| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RHO CAPITAL PARTNERS INC | 3,068,057 | 25,618,000 | 26.19% | ||
| 2 | BlackRock Fund Advisors | 954,036 | 7,966,000 | 8.14% | ||
| 3 | VANGUARD GROUP INC | 723,449 | 6,040,000 | 6.18% | ||
| 4 | Opaleye Management Inc. | 675,000 | 5,636,000 | 5.76% | ||
| 5 | FRANKLIN RESOURCES INC | 611,400 | 5,105,000 | 5.22% | ||
| 6 | BlackRock Institutional Trust Company, N.A. | 551,181 | 4,602,000 | 4.71% | ||
| 7 | Allianz Asset Management GmbH | 377,743 | 3,154,000 | 3.22% | ||
| 8 | JPMORGAN CHASE & CO | 369,900 | 3,089,000 | 3.16% | ||
| 9 | STATE STREET CORP | 325,309 | 2,720,000 | 2.78% | ||
| 10 | C WorldWide Group Holding A/S | 268,000 | 2,238,000 | 2.29% | ||
| 11 | DAFNA Capital Management LLC | 267,046 | 2,230,000 | 2.28% | ||
| 12 | RENAISSANCE TECHNOLOGIES LLC | 247,900 | 2,070,000 | 2.12% | ||
| 13 | NORTHERN TRUST CORP | 237,624 | 1,984,000 | 2.03% | ||
| 14 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 211,646 | 1,767,000 | 1.81% | ||
| 15 | EverPoint Asset Management, LLC | 200,000 | 1,670,000 | 1.71% | ||
| 16 | WALL STREET ASSOCIATES | 192,300 | 1,606,000 | 1.64% | ||
| 17 | MORGAN STANLEY | 172,819 | 1,442,000 | 1.47% | ||
| 18 | DIMENSIONAL FUND ADVISORS LP | 167,108 | 1,395,000 | 1.43% | ||
| 19 | SHEPHERD KAPLAN KROCHUK, LLC | 161,689 | 1,350,000 | 1.38% | ||
| 20 | TIAA CREF INVESTMENT MANAGEMENT LLC | 161,008 | 1,344,000 | 1.37% | ||
| 21 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 142,500 | 1,190,000 | 1.22% | ||
| 22 | TIVERTON ASSET MANAGEMENT LLC | 140,626 | 1,174,000 | 1.20% | ||
| 23 | GEODE CAPITAL MANAGEMENT, LLC | 135,339 | 1,130,000 | 1.16% | ||
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 111,662 | 932,000 | 0.95% | ||
| 25 | DEUTSCHE BANK AG\ | 101,185 | 843,000 | 0.86% | ||
| 26 | BlackRock Investment Management, LLC | 94,540 | 789,000 | 0.81% | ||
| 27 | ELLINGTON MANAGEMENT GROUP LLC | 93,400 | 780,000 | 0.80% | ||
| 28 | Bank of New York Mellon Corp | 78,669 | 658,000 | 0.67% | ||
| 29 | NATIONAL PLANNING CORP | 61,400 | 515,000 | 0.53% | ||
| 30 | Janney Montgomery Scott LLC | 53,339 | 445,000 | 0.45% | ||
| 31 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 44,454 | 371,000 | 0.38% | ||
| 32 | Princeton Alpha Management LP | 44,232 | 369,000 | 0.38% | ||
| 33 | AQR CAPITAL MANAGEMENT LLC | 41,858 | 349,000 | 0.36% | ||
| 34 | BALDWIN WEALTH PARTNERS LLC/MA | 39,354 | 329,000 | 0.34% | ||
| 35 | GSA CAPITAL PARTNERS LLP | 39,200 | 327,000 | 0.33% | ||
| 36 | JANE STREET GROUP, LLC | 34,500 | 288,000 | 0.29% | Call | |
| 37 | TEACHERS ADVISORS, LLC | 30,838 | 257,000 | 0.26% | ||
| 38 | Virtu KCG Holdings LLC | 29,667 | 248,000 | 0.25% | ||
| 39 | GOLDMAN SACHS GROUP INC | 27,688 | 231,000 | 0.24% | ||
| 40 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 27,617 | 231,000 | 0.24% | ||
| 41 | JANE STREET GROUP, LLC | 26,362 | 220,000 | 0.22% | ||
| 42 | CITADEL ADVISORS LLC | 25,700 | 215,000 | 0.22% | Put | |
| 43 | RHUMBLINE ADVISERS | 24,407 | 204,000 | 0.21% | ||
| 44 | CITADEL ADVISORS LLC | 22,165 | 185,000 | 0.19% | ||
| 45 | DAVENPORT & Co LLC | 21,377 | 178,497 | 0.18% | ||
| 46 | Nationwide Fund Advisors | 20,504 | 171,000 | 0.17% | ||
| 47 | ALLIANCEBERNSTEIN L.P. | 20,300 | 170,000 | 0.17% | ||
| 48 | CITADEL ADVISORS LLC | 19,600 | 164,000 | 0.17% | Call | |
| 49 | NEW YORK STATE COMMON RETIREMENT FUND | 19,600 | 164,000 | 0.17% | ||
| 50 | ProShare Advisors LLC | 19,281 | 161,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
