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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 MATIV HOLDINGS INC COM 8,472 327 0.07%
152 MATEON THERAPEUTICS INC 151,250 94 0.02%
153 MASTERCARD INCORPORATED 4,500 458 0.10%
154 MASIMO CORP 13,346 794 0.17%
155 MARATHON PETE CORP 29,900 1,214 0.25%
156 MANITOWOC INC 10,000 48 0.01%
157 MAGNACHIP SEMICONDUCTOR CORP 23,395 195 0.04%
158 MAG SILVER CORP 13,168 199 0.04%
159 Laredo Petroleum Inc 639,675 8,252 1.72%
160 LUNA INNOVATIONS 28,000 39 0.01%
161 LMI Aerospace, Inc. 72,000 513 0.11%
162 LIQUIDITY SERVICES INC 15,675 176 0.04%
163 LIONBRIDGE TECHNOLOGIES ORD 43,000 215 0.04%
164 LIBERTY ALL STAR EQUITY FUND SH BEN INT 117,820 610 0.13%
165 LGL GROUP INC COM 29,227 125 0.03%
166 LAZARD GLB TTL RET&INCM FD I 24,035 336 0.07%
167 LANTRONIX INC 75,651 106 0.02%
168 KRATON CORP COM 16,060 563 0.12%
169 KRAFT HEINZ CO 5,219 467 0.10%
170 KLA-TENCOR CORP 6,418 447 0.09%
171 KINROSS GOLD CORP 26,000 109 0.02% Call
172 KINDRED BIOSCIENCES INC 94,800 473 0.10%
173 KEY TECHNOLOGY INC 22,305 245 0.05%
174 KAR AUCTION SVCS INC 9,646 416 0.09%
175 JOHNSON & JOHNSON 7,296 862 0.18%
176 JASON INDS INC 48,446 108 0.02%
177 JAPAN SMALLER CAPTLZTN FD IN 16,510 174 0.04%
178 ISSUER DIRECT CORPORATION 16,000 113 0.02%
179 ISHARES TR 2,000 234 0.05%
180 ISHARES TR 2,000 248 0.05% Put
181 ISHARES TR 2,500 372 0.08% Put
182 ISHARES TR 9,880 584 0.12%
183 ISHARES TR 5,200 646 0.13%
184 ISHARES 7-10 YEAR TREASURY BOND ETF 1,800 201 0.04%
185 ISHARES 20 YEAR TREASURY BOND ETF 4,800 660 0.14%
186 INVESCO DYNAMIC CR OPPORTUNI 16,850 198 0.04%
187 INVENTURE FOODS INC 19,000 179 0.04%
188 INTRICON CORP 33,104 192 0.04%
189 INTEST CORP 57,088 228 0.05%
190 INTERNAP CORP 46,800 77 0.02%
191 INTERMOLECULAR INC 69,500 69 0.01%
192 INTEL CORP 10,304 389 0.08%
193 INSIGNIA SYS INC 82,898 197 0.04%
194 INOTEK PHARMACEUTICALS CORP 57,344 544 0.11%
195 IMAGE SENSING SYS INC 28,850 109 0.02%
196 HOUSTON WIRE CABLE CO 44,100 273 0.06%
197 HILTON WORLDWIDE 10,000 229 0.05%
198 HILL ROM HLDGS INC 6,881 426 0.09%
199 HERTZ GLOBAL HLDGS INC 9,351 376 0.08%
200 HERBALIFE LTD 6,152 381 0.08%
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