| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 4,631,132 | 26,629,000 | 37.65% | ||
| 2 | Advisors Asset Management, Inc. | 2,418,129 | 13,904,000 | 19.66% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,917,816 | 11,047,000 | 15.62% | ||
| 4 | JPMORGAN CHASE & CO | 935,007 | 5,376,000 | 7.60% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 422,077 | 2,431,000 | 3.44% | ||
| 6 | UBS Group AG | 316,979 | 1,826,000 | 2.58% | ||
| 7 | WELLS FARGO & COMPANY/MN | 242,208 | 1,395,000 | 1.97% | ||
| 8 | LPL Financial LLC | 199,192 | 1,135,000 | 1.60% | ||
| 9 | Raymond James Financial Services Advisors, Inc. | 193,874 | 1,117,000 | 1.58% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 163,858 | 944,000 | 1.33% | ||
| 11 | 1607 Capital Partners, LLC | 135,990 | 783,000 | 1.11% | ||
| 12 | MORGAN STANLEY | 119,496 | 688,000 | 0.97% | ||
| 13 | AQR ARBITRAGE LLC | 81,875 | 471,000 | 0.67% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 69,703 | 401,000 | 0.57% | ||
| 15 | MARINER INVESTMENT GROUP LLC | 52,862 | 304,000 | 0.43% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 49,630 | 285,000 | 0.40% | ||
| 17 | ADVISOR GROUP, INC. | 47,220 | 272,000 | 0.38% | ||
| 18 | Concert Wealth Management Inc. | 36,744 | 211,000 | 0.30% | ||
| 19 | ROBINSON CAPITAL MANAGEMENT, LLC | 31,412 | 181,000 | 0.26% | ||
| 20 | CLOUGH CAPITAL PARTNERS L P | 28,600 | 165,000 | 0.23% | ||
| 21 | CITIGROUP INC | 25,208 | 145,000 | 0.21% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 22,678 | 131,000 | 0.19% | ||
| 23 | ROYAL BANK OF CANADA | 19,662 | 130,000 | 0.18% | ||
| 24 | Virtu KCG Holdings LLC | 21,585 | 124,000 | 0.18% | ||
| 25 | SHEPHERD KAPLAN KROCHUK, LLC | 19,960 | 115,000 | 0.16% | ||
| 26 | DOLIVER ADVISORS, LP | 19,695 | 113,000 | 0.16% | ||
| 27 | STIFEL FINANCIAL CORP | 18,284 | 105,000 | 0.15% | ||
| 28 | Point View Wealth Management, Inc. | 14,717 | 85,000 | 0.12% | ||
| 29 | AMERIPRISE FINANCIAL INC | 12,707 | 73,000 | 0.10% | ||
| 30 | US BANCORP \DE\ | 9,400 | 54,000 | 0.08% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 7,516 | 43,000 | 0.06% | ||
| 32 | WHITTIER TRUST CO | 6,700 | 39,000 | 0.06% | ||
| 33 | PENSERRA CAPITAL MANAGEMENT LLC | 452 | 2,000 | 0.00% | ||
| 34 | SEI INVESTMENTS CO | 239 | 1,000 | 0.00% | ||
| 35 | Cable Hill Partners, LLC | 140 | 1,000 | 0.00% | ||
| 36 | Creative Planning | 200 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
