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CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 35 Institutional holders with a total value of $22,304,817.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Polaris Venture Management Co. V, L.L.C. 3,287,529 6,970,000 31.25%
2 FMR LLC 1,839,224 3,899,000 17.48%
3 Polaris Venture Management Co IV LLC 1,437,441 3,047,000 13.66%
4 Granahan Investment Management, LLC 708,215 1,501,000 6.73%
5 Rock Springs Capital Management LP 625,000 1,325,000 5.94%
6 VANGUARD GROUP INC 542,631 1,151,000 5.16%
7 SPHERA FUNDS MANAGEMENT LTD. 450,000 954,000 4.28%
8 PRINCIPAL FINANCIAL GROUP INC 357,100 757,000 3.39%
9 Alyeska Investment Group, L.P. 319,289 677,000 3.04%
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 202,623 430,000 1.93%
11 Deer VII & Co. Ltd. 166,675 353,000 1.58%
12 BLACKROCK ADVISORS LLC 154,819 328,000 1.47%
13 GEODE CAPITAL MANAGEMENT, LLC 88,462 187,000 0.84%
14 JACOBS LEVY EQUITY MANAGEMENT, INC 88,412 187,000 0.84%
15 RENAISSANCE TECHNOLOGIES LLC 64,700 137,000 0.61%
16 BlackRock Fund Advisors 42,830 91,000 0.41%
17 Northeast Financial Consultants Inc 20,000 42,000 0.19%
18 WEDBUSH SECURITIES INC 16,000 34,000 0.15%
19 CITADEL ADVISORS LLC 16,000 34,000 0.15%
20 Commonwealth Equity Services, Inc 15,713 33,000 0.15%
21 A.R.T. Advisors, LLC 13,826 29,000 0.13%
22 NORTHERN TRUST CORP 12,523 27,000 0.12%
23 Bank of New York Mellon Corp 12,153 26,000 0.12%
24 MILLENNIUM MANAGEMENT LLC 10,782 23,000 0.10%
25 UBS Group AG 5,887 12,000 0.05%
26 ROYAL BANK OF CANADA 5,300 11,000 0.05%
27 BANK OF AMERICA CORP /DE/ 3,867 8,000 0.04%
28 BlackRock Group LTD 3,856 8,000 0.04%
29 MORGAN STANLEY 3,001 7,000 0.03%
30 Tower Research Capital LLC (TRC) 2,763 6,000 0.03%
31 BlackRock Investment Management, LLC 3,013 6,000 0.03%
32 DEUTSCHE BANK AG\ 2,000 4,000 0.02%
33 WOLVERINE TRADING LP /BD 391 817 0.00%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 193 0 0.00%
35 REILLY FINANCIAL ADVISORS, LLC 200 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.