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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
4351 Neothetics Inc 36,386 58 0.00%
4352 LAMAR ADVERTISING CO NEW CL A 779 58 0.00%
4353 VISTAGEN THERAPEUTICS INC COM NEW 30,097 58 0.00%
4354 SAUL CENTERS INC COM 946 58 0.00%
4355 SYPRIS SOLUTIONS INC COM 55,146 58 0.00%
4356 PROQR THRAPEUTICS N V 11,588 57 0.00%
4357 EXFO INC 10,989 57 0.00%
4358 NEPTUNE TECHNOLOGIES BIORESO 56,224 57 0.00%
4359 Biocept Inc 27,210 57 0.00%
4360 DIFFERENTIAL BRANDS GROUP IN 29,479 57 0.00%
4361 FLUOR CORP NEW 1,091 57 0.00%
4362 KEMET CORP 4,669 56 0.00%
4363 DST SYS INC DEL 463 56 0.00%
4364 Dipexium Pharmaceuticals Inc 43,447 56 0.00%
4365 DONNELLEY R R & SONS CO 4,650 56 0.00%
4366 SIGMATRON INTL INC 11,463 56 0.00%
4367 Inspired Entertainment, Inc 75,000 56 0.00%
4368 IXYS Corporation 3,807 55 0.00%
4369 NXT ID INC 30,092 55 0.00%
4370 WPCS INTL INC COM PAR $.0001 N 40,159 55 0.00%
4371 AMERISERV FINL INC 14,728 55 0.00%
4372 PEPSICO INC 492 55 0.00%
4373 CHANNELADVISOR CORP 4,887 54 0.00%
4374 CASI PHARMACEUTICALS INC COM 38,700 54 0.00%
4375 WALGREENS BOOTS ALLIANCE INC 651 54 0.00%
4376 LOCKHEED MARTIN CORP 202 54 0.00%
4377 APRICUS BIOSCIENCES INC 25,815 54 0.00%
4378 Catabasis Pharmaceuticals Inc 33,535 53 0.00%
4379 INTEVAC INC 4,305 53 0.00%
4380 LILIS ENERGY INC 13,495 53 0.00%
4381 NANOSTRING TECHNOLOGIES INC 2,689 53 0.00%
4382 ECO STIM ENERGY SOLUTIONS IN 45,860 53 0.00%
4383 MOSYS INC COM NEW 25,398 53 0.00%
4384 Affimed NV 23,439 53 0.00%
4385 EXFO INC 9,951 52 0.00%
4386 ADCARE HEALTH SYSTEMS INC 40,556 51 0.00%
4387 TENAX THERAPEUTICS INC COM 91,755 51 0.00%
4388 PEOPLES UNITED FINANCIAL INC 2,816 51 0.00%
4389 PARAMOUNT GOLD NEV CORP 30,702 51 0.00%
4390 NEW AGE BEVERAGES CORP 12,377 51 0.00%
4391 UTSTARCOM HOLDINGS CORP SHS NEW 25,345 50 0.00%
4392 CINEDIGM CORP 32,337 50 0.00%
4393 Connecture Inc 46,814 50 0.00%
4394 LANNET INC 2,243 50 0.00%
4395 CHICOS FAS INC 3,573 50 0.00%
4396 ERIN ENERGY CORP COM 21,166 50 0.00%
4397 Parexel International Corp. 787 49 0.00%
4398 FINISH LINE INC CL A 3,444 49 0.00%
4399 FIFTH STREET FINANCE CORP 10,742 49 0.00%
4400 BLUE BUFFALO PET PRODS INC 2,132 49 0.00%
Page 88 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
1 CEL-SCI CORP 420,802 36 0.00%
2 180 DEGREE CAP CORP 29,285 42 0.00%
3 1st Constitution Bancorp 46,650 860 0.00%
4 1st Source Corp 156,790 7,361 0.00%
5 21VIANET GROUP INC SPONSORED ADR 28,620 157 0.00%
6 22ND CENTY GROUP INCORPORATED 443,658 523 0.00%
7 2U INC 331,923 13,164 0.01%
8 3-D SYS CORP DEL 2,085 31 0.00%
9 3-D SYS CORP DEL 823,668 12,322 0.01%
10 3M CO 6,303,345 1,204,437 0.49%
11 51JOB INC 15,160 555 0.00%
12 58 COM INC 104,587 3,685 0.00%
13 8POINT3 ENERGY PARTNERS LP 17,097 232 0.00%
14 8X8 INC NEW COM 2,140 32 0.00%
15 8X8 INC NEW COM 736,232 11,227 0.00%
16 A H BELO CORP 114,207 702 0.00%
17 A O SMITH 230 11 0.00%
18 A O SMITH 1,228,395 62,823 0.03%
19 A-MARK PRECIOUS METALS INC 20,218 345 0.00%
20 A10 NETWORKS 357,566 3,271 0.00%
21 AAC HLDGS INC 69,346 591 0.00%
22 AAON INC 345,477 12,212 0.01%
23 AAR CORP COM 244,601 8,225 0.00%
24 AAR CORP COM 715 24 0.00%
25 ABB LTD 22,874 535 0.00%
26 ABBOTT LABS 16,523,955 732,765 0.30%
27 ABBVIE INC 12,639 823 0.00%
28 ABBVIE INC 14,896,412 969,204 0.40%
29 ABEONA THERAPEUTICS INC 196,073 980 0.00%
30 ABERCROMBIE & FITCH CO 493,184 5,883 0.00%
31 ABERDEEN CHILE FD INC 39,328 274 0.00%
32 ABERDEEN GTR CHINA FD INC 13,869 145 0.00%
33 ABERDEEN SINGAPORE FD INC COM 15,861 171 0.00%
34 ABIOMED INC 319,008 39,939 0.02%
35 ABM INDS INC 431,123 18,796 0.01%
36 AC IMMUNE SA 32,536 337 0.00%
37 ACACIA COMMUNICATIONS INC 107,673 6,311 0.00%
38 ACACIA RESH CORP 379,856 2,184 0.00%
39 ACADIA COMPANY COM 616,042 26,859 0.01%
40 ACADIA PHARMACEUTICALS INC 760,832 26,157 0.01%
41 ACADIA RLTY TR COM SH BEN INT 837,113 25,163 0.01%
42 ACCELERATE DIAGNOSTICS INC 226,394 5,478 0.00%
43 ACCELERON PHARMA INC 271,440 7,185 0.00%
44 ACCENTURE PLC IRELAND 6,719,469 804,494 0.33%
45 ACCENTURE PLC IRELAND 632 75 0.00%
46 ACCESS NATL CORP COM 105,968 3,181 0.00%
47 ACCO BRANDS CORPORATION COM 804,329 10,576 0.00%
48 ACCURAY INC 5,500,000 5,964 0.00% PRN
49 ACCURAY INC 705,308 3,350 0.00%
50 ACELRX PHARMACEUTICALS INC 226,156 712 0.00%
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