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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 54,536,378 7,824,218 3.17%
2 MICROSOFT CORP 80,250,708 5,278,327 2.14%
3 JOHNSON & JOHNSON 28,948,146 3,600,801 1.46%
4 AMAZON COM INC 3,953,637 3,500,176 1.42%
5 EXXON MOBIL CORP 41,054,160 3,362,136 1.36%
6 FACEBOOK INC 23,171,236 3,286,843 1.33%
7 JPMORGAN CHASE & CO 35,529,837 3,116,592 1.26%
8 BERKSHIRE HATHAWAY INC DEL 18,614,198 3,098,544 1.26%
9 ALPHABET INC 3,087,253 2,613,901 1.06%
10 Heritage Oaks Bancorp 194,847 2,601,207 1.05%
11 ALPHABET INC 3,090,355 2,560,188 1.04%
12 AT&T INC 61,081,195 2,534,388 1.03%
13 GENERAL ELECTRIC CO 84,359,884 2,510,307 1.02%
14 WELLS FARGO CO NEW 44,788,457 2,489,406 1.01%
15 BANK AMER CORP 99,829,926 2,351,705 0.95%
16 PROCTER AND GAMBLE CO 25,770,428 2,312,290 0.94%
17 PFIZER INC 59,296,844 2,025,708 0.82%
18 CHEVRON CORP NEW 18,461,001 1,979,337 0.80%
19 INTEL CORP 53,934,059 1,943,037 0.79%
20 VERIZON COMMUNICATIONS INC 38,826,004 1,890,013 0.77%
21 HOME DEPOT INC 12,359,642 1,812,284 0.73%
22 CISCO SYS INC 53,471,217 1,804,977 0.73%
23 MERCK & CO INC 27,574,806 1,749,680 0.71%
24 COMCAST CORP NEW 46,585,566 1,748,680 0.71%
25 DISNEY WALT CO 15,047,184 1,703,892 0.69%
26 PHILIP MORRIS INTL INC 15,001,984 1,691,297 0.69%
27 VISA INC 18,878,856 1,675,474 0.68%
28 PEPSICO INC 14,870,323 1,661,180 0.67%
29 CITIGROUP INC 27,004,602 1,613,103 0.65%
30 INTERNATIONAL BUSINESS MACHS 9,055,938 1,574,908 0.64%
31 COCA COLA CO 35,952,332 1,523,514 0.62%
32 UNITEDHEALTH GROUP INC 8,996,397 1,473,315 0.60%
33 ORACLE CORP 29,139,621 1,298,055 0.53%
34 ALTRIA GROUP INC 18,084,668 1,289,688 0.52%
35 AMGEN INC 7,460,812 1,222,415 0.50%
36 3M CO 6,303,345 1,204,437 0.49%
37 MASTERCARD INC 10,023,151 1,125,829 0.46%
38 WAL-MART STORES INC 15,364,982 1,105,993 0.45%
39 MCDONALDS CORP 8,299,563 1,074,230 0.44%
40 MEDTRONIC PLC 13,308,812 1,070,622 0.43%
41 Boeing Co/The 6,056,492 1,069,745 0.43%
42 SCHLUMBERGER LTD 13,495,876 1,052,513 0.43%
43 GILEAD SCIENCES INC 14,411,834 977,616 0.40%
44 ABBVIE INC 14,896,412 969,204 0.39%
45 QUALCOMM INC 16,922,363 969,153 0.39%
46 HONEYWELL INTL INC 7,662,095 955,460 0.39%
47 CELGENE CORP 7,654,180 951,066 0.39%
48 PRICELINE GROUP INC 525,746 934,597 0.38%
49 STARBUCKS CORP 15,996,798 932,871 0.38%
50 BRISTOL MYERS SQUIBB CO 17,052,373 926,046 0.38%
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
401 CASI PHARMACEUTICALS INC 38,700 54 0.00%
402 LOCKHEED MARTIN CORP 202 54 0.00%
403 APRICUS BIOSCIENCES INC 25,815 54 0.00%
404 WALGREENS BOOTS ALLIANCE INC 651 54 0.00%
405 NXT ID INC 30,092 55 0.00%
406 WPCS INTL INC 40,159 55 0.00%
407 PEPSICO INC 492 55 0.00%
408 IXYS CORP 3,807 55 0.00%
409 AMERISERV FINL INC 14,728 55 0.00%
410 DST SYS INC DEL 463 56 0.00%
411 DONNELLEY R R & SONS CO 4,650 56 0.00%
412 KEMET Corp 4,669 56 0.00%
413 SIGMATRON INTL INC 11,463 56 0.00%
414 Dipexium Pharmaceuticals Inc 43,447 56 0.00%
415 Inspired Entertainment, Inc 75,000 56 0.00%
416 Fluor Corporation 1,091 57 0.00%
417 EXFO INC 10,989 57 0.00%
418 BIOCEPT INC COM NEW 27,210 57 0.00%
419 DIFFERENTIAL BRANDS GROUP IN 29,479 57 0.00%
420 NEPTUNE TECHNOLOGIES BIORESO 56,224 57 0.00%
421 PROQR THRAPEUTICS N V 11,588 57 0.00%
422 NEOTHETICS INC 36,386 58 0.00%
423 SYPRIS SOLUTIONS INC 55,146 58 0.00%
424 LAMAR ADVERTISING CO NEW 779 58 0.00%
425 SAUL CENTERS INC 946 58 0.00%
426 VISTAGEN THERAPEUTICS INC 30,097 58 0.00%
427 FULL HOUSE RESORTS INC 24,413 59 0.00%
428 ZAIS GROUP HLDGS INC 22,211 59 0.00%
429 Sierra Oncology Inc 38,853 59 0.00%
430 CLEAN DIESEL TECHNOLOGIES IN 21,992 59 0.00%
431 KRONOS WORLDWIDE INC 3,601 59 0.00%
432 INC RESH HLDGS INC 1,288 59 0.00%
433 CAREDX INC 43,139 60 0.00%
434 FALCONSTOR SOFTWARE INC 150,982 60 0.00%
435 Donegal Group Inc 3,421 60 0.00%
436 EZCORP INC 7,442 60 0.00%
437 SEARS CDA INC 43,368 60 0.00%
438 BIOPTIX INC 15,089 60 0.00%
439 CAMPBELL SOUP CO 1,054 60 0.00%
440 BON-TON STORES INC 72,989 61 0.00%
441 ULTRA CLEAN HLDGS INC 3,697 61 0.00%
442 CVS HEALTH CORP 788 61 0.00%
443 TRANSGLOBE ENERGY CORP 38,818 61 0.00%
444 MILESTONE SCIENTIFIC INC 45,410 61 0.00%
445 COMSTOCK MNG INC 280,703 62 0.00%
446 GALENA BIOPHARMA INC 102,698 62 0.00%
447 LEJU HLDGS LTD 18,252 62 0.00%
448 The Kroger Co. 2,104 62 0.00%
449 WINDTREE THERAPEUTICS INC 54,795 62 0.00%
450 SOLITARIO EXPL & RTY CORP 75,942 62 0.00%
Page 9 of 96