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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001124) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
101 FMC 5,202 294 0.08%
102 FORD MTR CO DEL 24,731 300 0.09%
103 FUEL TECH INCORPORATED 57,016 66 0.02%
104 GABELLI DIVID INCOME TR 14,700 295 0.08%
105 GABELLI HLTHCARE & WELLNESS 15,200 143 0.04%
106 GALMED PHARMACEUTICALS LTD 28,679 101 0.03%
107 GASTAR EXPL INC NEW COM 1,940,694 3,008 0.85%
108 GENERAL AMERN INVS CO INC 13,000 405 0.12%
109 GILEAD SCIENCES INC 10,897 780 0.22%
110 GLOBAL MED REIT INC 17,576 157 0.04%
111 GOLDCORP INC NEW 14,400 196 0.06% Call
112 GROUP 1 AUTOMOTIVE INC 4,529 353 0.10%
113 GULFPORT ENERGY CORP 423,671 9,168 2.60%
114 GasLog Partners, LP 37,218 765 0.22%
115 Global Ship Lease Inc 58,892 88 0.02%
116 HANESBRANDS INC 10,000 216 0.06%
117 HANNON ARMSTRONG SUST INFR C 17,953 341 0.10%
118 HARBORONE BANCORP INCORPORATED 16,948 328 0.09%
119 HARTE-HANKS INC 137,116 207 0.06%
120 HARVARD BIOSCIENCE INC 34,250 104 0.03%
121 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 100,000 98 0.03%
122 HERBALIFE LTD 5,206 251 0.07%
123 HILTON WORLDWIDE 8,539 232 0.07%
124 HOUSTON WIRE CABLE CO 26,175 170 0.05%
125 HUDSON TECHNOLOGIES INC COM 159,554 1,278 0.36%
126 IMAGE SENSING SYS INC 25,850 96 0.03%
127 INDUSTRIAL SVCS AMER INC FLA 39,558 71 0.02%
128 INFUSYSTEM HLDGS INC 21,343 54 0.02%
129 INOTEK PHARMACEUTICALS CORP 25,074 153 0.04%
130 INSIGNIA SYS INC 92,288 225 0.06%
131 INTEST CORP 23,398 108 0.03%
132 INUVO INC 64,500 108 0.03%
133 INVENTURE FOODS INC 19,000 187 0.05%
134 INVESCO DYNAMIC CR OPPORTUNI 12,500 154 0.04%
135 ISHARES TR 1,500 178 0.05% Put
136 ISHARES TR 1,951 263 0.07%
137 ISHARES TR 4,854 577 0.16%
138 ISHARES TR 5,300 306 0.09%
139 JAPAN SMALLER CAPTLZTN FD IN 12,500 122 0.03%
140 JASON INDS INC 25,944 47 0.01%
141 JOHNSON & JOHNSON 5,603 646 0.18%
142 KAR AUCTION SVCS INC 7,854 335 0.10%
143 KELSO TECHNOLOGIES INC 20,000 19 0.01%
144 KEY TECHNOLOGY INC 20,039 231 0.07%
145 KINDRED BIOSCIENCES INC 46,916 199 0.06%
146 KINROSS GOLD CORP 22,400 70 0.02% Call
147 KOSS CORP 10,000 23 0.01%
148 KRAFT HEINZ CO 4,338 379 0.11%
149 LANTRONIX INC 16,748 28 0.01%
150 LAZARD GLB TTL RET&INCM FD I 18,285 251 0.07%
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