| 1 |
Bulldog Investors, LLP |
816,828 |
11,223,000 |
22.90% |
|
|
| 2 |
1607 Capital Partners, LLC |
778,980 |
10,703,000 |
21.84% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
603,761 |
8,296,000 |
16.93% |
|
|
| 4 |
RAYMOND JAMES & ASSOCIATES |
396,335 |
5,446,000 |
11.11% |
|
|
| 5 |
MORGAN STANLEY |
207,667 |
2,853,000 |
5.82% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
161,656 |
2,221,000 |
4.53% |
|
|
| 7 |
ROYAL BANK OF CANADA |
125,030 |
1,718,000 |
3.51% |
|
|
| 8 |
Shaker Financial Services, LLC |
94,870 |
1,304,000 |
2.66% |
|
|
| 9 |
Raymond James Financial Services Advisors, Inc. |
80,674 |
1,108,000 |
2.26% |
|
|
| 10 |
SIT INVESTMENT ASSOCIATES INC |
55,400 |
761,000 |
1.55% |
|
|
| 11 |
Saba Capital Management, L.P. |
50,360 |
692,000 |
1.41% |
|
|
| 12 |
STIFEL FINANCIAL CORP |
45,376 |
623,000 |
1.27% |
|
|
| 13 |
UBS Group AG |
32,612 |
448,000 |
0.91% |
|
|
| 14 |
CLOUGH CAPITAL PARTNERS L P |
21,764 |
299,000 |
0.61% |
|
|
| 15 |
SHEPHERD KAPLAN KROCHUK, LLC |
18,285 |
251,000 |
0.51% |
|
|
| 16 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
17,795 |
245,000 |
0.50% |
|
|
| 17 |
Aviance Capital Partners, LLC |
13,993 |
192,000 |
0.39% |
|
|
| 18 |
GUGGENHEIM CAPITAL LLC |
12,471 |
171,000 |
0.35% |
|
|
| 19 |
Laurion Capital Management LP |
12,191 |
168,000 |
0.34% |
|
|
| 20 |
Virtu KCG Holdings LLC |
10,857 |
149,000 |
0.30% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
4,558 |
63,000 |
0.13% |
|
|
| 22 |
Creative Planning |
1,600 |
22,000 |
0.04% |
|
|
| 23 |
IFP ADVISORS, INC |
1,385 |
19,000 |
0.04% |
|
|
| 24 |
SEI INVESTMENTS CO |
1,300 |
18,000 |
0.04% |
|
|
| 25 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
606 |
8,000 |
0.02% |
|
|
| 26 |
CITIGROUP INC |
491 |
7,000 |
0.01% |
|
|
| 27 |
SEVENBRIDGE FINANCIAL GROUP, LLC |
365 |
5,000 |
0.01% |
|
|
| 28 |
NEXT Financial Group, Inc |
167 |
2,000 |
0.00% |
|
|
| 29 |
MSI Financial Services Inc |
20 |
0 |
0.00% |
|
|
