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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 422,624 47,511 0.10% PRN
2 ISHARES TR 357,871 40,349 0.09% PRN
3 CEMEX SAB DE CV NOTE 3.750 3/1 35,000,000 39,462 0.09% PRN
4 TRINITY INDS INC 25,520,000 30,624 0.07% PRN
5 STARWOOD PPTY TR INC SR CV NT 3.75 17 29,600,000 30,599 0.07% PRN
6 ADVANCED MICRO DEVICES INC SR CV NT2.125 26 28,000,000 30,520 0.07% PRN
7 GREEN PLAINS INC 20,500,000 28,495 0.06% PRN
8 MEDICINES CO SR GLBL CV NT 22 21,500,000 27,936 0.06% PRN
9 AK STL CORP 22,600,000 27,148 0.06% PRN
10 RYLAND GROUP INC SR NT CV 0.25 19 27,134,000 25,268 0.06% PRN
11 WRIGHT MED GROUP INC SR CONV NT 2 20 23,268,000 24,969 0.05% PRN
12 INTEGRA LIFESCIENCES HLDGS C 14,608,000 22,898 0.05% PRN
13 AEGEAN MARINE PETE NETWORK I 22,707,000 22,707 0.05% PRN
14 STARWOOD WAYPOINT 4.5 15OCT17 21,000,000 22,575 0.05% PRN
15 DEPOMED INC NOTE 2.500 9/0 15,515,000 22,147 0.05% PRN
16 SHUTTERFLY INC 22,227,000 21,879 0.05% PRN
17 LEXICON PHARMACEUTICALS INC 9,570,000 21,640 0.05% PRN
18 ALTRA INDL MOTION CORP 18,100,000 21,425 0.05% PRN
19 CARRIAGE SVCS INC NOTE 2.750 3/1 17,559,000 20,664 0.04% PRN
20 HOLOGIC INC 16,500,000 20,274 0.04% PRN
21 ISHARES TR 161,727 19,921 0.04% PRN
22 CEMEX SAB DE CV 18,615,000 19,464 0.04% PRN
23 TOLL BROS FIN CORP 19,725,000 19,441 0.04% PRN
24 PROOFPOINT INC NOTE 1.25012/1 10,035,000 19,417 0.04% PRN
25 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 17,567,000 19,115 0.04% PRN
26 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 15,500,000 19,035 0.04% PRN
27 REDWOOD TR INC 18,681,000 18,832 0.04% PRN
28 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
29 INTERCEPT PHARMACEUTICALS IN 16,500,000 18,531 0.04% PRN
30 STANDARD PAC CORP NEW 17,526,000 18,347 0.04% PRN
31 GREENBRIER COS INC 16,050,000 18,236 0.04% PRN
32 STARWOOD WAYPOINT RESIDENTL 16,544,000 18,012 0.04% PRN
33 TESARO INC 6,000,000 17,651 0.04% PRN
34 AMTRUST FINL SVCS INC 20,000,000 17,450 0.04% PRN
35 WEATHERFORD INTL LTD 15,500,000 17,427 0.04% PRN
36 COWEN GROUP INC NEW 17,500,000 17,073 0.04% PRN
37 RTI INTL METALS INC SR CV NT1.625 19 15,923,000 17,057 0.04% PRN
38 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000,000 16,987 0.04% PRN
39 LIBERTY MEDIA CORP 27,084,000 16,859 0.04% PRN
40 BROADSOFT INC 12,500,000 16,656 0.04% PRN
41 CORNERSTONE ONDEMAND INC 14,876,000 16,270 0.04% PRN
42 POWERSHARES ETF TR II 850,030 16,040 0.03% PRN
43 LGIH 9,000,000 15,845 0.03% PRN
44 LIBERTY MEDIA CORP DELAWARE 15,000,000 15,712 0.03% PRN
45 HURON CONSULTING GROUP INC 15,487,000 15,680 0.03% PRN
46 SM ENERGY CO 13,000,000 15,665 0.03% PRN
