000 5,506 0.01% PRN
548 MEXICO EQUITY & INE FD 522,909 5,412 0.01%
549 EATON VANCE LTD DURATION INC 392,145 5,376 0.01% PRN
550 PHYSICIANS RLTY TR 249,547 5,375 0.01%
Page 11 of 29