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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000919574-16-014761) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
251 FUEL TECH INC 115,154 170 0.04%
252 NRG ENERGY INC 11,278 169 0.04%
253 ROCKY BRANDS INC 14,500 166 0.04%
254 MAG SILVER CORP 13,168 166 0.04%
255 Inventure Foods Inc 21,000 164 0.04%
256 BANK AMER CORP 12,323 164 0.04%
257 DATA I O CORP 68,900 162 0.04%
258 Japan Smaller Capitalizationfd Inc Common 16,510 161 0.04%
259 INSIGNIA SYS INC 72,334 158 0.04%
260 TECK RESOURCES LTD 12,034 158 0.04%
261 QLOGIC CORP 10,601 156 0.04%
262 WESTERN ASSET EMERGING MKTS 10,060 155 0.04%
263 TRIANGLE PETE CORP 537,658 154 0.04%
264 GOLDFIELD CORP COM 46,221 152 0.04%
265 INTEST CORP 39,650 151 0.04%
266 LIONBRIDGE TECHNOLOGIES ORD 38,000 150 0.04%
267 WSI INDS INC 49,241 149 0.04%
268 TRANSOCEAN LTD 12,238 146 0.04%
269 BLACKROCK FLOATING RATE INCO 11,130 146 0.04%
270 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 26,670 146 0.04%
271 GALMED PHARMACEUTICALS LTD 31,990 144 0.04%
272 TCW STRATEGIC INCOME FD INC 26,080 142 0.04%
273 TOR MINERALS INTL INC 32,366 140 0.03%
274 WESTERN ASSET HIGH INCOME OP 28,120 138 0.03%
275 AK STL HLDG CORP 29,702 138 0.03%
276 DYNASIL CORP AMER 103,475 137 0.03%
277 OVERSEAS SHIPHOLDING GROUP I 12,381 136 0.03%
278 CAESARS ENTERTAINMENT 17,285 133 0.03%
279 ROYCE MICRO CAP TR INC 17,970 132 0.03%
280 PRGX GLOBAL INC 24,883 130 0.03%
281 MAGNACHIP SEMICONDUCTOR CORP 22,755 129 0.03%
282 FIRST BANCORP P R COM NEW 32,163 128 0.03%
283 NORTH ATLANTIC DRILLING LTD COM 18,840 127 0.03%
284 KULICKE & SOFFA INDS INC 10,396 127 0.03%
285 KINROSS GOLD CORP 26,000 127 0.03% Call
286 LIQUIDITY SERVICES INC 15,985 125 0.03%
287 BLUCORA INC 12,044 125 0.03%
288 ACCO BRANDS CORPORATION COM 12,118 125 0.03%
289 COMMERCIAL VEH GROUP INC 23,928 124 0.03%
290 GLOBAL EAGLE ENTMT INC 18,500 123 0.03%
291 AVALON HOLDINGS CORP-A 52,406 122 0.03%
292 DESTINATION MATERNITY CORP 20,827 122 0.03%
293 Jones Energy Inc 29,442 121 0.03%
294 FIVE STAR SENIOR LIVING INC 51,500 121 0.03%
295 YUME INC 31,951 118 0.03%
296 ENOVA INTL INC COM 15,970 118 0.03%
297 DIGI INTL INC COM 10,901 117 0.03%
298 Internap Network Services Corp 56,800 117 0.03%
299 BOULDER GROWTH & INCOME FUND COM 14,260 116 0.03%
300 SPECTRUM PHARMACEUTICALS INC COM 17,370 114 0.03%
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