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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
351 AMERICAN TOWER CORP NEW 131,400 14,891 0.03%
352 GREAT WESTERN BANCORP INC COM 446,159 14,866 0.03%
353 ENCORE CAP GROUP INC 14,800,000 14,726 0.03% PRN
354 GRUPO SUPERVIELLE S A 994,300 14,725 0.03%
355 TRI CONTL CORP 684,881 14,642 0.03%
356 NATIONAL STORAGE AFFILIATES 695,837 14,570 0.03%
357 ALLSTATE CORP 209,659 14,504 0.03%
358 YPF SOCIEDAD ANONIMA 795,999 14,503 0.03%
359 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
360 ARCH CAP GROUP LTD 180,408 14,299 0.03%
361 AMERICA MOVIL SAB DE CV 1,246,070 14,255 0.03%
362 HCA HEALTHCARE INC 188,233 14,236 0.03%
363 GENTHERM INC 444,216 13,957 0.03%
364 ISHARES TR 112,775 13,940 0.03%
365 RYDEX ETF TRUST 166,375 13,907 0.03%
366 DCT Industrial Trust Inc 286,219 13,895 0.03%
367 UNILEVER N V 300,261 13,842 0.03%
368 THERAVANCE INC 16,373,000 13,794 0.03% PRN
369 IRONWOOD PHARMACEUTICALS INC 11,500,000 13,764 0.03% PRN
370 SHIRE PLC 70,704 13,706 0.03%
371 CYPRESS SEMICONDUCTOR CORP 1,127,210 13,706 0.03%
372 AFFILIATED MANAGERS GROUP 94,147 13,623 0.03%
373 PACIRA PHARMACEUTICALS INC 9,000,000 13,618 0.03% PRN
374 HEALTHWAYS INC 9,269,000 13,492 0.03% PRN
375 CHURCH & DWIGHT 276,579 13,253 0.03%
376 MATADOR RES CO 539,874 13,140 0.03%
377 MYLAN N V 343,630 13,099 0.03%
378 UNUM GROUP 368,419 13,008 0.03%
379 HOME BANCSHARES INC COM 622,727 12,958 0.03%
380 FRANKS INTL N V 996,802 12,958 0.03%
381 FEDEX CORP 73,979 12,922 0.03%
382 NOVO-NORDISK A S 309,219 12,860 0.03%
383 EBAY INC 389,805 12,824 0.03%
384 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 1,325,372 12,816 0.03%
385 WATERS CORP 80,813 12,808 0.03%
386 POLARIS INDS INC 165,195 12,792 0.03%
387 FIRST TR/ABERDEEN EMERG OPT 839,369 12,775 0.03%
388 PNC FINL SVCS GROUP INC 141,176 12,718 0.03%
389 FOREST CITY ENTERPRISES INC NOTE 3.625 8/1 11,391,000 12,601 0.03% PRN
390 ITAU UNIBANCO HLDG SA 1,147,889 12,557 0.02%
391 INTERNATIONAL GAME TECHNOLOG 513,621 12,522 0.02%
392 WABASH NATL CORP SR NT CV3.375 18 9,308,000 12,484 0.02% PRN
393 KILROY RLTY CORP COM 179,224 12,429 0.02%
394 SCHOLASTIC CORP 313,729 12,348 0.02%
395 TARENA INTL INC 852,700 12,347 0.02%
396 ORBOTECH LTD 410,388 12,151 0.02%
397 M/I HOMES INC 11,235,000 12,126 0.02% PRN
398 DARDEN RESTAURANTS INC 197,147 12,089 0.02%
399 MERITAGE HOMES CORP NOTE 1.875 9/1 12,034,000 12,041 0.02% PRN
400 REINSURANCE GROUP AMER INC 111,460 12,030 0.02%
Page 8 of 29