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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001124) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIMMER BIOMET HLDGS INC 7,553 779 0.22%
2 YUME INC 29,414 105 0.03%
3 WSI INDS INC 34,527 104 0.03%
4 WPX ENERGY INC 805,976 11,743 3.34%
5 WIRELESS TELECOM GROUP INC 69,167 132 0.04%
6 WILLIAMS CLAYTON ENERGY INC 294,266 35,094 9.97%
7 WIDEPOINT CORP 159,186 129 0.04%
8 WHITING PETE CORP NEW 927,770 11,152 3.17%
9 WEATHERFORD INTL PLC 228,228 1,139 0.32%
10 WAL-MART STORES INC 6,598 456 0.13%
11 W T OFFSHORE INC 25,139 70 0.02%
12 VOYA RISK MANAGED NAT RES FD 21,600 138 0.04%
13 VISTA OUTDOOR INC 7,715 285 0.08%
14 VIKING THERAPEUTICS INC 94,978 113 0.03%
15 VERMILION ENERGY INC 13,628 572 0.16%
16 VERIFONE SYS INC 42,698 757 0.22%
17 VERASTEM INC 33,905 38 0.01%
18 VANGUARD INDEX FDS 6,000 692 0.20%
19 VANGUARD INDEX FDS 4,500 371 0.11%
20 UNITEDHEALTH GROUP INC 7,693 1,231 0.35%
21 UNITED CONTL HLDGS INC 12,200 889 0.25%
22 ULTRA CLEAN HLDGS INC 15,700 152 0.04%
23 Teekay Tankers LTD 24,535 55 0.02%
24 TRINITY BIOTECH PLC 78,457 543 0.15%
25 TRAVELERS COMPANIES INC 6,855 839 0.24%
26 TRANSACT TECHNOLOGIES INC COM 24,200 160 0.05%
27 TOR MINERALS INTL INC 31,077 190 0.05%
28 THERMO FISHER SCIENTIFIC INC 6,572 927 0.26%
29 TEVA PHARMACEUTICAL INDS LTD 21,100 765 0.22% Put
30 TENGASCO INC 34,789 24 0.01%
31 TEL INSTR ELECTRS CORP 24,852 109 0.03%
32 TECHNICAL COMMUNICATIONS COR 35,640 87 0.02%
33 TCW STRATEGIC INCOME FD INC 21,800 116 0.03%
34 TANDEM DIABETES CARE INC COM 28,872 62 0.02%
35 SYNERGY PHARMACEUTICALS DEL 70,530 430 0.12%
36 SUPERVALU INC 12,976 61 0.02%
37 SUPERNUS PHARMACEUTICALS INC 9,652 244 0.07%
38 SUPER MICRO COMPUTER INC COM 8,421 236 0.07%
39 STRYKER CORP 4,389 526 0.15%
40 STAPLES INC 17,500 158 0.04%
41 ST JUDE MED INC 11,634 933 0.27%
42 SPARK NETWORKS INC 34,108 29 0.01%
43 SMTC CORP 95,545 146 0.04%
44 SINCLAIR BROADCAST GROUP INC 19,907 664 0.19%
45 SILVER WHEATON CORP 3,400 66 0.02% Call
46 SILVER WHEATON CORP 15,150 293 0.08%
47 SIGMATRON INTL INC 26,538 126 0.04%
48 SHERWIN WILLIAMS CO 881 237 0.07%
49 SEAGATE TECHNOLOGY PLC 12,095 462 0.13%
50 SCHMITT INDS INC ORE 112,325 183 0.05%
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