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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 36 Institutional holders with a total value of $23,838,400.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,142,418 7,311,000 30.67%
2 MORGAN STANLEY 857,203 5,486,000 23.01%
3 Invesco Ltd. 228,577 1,463,000 6.14%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 214,102 1,370,000 5.75%
5 RAYMOND JAMES & ASSOCIATES 195,352 1,250,000 5.24%
6 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 179,859 1,151,000 4.83%
7 AMERIPRISE FINANCIAL INC 169,037 1,082,000 4.54%
8 GUGGENHEIM CAPITAL LLC 144,126 922,000 3.87%
9 BANK OF AMERICA CORP /DE/ 129,527 829,000 3.48%
10 UBS Group AG 74,122 475,000 1.99%
11 LPL Financial LLC 53,220 344,000 1.44%
12 ADVISOR GROUP, INC. 38,515 247,000 1.04%
13 Raymond James Financial Services Advisors, Inc. 34,346 220,000 0.92%
14 Laurion Capital Management LP 33,479 214,000 0.90%
15 Commonwealth Equity Services, Inc 33,341 213,000 0.89%
16 DOLIVER ADVISORS, LP 29,420 188,000 0.79%
17 Cambridge Investment Research Advisors, Inc. 25,928 166,000 0.70%
18 WELLS FARGO & COMPANY/MN 24,981 160,000 0.67%
19 OPPENHEIMER & CO INC 22,516 145,000 0.61%
20 SHEPHERD KAPLAN KROCHUK, LLC 21,600 138,000 0.58%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,652 81,000 0.34%
22 Neuberger Berman Group LLC 12,500 80,000 0.34%
23 ROYAL BANK OF CANADA 9,805 63,000 0.26%
24 Advisory Alpha, LLC 9,168 61,000 0.26%
25 WFG Advisors, LP 8,200 52,000 0.22%
26 IFP ADVISORS, INC 4,288 27,000 0.11%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,118 20,000 0.08%
28 Creative Planning 3,125 20,000 0.08%
29 Carroll Financial Associates, Inc. 3,000 19,000 0.08%
30 CITIGROUP INC 1,753 11,000 0.05%
31 MSI Financial Services Inc 1,579 10,000 0.04%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,270 8,000 0.03%
33 WESPAC ADVISORS SOCAL, LLC 1,000 6,400 0.03%
34 IHT WEALTH MANAGEMENT, LLC 675 4,000 0.02%
35 ROBLE, BELKO & COMPANY, INC 215 1,000 0.00%
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.