| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 4,287,574 | 22,081,000 | 28.41% | ||
| 2 | 1607 Capital Partners, LLC | 2,197,524 | 11,317,000 | 14.56% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,146,029 | 11,052,000 | 14.22% | ||
| 4 | Saba Capital Management, L.P. | 1,877,260 | 9,668,000 | 12.44% | ||
| 5 | Invesco Ltd. | 862,644 | 4,443,000 | 5.72% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 735,746 | 3,789,000 | 4.88% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 498,268 | 2,566,000 | 3.30% | ||
| 8 | UBS AG | 404,302 | 2,082,000 | 2.68% | ||
| 9 | Sterneck Capital Management, LLC | 258,971 | 1,334,000 | 1.72% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 189,079 | 974,000 | 1.25% | ||
| 11 | MORGAN STANLEY | 188,797 | 972,000 | 1.25% | ||
| 12 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 187,100 | 963,000 | 1.24% | ||
| 13 | Penbrook Management LLC | 158,654 | 817,000 | 1.05% | ||
| 14 | Jefferies Group LLC | 133,419 | 687,000 | 0.88% | ||
| 15 | Relative Value Partners, LLC | 91,037 | 469,000 | 0.60% | ||
| 16 | LPL Financial LLC | 83,935 | 432,000 | 0.56% | ||
| 17 | Raymond James Financial Services Advisors, Inc. | 83,035 | 428,000 | 0.55% | ||
| 18 | SG Americas Securities, LLC | 70,794 | 365,000 | 0.47% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 70,528 | 363,000 | 0.47% | ||
| 20 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 68,621 | 353,000 | 0.45% | ||
| 21 | DOLIVER ADVISORS, LP | 50,325 | 259,000 | 0.33% | ||
| 22 | Commonwealth Equity Services, Inc | 42,436 | 219,000 | 0.28% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 38,879 | 200,000 | 0.26% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,197 | 176,000 | 0.23% | ||
| 25 | CITADEL ADVISORS LLC | 29,328 | 151,000 | 0.19% | ||
| 26 | WealthTrust Axiom LLC | 26,000 | 133,000 | 0.17% | ||
| 27 | DAVIS R M INC | 20,044 | 103,000 | 0.13% | ||
| 28 | CITY NATIONAL BANK | 19,190 | 99,000 | 0.13% | ||
| 29 | GOLDMAN SACHS GROUP INC | 19,162 | 99,000 | 0.13% | ||
| 30 | Virtu KCG Holdings LLC | 18,367 | 95,000 | 0.12% | ||
| 31 | Community Financial Services Group, LLC | 17,000 | 88,000 | 0.11% | ||
| 32 | ROYAL BANK OF CANADA | 16,881 | 87,000 | 0.11% | ||
| 33 | NWAM LLC | 16,598 | 85,000 | 0.11% | ||
| 34 | HOLLENCREST CAPITAL MANAGEMENT | 15,203 | 78,000 | 0.10% | ||
| 35 | SHEPHERD KAPLAN KROCHUK, LLC | 13,920 | 72,000 | 0.09% | ||
| 36 | PAYDEN & RYGEL | 13,690 | 71,000 | 0.09% | ||
| 37 | Partnervest Advisory Services LLC | 13,416 | 69,000 | 0.09% | ||
| 38 | OARSMAN CAPITAL, INC. | 13,286 | 68,000 | 0.09% | ||
| 39 | Pekin Hardy Strauss, Inc. | 12,950 | 67,000 | 0.09% | ||
| 40 | CITIGROUP INC | 11,521 | 59,000 | 0.08% | ||
| 41 | Concert Wealth Management Inc. | 11,500 | 57,000 | 0.07% | ||
| 42 | WFG Advisors, LP | 10,737 | 55,000 | 0.07% | ||
| 43 | Winfield Associates, Inc. | 6,000 | 30,000 | 0.04% | ||
| 44 | Sandy Spring Bank | 5,000 | 26,000 | 0.03% | ||
| 45 | DEUTSCHE BANK AG\ | 4,860 | 25,000 | 0.03% | ||
| 46 | Horrell Capital Management, Inc. | 3,000 | 17,000 | 0.02% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 2,500 | 12,875 | 0.02% | ||
| 48 | US BANCORP \DE\ | 2,219 | 11,000 | 0.01% | ||
| 49 | DUBUQUE BANK & TRUST CO | 1,900 | 10,000 | 0.01% | ||
| 50 | Creative Planning | 1,471 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
