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Institutional Investment Manager
WATER ISLAND CAPITAL LLC
WATER ISLAND CAPITAL LLC (CIK: 0001222765) incorporated in Delaware, located at 104 5th Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q1)
Original 13F HR (0001140361-16-065482) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
51 HC2 Holdings Inc 545,106 2,082 0.14%
52 NII Capital Corp 363,966 2,013 0.13%
53 AXIALL CORPORATION 79,114 1,730 0.11%
54 Frontier Communications Corp 300,703 1,682 0.11%
55 BLOUNT INTL INC NEW 163,598 1,633 0.11%
56 SHUTTERFLY INC 1,500,000 1,497 0.10% PRN
57 Essendant Inc Com 92,306 1,386 0.09%
58 CKEC 2017-01-20 33.000 C A OPQ 45,400 1,364 0.09%
59 TWITTER INC 1,500,000 1,256 0.08% PRN
60 SHIRE PLC 79,900 1,174 0.08% Put
61 Allergan Inc/United States 45,600 1,160 0.08% Put
62 DISH NETWORK A 24,689 1,141 0.08%
63 YAHOO INC SR CV ZERO NT 18 1,000,000 988 0.07% PRN
64 NETSUITE INC 1,000,000 954 0.06% PRN
65 CANON INC 31,244 932 0.06%
66 TiVo Inc 1,000,000 931 0.06% PRN
67 ELECTRONICS FOR IMAGING INC 20,830 884 0.06%
68 WASTE MGMT INC DEL 11,655 688 0.05%
69 XENOPORT INC 145,604 656 0.04%
70 SALESFORCE COM INC SR CV NT 0.25 18 7,700 568 0.04%
71 REPUBLIC SVCS INC 11,655 556 0.04%
72 NEWELL BRANDS 1,244,500 436 0.03% Call
73 NOBLE ENERGY INC 13,050 410 0.03%
74 Red Hat Inc 4,800 358 0.02%
75 Macquarie Infrastructure Corp 4,800 324 0.02%
76 GROUPE CGI INC 6,138 294 0.02%
77 GENPACT LIMITED COM STK USD0.01 9,672 264 0.02%
78 MRC GLOBAL 20,000 263 0.02%
79 NEWELL BRANDS 214,600 242 0.02% Call
80 WEATHERFORD INTL PLC 27,500 214 0.01%
81 CONE Midstream Partners 17,000 213 0.01%
82 FIRST NIAGARA FINL GP INC 19,701 191 0.01%
83 DYNEGY INCORPORATED NEW D 12,500 180 0.01%
84 SHIRE PLC 12,600 175 0.01% Call
85 MICRON TECHNOLOGY INC 15,250 160 0.01%
86 Adt Corp 692,500 155 0.01% Put
87 SHIRE PLC 12,600 147 0.01% Call
88 CONSOL ENERGY INC 12,750 144 0.01%
89 MARRIOTT INTL INC NEW 101,900 132 0.01% Call
90 INTEL CORP 4,003 131 0.01%
91 CLOUD PEAK ENERGY INC COM 66,372 129 0.01%
92 COLUMBIA PIPELINE GR 398,100 129 0.01% Put
93 SHIRE PLC 20,000 128 0.01% Call
94 EQUITY COMWLTH COM SH BEN INT 4,500 127 0.01%
95 ISHARES TR 120,000 120 0.01% Put
96 VMWARE INC 259,800 118 0.01% Put
97 HUNTINGTON BANCSHARES INC 333,900 115 0.01% Call
98 LEIDOS HLDGS INC 2,250 113 0.01%
99 ENERGY TRANSFER L P 15,250 109 0.01%
100 CNX COAL RES LP 15,000 108 0.01%
Page 2 of 4
Restatement filing (0001140361-16-065763) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 CAMERON INTERNATIONAL COMPANY 2,373,407 159,136 10.50%
2 HEARTLAND PMT SYS INC 1,097,372 105,973 6.99%
3 TIME WARNER INC NEW 504,772 103,286 6.82%
4 Jarden Corp 1,505,767 88,765 5.86%
5 YOUKU TUDOU INC 2,406,894 66,166 4.37%
6 SANDISK CORP 837,268 63,699 4.20%
7 AIRGAS INC 446,890 63,299 4.18%
8 AGL Resources Inc 960,622 62,574 4.13%
9 KLA-TENCOR CORP 656,509 47,800 3.15%
10 Citizens Funding Trust I 2,211,329 46,549 3.07%
11 CENTENE CORP DEL 692,331 42,627 2.81%
12 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 1,189,738 39,261 2.59%
13 ALLERGAN PLC 142,165 38,104 2.51%
14 ITC HOLDINGS 845,711 36,847 2.43%
15 BAXALTA INC COM 848,148 34,266 2.26%
16 NEWPORT CORP 1,298,489 29,866 1.97%
17 FRESH MKT INC 991,786 28,295 1.87%
18 Adt Corp 670,449 27,662 1.83%
19 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 319,384 26,646 1.76%
20 VALSPAR CORP 248,612 26,607 1.76%
21 NATL PENN BANCSHARES INC 2,255,852 25,641 1.69%
22 PIEDMONT NAT GAS INC 408,813 24,459 1.61%
23 YAHOO INC 619,009 22,785 1.50%
24 QUESTAR CORP COM 902,443 22,381 1.48%
25 TECO ENERGY INC COM 722,312 19,885 1.31%
26 POWERSECURE INTL INC 1,018,718 19,040 1.26%
27 ATMEL CORP 2,247,967 18,254 1.20%
28 SYNGENTA AG 216,624 17,942 1.18%
29 TUMI HOLDINGS INC 630,034 16,898 1.12%
30 LIN Television Corp 937,965 15,298 1.01%
31 JOURNAL MEDIA GROUP INC 1,240,424 14,835 0.98%
32 Ruby Tuesday Inc 424,550 13,679 0.90%
33 AFFYMETRIX INCOC-CAP STK CASH MGREFF 4/1/16 1 OLDUSD 14.00 PER SHARE 914,586 12,814 0.85%
34 Alere Inc 247,900 12,546 0.83%
35 WASTE CONNECTIONS INC 400,000 12,412 0.82%
36 ASTORIA FINL CORPORATION 737,465 11,681 0.77%
37 Check Point Software Technologies Ltd 794,566 8,040 0.53%
38 SUNCOR ENERGY INC NEW 285,700 7,957 0.53%
39 COLUMBIA PIPELINE GR 240,000 6,024 0.40%
40 VMWARE INC 109,535 5,730 0.38%
41 TOWER INTL INC 200,000 5,439 0.36%
42 FAIRCHILD SEMICONDUCTOR INTLCOM 247,800 4,956 0.33%
43 NEXSTAR MEDIA GROUP INC 110,700 4,901 0.32%
44 ROUSE PPTYS INC 257,154 4,726 0.31%
45 SELECT SECTOR SPDR TR 62,494 3,316 0.22%
46 EMPIRE DIST ELEC CO 95,763 3,165 0.21%
47 POLYCOM INC 267,248 2,981 0.20%
48 OFFICE DEPOT INC 377,907 2,683 0.18%
49 Nomad Hldgs Ltd 237,854 2,143 0.14%
50 TiVo Inc 222,500 2,116 0.14%
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