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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 NORTH AMERN ENERGY PARTNERS 46,554 116 0.02%
302 NL INDS INC COM NEW 29,163 115 0.02%
303 ADVENT CLAY CONV SEC INCORPORATED FD II 19,960 115 0.02%
304 MCDERMOTT INTL INC 22,778 114 0.02%
305 CELLCOM ISRAEL LTD 15,086 113 0.02%
306 CRESCENT PT ENERGY CORP 8,528 113 0.02%
307 ISSUER DIRECT CORPORATION 16,000 113 0.02%
308 PENNEY J C INC 12,066 111 0.02%
309 IMAGE SENSING SYS INC 28,850 109 0.02%
310 JASON INDS INC 48,446 108 0.02%
311 ARCOS DORADOS HOLDINGS INC 20,459 108 0.02%
312 CLIFFS NAT RES INC 18,214 107 0.02%
313 SUNOPTA INC 15,000 106 0.02%
314 LANTRONIX INC 75,651 106 0.02%
315 Global Ship Lease Inc 60,771 101 0.02%
316 WIRELESS TELECOM GROUP INC 59,167 98 0.02%
317 MATEON THERAPEUTICS INC 151,250 94 0.02%
318 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 100,000 94 0.02%
319 MVC CAPITAL INC 11,201 93 0.02%
320 PERFUMANIA HLDGS INC 42,712 93 0.02%
321 NAVIOS MARITIME ACQUIS CORP 66,500 90 0.02%
322 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 20,923 88 0.02%
323 ARC DOCUMENT SOLUTIONS INC COM 23,500 88 0.02%
324 VAALCO ENERGY INC 93,500 87 0.02%
325 SAEXPLORATION HLDGS INC 10,000 82 0.02%
326 WIDEPOINT CORP 189,500 81 0.02%
327 MITCHAM INDS 23,593 79 0.02%
328 TRAVELCENTERS AMER LLC COM 11,000 79 0.02%
329 INTERNAP CORP 46,800 77 0.02%
330 ELTEK LTD 74,034 76 0.02%
331 ASCENA RETAIL GROUP INC COM 13,000 73 0.02%
332 CERAGON NETWORKS LTD 30,900 73 0.02%
333 CAMTEK LTD 23,000 69 0.01%
334 INTERMOLECULAR INC 69,500 69 0.01%
335 BLACK DIAMOND INC COM 13,000 67 0.01%
336 SPAR GROUP INC 64,300 65 0.01%
337 PROFIRE ENERGY INC 49,200 61 0.01%
338 TRANS WORLD ENTMT CORP 17,245 59 0.01%
339 CRYSTAL ROCK HLDGS INC 58,394 53 0.01%
340 MANITOWOC INC 10,000 48 0.01%
341 CHAMPIONS ONCOLOGY INC 28,000 47 0.01%
342 VIKING THERAPEUTICS INC 33,000 46 0.01%
343 DIANA CONTAINERSHIPS INC 13,000 43 0.01%
344 TOP IMAGE SYSTEMS LTD 19,150 43 0.01%
345 CAFEPRESS INC 12,259 39 0.01%
346 LUNA INNOVATIONS 28,000 39 0.01%
347 PERION NETWORK LTD 29,848 36 0.01%
348 MEI PHARMA INC 20,000 34 0.01%
349 APTEVO THERAPEUTICS INC 10,686 27 0.01%
350 TENGASCO INC 22,063 26 0.01%
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