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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Original 13F HR (0000919574-14-004623) filed in 2014.08.14
#
Name
Shares
Value ($)
%
Options
Notes
601 PTC INC 2,757 107 0.01%
602 PTC INC 4,931 191 0.02%
603 PUTNAM MASTER INTER INCOME T 13,920 72 0.01%
604 Peabody Energy Corp 2,000 33 0.00% Call
605 Peabody Energy Corp 586,532 9,590 1.02%
606 Penn Virginia Corp 1,605,280 27,209 2.88%
607 Penn Virginia Corp 2,500 42 0.00% Call
608 Penn Virginia Corp 25,914 439 0.05%
609 QUALITY SYS INC 12,000 193 0.02% Call
610 QUALITY SYS INC 3,000 48 0.01%
611 RAND LOGISTICS INC 5,196 31 0.00%
612 RAND LOGISTICS INC 46,804 281 0.03%
613 RANGE RES CORP 286,840 24,941 2.64%
614 RENAISSANCERE HOLDINGS LTD 1,779 190 0.02%
615 RENAISSANCERE HOLDINGS LTD 1,029 110 0.01%
616 REPLIGEN CORP COM 6,893 157 0.02%
617 REPLIGEN CORP COM 11,904 271 0.03%
618 REVLON INC 3,879 118 0.01%
619 REVLON INC 6,647 203 0.02%
620 RIO TINTO PLC 28,000 1,520 0.16%
621 ROCKWELL COLLINS INC 4,615 361 0.04%
622 ROCKWELL COLLINS INC 11,027 862 0.09%
623 ROCKWELL MED INC 44,534 534 0.06%
624 ROSETTA GENOMICS LTD 43,000 185 0.02%
625 ROYCE MICRO CAP TR INC 17,540 221 0.02%
626 ROYCE VALUE TR INC 36,890 590 0.06%
627 RSP PERMIAN INC COM 42,663 1,384 0.15%
628 Rackspace Hosting 16,200 545 0.06% Put
629 Resolute Energy Corp 1,317,581 11,384 1.21%
630 Rex Energy Corp 442,908 7,844 0.83%
631 SAFEGUARD SCIENTIFICS INC COM NEW 74,043 1,539 0.16%
632 SAFEGUARD SCIENTIFICS INC COM NEW 51,575 1,072 0.11%
633 SALESFORCE COM INC 34,400 1,998 0.21% Put
634 SANCHEZ ENERGY CORP COM 535,142 20,116 2.13%
635 SANMINA CORPORATION COM 9,077 207 0.02%
636 SANMINA CORPORATION COM 5,229 119 0.01%
637 SANOFI 4,000 213 0.02%
638 SCHLUMBERGER LTD 10,745 1,267 0.13%
639 SCHMITT INDS INC ORE 119,318 334 0.04%
640 SCHNITZER STL INDS 35,952 937 0.10%
641 SCHNITZER STL INDS 21,717 566 0.06%
642 SCHULMAN A INC 3,118 121 0.01%
643 SCHULMAN A INC 5,399 209 0.02%
644 SCORPIO TANKERS INC 92,154 937 0.10%
645 SEAGATE TECHNOLOGY PLC 29,066 1,652 0.18%
646 SEAGATE TECHNOLOGY PLC 34,831 1,979 0.21%
647 SELECT COMFORT CORP 38,414 794 0.08%
648 SELECT COMFORT CORP 3,586 74 0.01%
649 SEMGROUP CORP CL A 4,000 315 0.03%
650 SERVICENOW INC 5,000 310 0.03% Put
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