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WESTERN ASSET HIGH INCOME OP
WESTERN ASSET HIGH INCOME OP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 72 Institutional holders with a total value of $91,846,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,488,728 17,095,000 18.61%
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 2,614,571 12,811,000 13.95%
3 BANK OF AMERICA CORP /DE/ 2,096,496 10,273,000 11.18%
4 UBS Group AG 1,874,078 9,183,000 10.00%
5 EATON VANCE MANAGEMENT 1,288,797 6,315,000 6.88%
6 FCA CORP /TX 853,290 4,181,000 4.55%
7 Invesco Ltd. 850,686 4,168,000 4.54%
8 Laurion Capital Management LP 836,277 4,098,000 4.46%
9 LPL Financial LLC 511,620 2,507,000 2.73%
10 CITIGROUP INC 333,704 1,635,000 1.78%
11 Carlson Capital, L.P. 333,333 1,633,000 1.78%
12 WELLS FARGO & COMPANY/MN 326,644 1,600,000 1.74%
13 ROYAL BANK OF CANADA 232,072 1,137,000 1.24%
14 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 230,050 1,126,000 1.23%
15 THRIVENT FINANCIAL FOR LUTHERANS 214,969 1,054,000 1.15%
16 Yorktown Management & Research Co Inc 210,000 1,029,000 1.12%
17 STIFEL FINANCIAL CORP 183,069 897,000 0.98%
18 Commonwealth Equity Services, Inc 167,285 820,000 0.89%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 163,525 801,000 0.87%
20 Pine River Capital Management L.P. 159,520 782,000 0.85%
21 Raymond James Financial Services Advisors, Inc. 151,030 740,000 0.81%
22 ALETHEA CAPITAL MANAGEMENT, LLC 114,755 562,000 0.61%
23 Westchester Capital Management, LLC 106,644 523,000 0.57%
24 CREDIT SUISSE AG/ 100,327 492,000 0.54%
25 GUGGENHEIM CAPITAL LLC 100,207 491,000 0.53%
26 RAYMOND JAMES & ASSOCIATES 97,389 477,000 0.52%
27 Virtu KCG Holdings LLC 86,915 426,000 0.46%
28 Edge Wealth Management LLC 83,805 411,000 0.45% SH
29 Horizon Kinetics LLC 79,368 389,000 0.42%
30 ROWLAND CARMICHAEL ADVISORS INC /ADV 77,500 380,000 0.41%
31 BB&T SECURITIES, LLC 64,180 314,000 0.34%
32 Maryland Capital Management 60,000 294,000 0.32%
33 Janney Montgomery Scott LLC 59,311 278,000 0.30%
34 BARCLAYS PLC 50,000 245,000 0.27%
35 AMERIPRISE FINANCIAL INC 41,771 205,000 0.22%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,139 197,000 0.21%
37 ADVISOR GROUP, INC. 34,300 166,000 0.18%
38 STEEL GROVE CAPITAL ADVISORS, LLC 28,730 141,000 0.15%
39 SHEPHERD KAPLAN KROCHUK, LLC 28,120 138,000 0.15%
40 IFP ADVISORS, INC 27,750 136,000 0.15%
41 Gilman Hill Asset Management, LLC 27,500 135,000 0.15%
42 MSI Financial Services Inc 27,150 133,000 0.14%
43 WFG Advisors, LP 25,599 125,000 0.14%
44 CLIFFORD SWAN INVESTMENT COUNSEL LLC 24,395 120,000 0.13%
45 Capital Investment Advisors, LLC 22,824 112,000 0.12%
46 Livingston Group Asset Management CO (operating as Southport Capital Management) 20,450 100,000 0.11%
47 Fort Point Capital Partners LLC 19,778 97,000 0.11%
48 JD CAPITAL MANAGEMENT LLC 18,717 92,000 0.10%
49 Cambridge Investment Research Advisors, Inc. 18,647 91,000 0.10%
50 Shaker Financial Services, LLC 18,000 88,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.