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MVC CAPITAL INC COM
MVC CAPITAL INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 46 Institutional holders with a total value of $85,093,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WYNNEFIELD CAPITAL INC 1,610,000 13,347,000 15.69%
2 Bulldog Investors, LLP 1,378,812 11,430,000 13.43%
3 ROYCE & ASSOCIATES LP 1,206,600 10,003,000 11.76%
4 West Family Investments, Inc. 1,091,953 9,052,000 10.64%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,079,237 8,947,000 10.51%
6 CREDIT SUISSE AG/ 679,296 5,631,000 6.62%
7 MORGAN STANLEY 443,815 3,679,000 4.32%
8 UBS Group AG 372,710 3,090,000 3.63%
9 ADVISORY RESEARCH INC 224,080 3,036,000 3.57%
10 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 220,172 1,825,000 2.14%
11 SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) 208,860 1,731,000 2.03%
12 Arbiter Partners Capital Management LLC 190,854 1,582,000 1.86%
13 Ancora Advisors LLC 154,972 1,285,000 1.51%
14 MILLER VALUE PARTNERS, LLC 142,600 1,183,000 1.39%
15 D. E. Shaw & Co., Inc. 135,725 1,125,000 1.32%
16 Omega Advisors Inc. 129,211 1,071,000 1.26%
17 GABELLI FUNDS LLC 121,000 1,003,000 1.18%
18 BANK OF AMERICA CORP /DE/ 118,349 981,000 1.15%
19 Teton Advisors, Inc. 109,000 904,000 1.06%
20 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 80,000 664,000 0.78%
21 GAMCO INVESTORS, INC. ET AL 69,200 574,000 0.67%
22 Legal & General Group Plc 49,132 408,000 0.48%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 48,900 405,000 0.48%
24 CS MCKEE LP 35,150 291,000 0.34%
25 Jacobus Wealth Management, Inc. 30,000 249,000 0.29%
26 GOLDMAN SACHS GROUP INC 24,949 207,000 0.24%
27 JPMORGAN CHASE & CO 24,193 201,000 0.24%
28 WELLS FARGO & COMPANY/MN 23,790 197,000 0.23%
29 Saba Capital Management, L.P. 18,000 149,000 0.18%
30 TWO SIGMA ADVISERS, LP 17,552 146,000 0.17%
31 BB&T SECURITIES, LLC 15,951 132,000 0.16%
32 ACROSPIRE INVESTMENT MANAGEMENT LLC 12,932 107,000 0.13%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,680 97,000 0.11%
34 SHEPHERD KAPLAN KROCHUK, LLC 11,201 93,000 0.11%
35 Hodges Capital Management Inc. 10,000 83,000 0.10%
36 CITIGROUP INC 9,967 83,000 0.10%
37 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5,529 46,000 0.05%
38 Thomas J. Herzfeld Advisors, Inc. 2,018 17,000 0.02%
39 Tower Research Capital LLC (TRC) 1,317 10,000 0.01%
40 D.A. DAVIDSON & CO. 1,000 8,000 0.01%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 756 6,000 0.01%
42 DEUTSCHE BANK AG\ 780 6,000 0.01%
43 Creative Planning 450 4,000 0.00%
44 PENSERRA CAPITAL MANAGEMENT LLC 299 2,000 0.00%
45 IFP ADVISORS, INC 216 2,000 0.00%
46 BARCLAYS PLC 72 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.