| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 3,619,832 | 23,203,000 | 39.16% | ||
| 2 | JPMORGAN CHASE & CO | 827,479 | 5,304,000 | 8.95% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 760,667 | 4,876,000 | 8.23% | ||
| 4 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 733,373 | 4,701,000 | 7.93% | ||
| 5 | UBS Group AG | 460,876 | 2,955,000 | 4.99% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 356,306 | 2,284,000 | 3.85% | ||
| 7 | LPL Financial LLC | 321,201 | 2,052,000 | 3.46% | ||
| 8 | Invesco Ltd. | 291,825 | 1,871,000 | 3.16% | ||
| 9 | AQR ARBITRAGE LLC | 263,376 | 1,688,000 | 2.85% | ||
| 10 | MORGAN STANLEY | 222,615 | 1,426,000 | 2.41% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 205,097 | 1,315,000 | 2.22% | ||
| 12 | Shaker Financial Services, LLC | 166,833 | 1,069,000 | 1.80% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 114,453 | 734,000 | 1.24% | ||
| 14 | 1607 Capital Partners, LLC | 110,370 | 707,000 | 1.19% | ||
| 15 | ROYAL BANK OF CANADA | 87,940 | 564,000 | 0.95% | ||
| 16 | WELLS FARGO & COMPANY/MN | 84,271 | 540,000 | 0.91% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 83,236 | 533,000 | 0.90% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 71,405 | 458,000 | 0.77% | ||
| 19 | Koshinski Asset Management, Inc. | 26,372 | 373,000 | 0.63% | ||
| 20 | Round Table Services, LLC | 53,600 | 344,000 | 0.58% | ||
| 21 | DOLIVER ADVISORS, LP | 46,351 | 297,000 | 0.50% | ||
| 22 | PANAGORA ASSET MANAGEMENT INC | 38,624 | 248,000 | 0.42% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 36,806 | 236,000 | 0.40% | ||
| 24 | OPPENHEIMER & CO INC | 34,979 | 224,000 | 0.38% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 32,301 | 207,000 | 0.35% | ||
| 26 | STEEL GROVE CAPITAL ADVISORS, LLC | 25,110 | 161,000 | 0.27% | ||
| 27 | IFC Holdings Incorporated/FL | 20,365 | 133,000 | 0.22% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 20,420 | 130,892 | 0.22% | ||
| 29 | SHEPHERD KAPLAN KROCHUK, LLC | 19,630 | 126,000 | 0.21% | ||
| 30 | GOLDMAN SACHS GROUP INC | 19,263 | 123,000 | 0.21% | ||
| 31 | TFS CAPITAL LLC | 17,530 | 112,000 | 0.19% | ||
| 32 | Curi Capital, LLC | 16,600 | 106,000 | 0.18% | ||
| 33 | AMERIPRISE FINANCIAL INC | 13,445 | 86,000 | 0.15% | ||
| 34 | US BANCORP \DE\ | 9,400 | 60,000 | 0.10% | ||
| 35 | Tower Research Capital LLC (TRC) | 894 | 6,000 | 0.01% | ||
| 36 | CITIGROUP INC | 221 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
