| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 186,321 | 2,739,000 | 23.81% | ||
| 2 | Invesco Ltd. | 159,553 | 2,345,000 | 20.38% | ||
| 3 | Karpus Management, Inc. | 79,577 | 1,170,000 | 10.17% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 45,600 | 670,000 | 5.82% | PRN | |
| 5 | BANK OF AMERICA CORP /DE/ | 43,204 | 635,000 | 5.52% | ||
| 6 | Focused Wealth Management, Inc | 43,165 | 635,000 | 5.52% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 31,995 | 470,000 | 4.09% | ||
| 8 | Horizon Kinetics LLC | 28,857 | 424,000 | 3.69% | ||
| 9 | King Wealth Management Group | 21,350 | 314,000 | 2.73% | ||
| 10 | Fiera Capital Corp | 20,508 | 301,000 | 2.62% | ||
| 11 | UBS Group AG | 17,288 | 254,000 | 2.21% | ||
| 12 | MORGAN STANLEY | 17,060 | 251,000 | 2.18% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 15,941 | 234,000 | 2.03% | ||
| 14 | GRACE & WHITE INC /NY | 15,751 | 232,000 | 2.02% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,706 | 231,000 | 2.01% | ||
| 16 | ROYAL BANK OF CANADA | 14,220 | 209,000 | 1.82% | ||
| 17 | DEUTSCHE BANK AG\ | 12,575 | 184,000 | 1.60% | ||
| 18 | CITIGROUP INC | 4,000 | 59,000 | 0.51% | ||
| 19 | MSI Financial Services Inc | 3,800 | 56,000 | 0.49% | ||
| 20 | ADVISOR GROUP, INC. | 2,010 | 30,000 | 0.26% | ||
| 21 | Creative Planning | 2,000 | 29,000 | 0.25% | ||
| 22 | WELLS FARGO & COMPANY/MN | 1,754 | 26,000 | 0.23% | ||
| 23 | Community Bank, N.A. | 510 | 7,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
