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Lazard Glb Total Return & Income
Lazard Glb Total Return & Income. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $48,889,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1607 Capital Partners, LLC 1,007,280 14,072,000 28.78%
2 Bulldog Investors, LLP 887,641 12,400,000 25.36%
3 RAYMOND JAMES & ASSOCIATES 350,276 4,893,000 10.01%
4 MORGAN STANLEY 218,697 3,056,000 6.25%
5 Karpus Management, Inc. 195,649 2,733,000 5.59%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 154,551 2,159,000 4.42%
7 WELLS FARGO & COMPANY/MN 145,218 2,028,000 4.15%
8 ROYAL BANK OF CANADA 110,576 1,736,000 3.55%
9 UBS Group AG 96,799 1,352,000 2.77%
10 Raymond James Financial Services Advisors, Inc. 74,897 1,046,000 2.14%
11 Saba Capital Management, L.P. 49,360 690,000 1.41%
12 STIFEL FINANCIAL CORP 45,423 638,000 1.30%
13 CORNERSTONE ADVISORS INC 39,951 558,000 1.14%
14 SHEPHERD KAPLAN KROCHUK, LLC 24,035 336,000 0.69%
15 BANK OF AMERICA CORP /DE/ 23,850 333,000 0.68%
16 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 16,594 232,000 0.47%
17 DESCHUTES PORTFOLIO STRATEGY, LLC 13,100 183,000 0.37%
18 GUGGENHEIM CAPITAL LLC 11,206 157,000 0.32%
19 Aviance Capital Partners, LLC 10,568 148,000 0.30%
20 PNC FINANCIAL SERVICES GROUP, INC. 5,418 76,000 0.16%
21 Creative Planning 1,600 22,000 0.04%
22 IFP ADVISORS, INC 1,385 19,000 0.04%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 596 8,000 0.02%
24 CITIGROUP INC 491 7,000 0.01%
25 SEVENBRIDGE FINANCIAL GROUP, LLC 365 5,000 0.01%
26 NEXT Financial Group, Inc 167 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.