| 1 |
Bulldog Investors, LLP |
686,514 |
6,227,000 |
20.50% |
|
|
| 2 |
Advisors Asset Management, Inc. |
620,748 |
5,630,000 |
18.54% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
391,499 |
3,551,000 |
11.69% |
|
|
| 4 |
MORGAN STANLEY |
369,023 |
3,347,000 |
11.02% |
|
|
| 5 |
DEUTSCHE BANK AG\ |
226,679 |
2,055,000 |
6.77% |
|
|
| 6 |
CORNERSTONE ADVISORS INC |
173,300 |
1,572,000 |
5.18% |
|
|
| 7 |
Ionic Capital Management LLC |
107,493 |
975,000 |
3.21% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
93,381 |
847,000 |
2.79% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
91,564 |
830,000 |
2.73% |
|
|
| 10 |
RAYMOND JAMES & ASSOCIATES |
90,396 |
820,000 |
2.70% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
63,121 |
573,000 |
1.89% |
|
|
| 12 |
AQR ARBITRAGE LLC |
62,655 |
568,000 |
1.87% |
|
|
| 13 |
Thomas J. Herzfeld Advisors, Inc. |
64,008 |
567,000 |
1.87% |
|
|
| 14 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
52,469 |
476,000 |
1.57% |
|
|
| 15 |
Gramercy Funds Management LLC |
50,800 |
461,000 |
1.52% |
|
|
| 16 |
PANAGORA ASSET MANAGEMENT INC |
32,102 |
291,000 |
0.96% |
|
|
| 17 |
Round Table Services, LLC |
31,200 |
283,000 |
0.93% |
|
|
| 18 |
Invesco Ltd. |
28,161 |
255,000 |
0.84% |
|
|
| 19 |
DOLIVER ADVISORS, LP |
19,398 |
176,000 |
0.58% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
17,877 |
162,000 |
0.53% |
|
|
| 21 |
SUSQUEHANNA TRUST & INVESTMENT CO |
15,570 |
141,000 |
0.46% |
|
|
| 22 |
SHEPHERD KAPLAN KROCHUK, LLC |
14,200 |
129,000 |
0.42% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
12,100 |
109,747 |
0.36% |
|
|
| 24 |
GUGGENHEIM CAPITAL LLC |
11,825 |
107,000 |
0.35% |
|
|
| 25 |
SG Americas Securities, LLC |
11,502 |
104,000 |
0.34% |
|
|
| 26 |
Formidable Asset Management, LLC |
3,250 |
29,000 |
0.10% |
|
|
| 27 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,585 |
23,000 |
0.08% |
|
|
| 28 |
ROYAL BANK OF CANADA |
2,125 |
19,000 |
0.06% |
|
|
| 29 |
CITIGROUP INC |
2,038 |
18,000 |
0.06% |
|
|
| 30 |
UBS Group AG |
1,421 |
13,000 |
0.04% |
|
|
| 31 |
COUNTRY TRUST BANK |
976 |
9,000 |
0.03% |
|
|
| 32 |
Regal Investment Advisors LLC |
325 |
2,000 |
0.01% |
|
|