47 SOLAZYME INC 31,437,000 15,543 0.03% PRN
48 ALBANY MOLECULAR RESH INC 13,000,000 15,380 0.03% PRN
49 MERRIMACK PHARMACEUTI 12,469,000 15,349 0.03% PRN
50 ELECTRONICS FOR IMAGING INC 13,815,000 15,317 0.03% PRN
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
351 AMERICAN TOWER CORP NEW 131,400 14,891 0.03%
352 GREAT WESTERN BANCORP INC COM 446,159 14,866 0.03%
353 ENCORE CAP GROUP INC 14,800,000 14,726 0.03% PRN
354 GRUPO SUPERVIELLE S A 994,300 14,725 0.03%
355 TRI CONTL CORP 684,881 14,642 0.03%
356 NATIONAL STORAGE AFFILIATES 695,837 14,570 0.03%
357 ALLSTATE CORP 209,659 14,504 0.03%
358 YPF SOCIEDAD ANONIMA 795,999 14,503 0.03%
359 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
360 ARCH CAP GROUP LTD 180,408 14,299 0.03%
361 AMERICA MOVIL SAB DE CV 1,246,070 14,255 0.03%
362 HCA HOLDINGS INC 188,233 14,236 0.03%
363 GENTHERM INC 444,216 13,957 0.03%
364 ISHARES TR 112,775 13,940 0.03%
365 RYDEX ETF TRUST 166,375 13,907 0.03%
366 DCT Industrial Trust Inc 286,219 13,895 0.03%
367 UNILEVER N V 300,261 13,842 0.03%
368 THERAVANCE INC NOTE 2.125 1/1 16,373,000 13,794 0.03% PRN
369 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 11,500,000 13,764 0.03% PRN
370 SHIRE PLC 70,704 13,706 0.03%
371 CYPRESS SEMICONDUCTOR CORP 1,127,210 13,706 0.03%
372 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
373 PACIRA PHARMACEUTICALS INC 9,000,000 13,618 0.03% PRN
374 HEALTHWAYS INC 9,269,000 13,492 0.03% PRN
375 CHURCH & DWIGHT 276,579 13,253 0.03%
376 MATADOR RES CO 539,874 13,140 0.03%
377 MYLAN N V 343,630 13,099 0.03%
378 UNUM GROUP 368,419 13,008 0.03%
379 HOME BANCSHARES INC 622,727 12,958 0.03%
380 FRANKS INTL N V 996,802 12,958 0.03%
381 FEDEX CORP 73,979 12,922 0.03%
382 NOVO-NORDISK A S 309,219 12,860 0.03%
383 EBAY INC 389,805 12,824 0.03%
384 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,325,372 12,816 0.03%
385 WATERS CORP 80,813 12,808 0.03%
386 POLARIS INDS INC 165,195 12,792 0.03%
387 FIRST TR/ABERDEEN EMERG OPT 839,369 12,775 0.03%
388 PNC FINL SVCS GROUP INC 141,176 12,718 0.03%
389 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 11,391,000 12,601 0.03% PRN
390 ITAU UNIBANCO HLDG SA 1,147,889 12,557 0.02%
391 INTERNATIONAL GAME TECHNOLOG 513,621 12,522 0.02%
392 WABASH NATL CORP SR NT CV3.375 18 9,308,000 12,484 0.02% PRN
393 KILROY RLTY CORP COM 179,224 12,429 0.02%
394 SCHOLASTIC CORP 313,729 12,348 0.02%
395 TARENA INTL INC 852,700 12,347 0.02%
396 ORBOTECH LTD 410,388 12,151 0.02%
397 M/I HOMES INC 11,235,000 12,126 0.02% PRN
398 DARDEN RESTAURANTS INC 197,147 12,089 0.02%
399 MERITAGE HOMES CORP 12,034,000 12,041 0.02% PRN
400 REINSURANCE GROUP AMER INC 111,460 12,030 0.02%
Page 8 of 29