Dark
Light
System
Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON CORP 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INCORPORATED SPONSORED ADR 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO CL B 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA SPONSORED ADR 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SERIES L ADR 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC SPONSORED ADR 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW CL A 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES TRANSNATIONAL CORP COM 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC COM 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE INC COM 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INCORPORATED SPONSORED ADR 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP NEW 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
151 BAIDU INC 5,779,291 1,052,235 2.09%
152 BAIDU INC 60,770 11,064 0.02%
153 BAIDU INC 17,513 3,188 0.01%
154 BAIDU INC 158,299 28,821 0.06%
155 BAKER HUGHES INC 27,994 1,412 0.00%
156 BALL CORP COM 1,200 98 0.00%
157 BANCO MACRO SA 906,892 70,964 0.14%
158 BANCOLOMBIA S A 39,600 1,545 0.00%
159 BANCOLOMBIA S A 1,723,115 67,270 0.13%
160 BANK AMER CORP 30,185,985 472,410 0.94%
161 BANK AMER CORP 40,000 626 0.00%
162 BANK AMER CORP 24,530 383 0.00%
163 BARD C R INC 4,733 1,061 0.00%
164 BARD C R INC 79,053 17,730 0.04%
165 BAUSCH HEALT 1 0 0.00%
166 BAXTER INTL INC 461,402 21,962 0.04%
167 BAXTER INTL INC 27,293 1,299 0.00%
168 BCE INC COM NEW 6,000 277 0.00%
169 BERKSHIRE HATHAWAY INC DEL 238,683 34,482 0.07%
170 BERKSHIRE HATHAWAY INC DEL 30,050 4,341 0.01%
171 BERRY GLOBAL GROUP INC COM 129,073 5,659 0.01%
172 BEST BUY INC 11,229 428 0.00%
173 BGC PARTNERS INCORPORATED CLASS A 689 6 0.00%
174 BHP BILLITON LIMITED SPONSORED ADR 3,012,772 104,392 0.21%
175 BHP Billiton PLC 27,406 832 0.00%
176 BIOGEN INC 1,519 475 0.00%
177 BIOMARIN PHARMACEUTICAL INC 15,503 1,434 0.00%
178 BIOMARIN PHARMACEUTICAL INC 27,878 2,579 0.01%
179 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 15,000,000 18,778 0.04% PRN
180 BLACKHAWK NETWORK HOLDINGS INC COM 513,426 15,490 0.03%
181 BLACKHAWK NETWORK HOLDINGS INC COM 13,794 416 0.00%
182 BLACKROCK MUNI N Y INTER DUR 28,900 445 0.00% PRN
183 BLACKROCK NY MUNI INC QLTY T 45,600 670 0.00% PRN
184 BLACKROCK NY MUNICIPAL BOND 42,600 667 0.00% PRN
185 BLACKROCK RES & COMM STRAT TR SHS 4,674,274 38,095 0.08%
186 BLACKROCK SCIENCE 627,075 11,682 0.02%
187 BLACKROCK TAX MUNICPAL BD TR SHS 9,300 222 0.00% PRN
188 BLACKSTONE GROUP L P 6,000 153 0.00%
189 BLACKSTONE MTG TR INC COM CL A 13,965 411 0.00%
190 BLACKSTONE MTG TR INC COM CL A 609,753 17,957 0.04%
191 BLOCK H & R INC COM 32,579 754 0.00%
192 BOEING CO 18,290 2,409 0.00%
193 BOSTON PPTYS INC 24,648 3,359 0.01%
194 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 14,000,000 14,411 0.03% PRN
195 BOTTOMLINE TECHNOLOGIES INC 205,574 4,791 0.01%
196 BOULDER GROWTH & INCOME FD INCORPORATED 574,700 4,815 0.01%
197 BP PLC 105,591 3,712 0.01%
198 BRASKEM S A SP ADR PFD A 1,475 22 0.00%
199 BRASKEM S A SP ADR PFD A 29,832 458 0.00%
200 BRINKER INTL INC 478 24 0.00%
Page 4 of 29