| # | % | |||||
|---|---|---|---|---|---|---|
| 3101 | CERULEAN PHARMA INC | 10,782 | 23,000 | 0.00% | ||
| 3102 | MANNKIND CORP. | 18,900 | 22,000 | 0.00% | ||
| 3103 | Pieris Pharmaceuticals | 13,097 | 21,000 | 0.00% | ||
| 3104 | ONCOBIOLOGICS INC - WARRANT A | 44,925 | 21,000 | 0.00% | ||
| 3105 | ONCOBIOLOGICS INC - WARRANT B | 44,925 | 20,000 | 0.00% | ||
| 3106 | AVEO PHARMACEUTICALS INC | 17,435 | 17,000 | 0.00% | ||
| 3107 | CLEAN DIESEL TECHNOLOGIES IN | 46,906 | 15,000 | 0.00% | ||
| 3108 | 22ND CENTY GROUP INC | 18,473 | 15,000 | 0.00% | ||
| 3109 | BIND THERAPEUTICS INC | 32,451 | 13,000 | 0.00% | ||
| 3110 | NXT ID INC | 37,080 | 13,000 | 0.00% | ||
| 3111 | GENVEC INC | 20,793 | 12,000 | 0.00% | ||
| 3112 | GALENA BIOPHARMA INC | 26,800 | 12,000 | 0.00% | Put | |
| 3113 | OPGEN INC | 76,821 | 11,000 | 0.00% | ||
| 3114 | CHANTICLEER HLDGS INC WT EXP 061117 | 222,222 | 10,000 | 0.00% | ||
| 3115 | Sunesis Pharmaceuticals I | 18,532 | 10,000 | 0.00% | ||
| 3116 | PEDEVCO CORP | 31,561 | 9,000 | 0.00% | ||
| 3117 | GLOWPOINT INC | 31,476 | 9,000 | 0.00% | ||
| 3118 | GENERAL MOLY INC | 25,088 | 9,000 | 0.00% | ||
| 3119 | Carbylan Therapeutics Inc. | 14,080 | 9,000 | 0.00% | ||
| 3120 | IBIO INC COM | 10,070 | 7,000 | 0.00% | ||
| 3121 | TOWERSTREAM CORP | 40,800 | 7,000 | 0.00% | ||
| 3122 | SAEXPLORATION HLDGS INC | 29,754 | 4,000 | 0.00% | ||
| 3123 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 150,000 | 3,000 | 0.00% | ||
| 3124 | QUEST RESOURCE HOLDING CORP | 11,866 | 3,000 | 0.00% | ||
| 3125 | HEMISPHERX BIOPHARMA INC | 20,551 | 2,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001273087-16-000031, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
