| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,710,921 | 59,374,000 | 18.71% | ||
| 2 | Relative Value Partners, LLC | 2,218,907 | 35,503,000 | 11.19% | ||
| 3 | Gramercy Funds Management LLC | 1,622,479 | 25,960,000 | 8.18% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,569,144 | 25,106,000 | 7.91% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,481,488 | 23,704,000 | 7.47% | ||
| 6 | UBS AG | 805,274 | 12,884,000 | 4.06% | ||
| 7 | NORTH STAR ASSET MANAGEMENT INC | 577,818 | 9,245,000 | 2.91% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 502,661 | 8,043,000 | 2.53% | ||
| 9 | Invesco Ltd. | 485,296 | 7,765,000 | 2.45% | ||
| 10 | LPL Financial LLC | 395,608 | 6,330,000 | 1.99% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 365,276 | 5,844,000 | 1.84% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 323,269 | 5,172,000 | 1.63% | ||
| 13 | Cordasco Financial Network | 278,402 | 4,454,000 | 1.40% | ||
| 14 | COHEN & STEERS, INC. | 270,251 | 4,324,000 | 1.36% | ||
| 15 | SG Americas Securities, LLC | 264,687 | 4,235,000 | 1.33% | ||
| 16 | Karpus Management, Inc. | 239,707 | 3,835,000 | 1.21% | ||
| 17 | ROYAL BANK OF CANADA | 228,988 | 3,664,000 | 1.15% | ||
| 18 | FCA CORP /TX | 227,332 | 3,637,000 | 1.15% | ||
| 19 | Parsec Financial Management, Inc. | 213,053 | 3,409,000 | 1.07% | ||
| 20 | Sterneck Capital Management, LLC | 195,091 | 3,121,000 | 0.98% | ||
| 21 | Bulldog Investors, LLP | 180,511 | 2,888,000 | 0.91% | ||
| 22 | GENERAL AMERICAN INVESTORS CO INC | 179,184 | 2,867,000 | 0.90% | ||
| 23 | BROWN ADVISORY INC | 179,130 | 2,866,000 | 0.90% | ||
| 24 | ROTHSCHILD INVESTMENT LLC /IL | 151,889 | 2,430,000 | 0.77% | ||
| 25 | Cetera Advisor Networks LLC | 151,115 | 2,419,000 | 0.76% | ||
| 26 | 1832 Asset Management L.P. | 150,000 | 2,402,000 | 0.76% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 148,781 | 2,380,000 | 0.75% | ||
| 28 | First Allied Advisory Services, Inc. | 146,235 | 2,336,000 | 0.74% | ||
| 29 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 142,363 | 2,278,000 | 0.72% | ||
| 30 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 141,020 | 2,256,000 | 0.71% | ||
| 31 | 1607 Capital Partners, LLC | 131,847 | 2,110,000 | 0.66% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 129,016 | 2,064,000 | 0.65% | ||
| 33 | STIFEL FINANCIAL CORP | 124,777 | 1,996,000 | 0.63% | ||
| 34 | VSR Financial Services, Inc. | 124,357 | 1,990,000 | 0.63% | ||
| 35 | McAdams Wright Ragen, Inc. | 119,660 | 1,914,000 | 0.60% | ||
| 36 | LAZARD ASSET MANAGEMENT LLC | 118,752 | 1,900,000 | 0.60% | ||
| 37 | FIRST TRUST ADVISORS LP | 112,474 | 1,800,000 | 0.57% | ||
| 38 | GABELLI FUNDS LLC | 109,920 | 1,759,000 | 0.55% | ||
| 39 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 100,360 | 1,606,000 | 0.51% | ||
| 40 | Advisors Asset Management, Inc. | 95,145 | 1,522,000 | 0.48% | ||
| 41 | Wilmington Savings Fund Society, FSB | 86,439 | 1,383,000 | 0.44% | ||
| 42 | Mraz, Amerine & Associates, Inc. | 82,739 | 1,324,000 | 0.42% | ||
| 43 | AMERIPRISE FINANCIAL INC | 72,985 | 1,168,000 | 0.37% | ||
| 44 | CREDIT SUISSE AG/ | 69,442 | 1,111,000 | 0.35% | ||
| 45 | Raymond James Financial Services Advisors, Inc. | 60,509 | 968,000 | 0.30% | ||
| 46 | Commonwealth Equity Services, Inc | 57,521 | 920,000 | 0.29% | ||
| 47 | Janney Montgomery Scott LLC | 39,149 | 626,383 | 0.20% | ||
| 48 | Shaker Financial Services, LLC | 37,898 | 606,000 | 0.19% | ||
| 49 | Independence Trust CO | 37,205 | 595,000 | 0.19% | ||
| 50 | SHEPHERD KAPLAN KROCHUK, LLC | 36,890 | 590,000 | 0.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
