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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0000919574-15-006268) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ARCH COAL INC 1,008,986 343 0.06%
2 PEABODY ENERGY CORP 467,464 1,024 0.19%
3 ACHILLION PHARMACEUTICALS IN 23,514 208 0.04%
4 ACTUANT CORP 19,383 448 0.08%
5 ACTUANT CORP 10,270 237 0.04%
6 ADAMAS PHARMACEUTICALS INC 16,294 427 0.08%
7 ADDVANTAGE TECHNOLOGIES GROU 135,048 315 0.06%
8 ADVANCED ENERGY INDS COM 5,909 162 0.03%
9 ADVANCED ENERGY INDS COM 12,550 345 0.06%
10 ADVENT CLAY CONV SEC INCORPORATED FD II 19,630 126 0.02%
11 ADVENT CLAYMORE ENH GRW & IN 14,200 129 0.02%
12 AGNICO EAGLE MINES LTD 12,185 346 0.07%
13 AGNICO EAGLE MINES LTD 11,715 332 0.06%
14 AGRIUM INC 12,464 1,321 0.25%
15 ALASKA COMMUNICATIONS SYS GR 88,323 212 0.04%
16 ALBEMARLE CORP 5,014 277 0.05%
17 ALBEMARLE CORP 11,206 619 0.12%
18 ALLIANZGI EQUITY CONV INCO 16,690 322 0.06%
19 ALLIED HEALTHCARE PRODS INC 171,499 269 0.05%
20 ALLISON TRANSMISSION HLDGS INC COM 14,141 414 0.08%
21 ALLISON TRANSMISSION HLDGS INC COM 4,859 142 0.03%
22 ALPHA NATURAL RESOURCES 366,588 111 0.02%
23 ALPHA PRO TECH LTD 45,500 102 0.02%
24 ALPHATEC HOLDINGS INC 355,701 491 0.09%
25 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 15,438 100 0.02%
26 AMAG PHARMACEUTICALS INC 13,542 935 0.18%
27 AMERICAN AIRLS GROUP INC 18,073 722 0.14%
28 AMERICAN AIRLS GROUP INC 22,429 896 0.17%
29 AMERICAN EAGLE OUTFITTERS NE 9,935 171 0.03%
30 AMERICAN EAGLE OUTFITTERS NE 33,620 579 0.11%
31 AMERICAN EXPRESS CO 20,000 1,554 0.29%
32 AMERICAN INTL GROUP INC 25,598 1,582 0.30%
33 AMGEN INC 3,280 504 0.09%
34 AMN HEALTHCARE SERVICES INC 7,250 229 0.04%
35 AMN HEALTHCARE SERVICES INC 1,750 55 0.01%
36 AMN HEALTHCARE SERVICES INC 6,500 205 0.04% Put
37 AMREP CORP NEW 13,188 67 0.01%
38 ANTERO RES CORP 175,952 6,042 1.14%
39 ANTHEM INC 10,623 1,744 0.33%
40 APPLE INC 1,000 125 0.02% Put
41 APPLE INC 2,989 375 0.07%
42 APPLIANCE RECYCLING CTRS AME 142,063 260 0.05%
43 APPROACH RESOURCES INC 11,000 75 0.01%
44 APPROACH RESOURCES INC 1,400 10 0.00% Call
45 ARCA BIOPHARMA INC COM NEW 59,437 68 0.01%
46 ARI Network Services Inc 31,073 97 0.02%
47 AROTECH CORP 17,500 42 0.01%
48 ASANKO GOLD INC 12,000 21 0.00%
49 AVALON HOLDINGS CORP-A 63,406 152 0.03%
50 AVG Technologies NV 8,072 220 0.04%
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