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Institutional Investment Manager
WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC (CIK: 0001279891), located at 175 W. Jackson, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001279891-16-000023) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 INTERACTIVE INTELLIGENCE GRO 15,250,000 14,497 0.22% PRN
52 CALAMP CORP 14,985,000 14,072 0.21% PRN
53 MERRIMACK PHARMACEUTICALS IN 12,688,000 13,985 0.21% PRN
54 51JOB INC 13,697,000 13,945 0.21% PRN
55 LGIH 8,750,000 13,604 0.21% PRN
56 RAMBUS INC 1.125000 08/15/2018 11,300,000 13,207 0.20% PRN
57 BLACKBERRY LTD DBCV 6.000%11/1 12,675,000 13,166 0.20% PRN
58 GOGO INC 19,500,000 13,107 0.20% PRN
59 ACCURAY INC 11,500,000 13,005 0.20% PRN
60 MICRON TECHNOLOGY INC 8,600,000 12,521 0.19% PRN
61 MEDICINES CO SR GLBL CV NT 22 10,500,000 12,462 0.19% PRN
62 B2GOLD CORP 12,686,000 12,435 0.19% PRN
63 WABASH NATL CORP SR NT CV3.375 18 9,806,000 12,279 0.19% PRN
64 TTM TECHNOLOGIES INC 12,500,000 12,213 0.19% PRN
65 ENERNOC 16,280,000 11,769 0.18% PRN
66 IGI LABORATORIES INC 12,833,000 11,608 0.18% PRN
67 PROS HOLDINGS INC 12,365,000 11,138 0.17% PRN
68 SPECTRUM PHARMACEUTICALS INC 12,048,000 11,095 0.17% PRN
69 M/I HOMES INC 10,850,000 11,054 0.17% PRN
70 ARRAY BIOPHARMA INC 3 06/01/2020 12,964,000 11,052 0.17% PRN
71 REPLIGEN CORP 10,000,000 10,799 0.16% PRN
72 COBALT INTL ENERGY INC 32,500,000 10,698 0.16% PRN
73 NEVRO CORP 10,000,000 10,568 0.16% PRN
74 BROADSOFT INC 8,972,000 10,432 0.16% PRN
75 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 10,858,000 10,357 0.16% PRN
76 CHART INDS INC SR SB GLBL CV 18 10,956,000 10,262 0.16% PRN
77 ENVESTNET INC 11,199,000 10,226 0.16% PRN
78 HURON CONSULTING GROUP INC 9,901,000 10,030 0.15% PRN
79 INCYTE CORP 5,900,000 10,028 0.15% PRN
80 ACCURAY INC 9,975,000 9,950 0.15% PRN
81 EZCORP INC NOTE 2.625 6/1 11,834,000 9,902 0.15% PRN
82 ALTRA INDL MOTION CORP 8,688,000 9,883 0.15% PRN
83 HEALTHWAYS INC 10,370,000 9,810 0.15% PRN
84 SEACOR HOLDINGS INC 11,783,000 9,495 0.14% PRN
85 MERITOR INC 8,421,000 9,443 0.14% PRN
86 ENDOLOGIX INC 8,967,000 8,263 0.13% PRN
87 PDL BIOPHARMA INC NOTE 4.000 2/0 8,133,000 7,727 0.12% PRN
88 PHOTRONICS INC 6,897,000 7,659 0.12% PRN
89 FLUIDIGM CORP DEL 11,695,000 7,147 0.11% PRN
90 TRIB 7,850,000 7,135 0.11% PRN
91 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 10,000,000 7,135 0.11% PRN
92 RUDOLPH TECHNOLOGIES INC 6,130,000 7,074 0.11% PRN
93 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 7,000,000 7,062 0.11% PRN
94 IMMUNOMEDICS INC 10,000,000 6,962 0.11% PRN
95 SERVICESOURCE INTL INC 7,150,000 6,371 0.10% PRN
96 SEQUENOM INC 10,665,000 6,191 0.09% PRN
97 GLOBAL EAGLE ENTMT INC 8,250,000 6,100 0.09% PRN
98 Exelexis 4,000,000 5,953 0.09% PRN
99 ALLSCRIPTS HEALTHCARE SOLUTN 5,400,000 5,416 0.08% PRN
100 TRINA SOLAR LIMITED 5,975,000 5,121 0.08% PRN
Page 2 of 24
Restatement filing (0001279891-16-000025) filed in 2016.08.25
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,912,000 400,516 6.08% Call
2 SPDR S&P 500 ETF TR 962,842 201,691 3.06%
3 ISHARES TR 1,229,100 141,321 2.15% Call
4 DIREXION SHS ETF TR 2,213,900 139,497 2.12% Call
5 DIREXION SHS ETF TR 2,106,500 132,730 2.01% Put
6 TESLA INC 443,100 94,061 1.43% Put
7 TESLA MOTORS INC 52,000,000 88,502 1.34% PRN
8 ALIBABA GROUP HLDG LTD 998,500 79,410 1.21% Put
9 HERBALIFE LTD 75,145,000 74,660 1.13% PRN
10 PROSHARES ULTRAPRO QQQ 745,000 71,758 1.09% Put
11 CTRIP COM INTL LTD 63,586,000 68,997 1.05% PRN
12 ISHARES TR 597,100 68,654 1.04% Put
13 ISIS PHARMACEUTICALS INC DEL 44,441,000 67,060 1.02% PRN
14 MICRON TECHNOLOGY 47,360,000 66,150 1.00% PRN
15 VERIZON COMMUNICATIONS INC 1,147,500 64,076 0.97% Call
16 CURRENCYSHARES JAPANESE YEN TRUST 665,000 62,230 0.94% Put
17 PROSHARES ULTRAPRO QQQ 619,700 59,689 0.91% Call
18 PROOFPOINT INC 34,249,000 57,328 0.87% PRN
19 Fiat Chrysler Automobiles N V Man Cov Sec 16 894,516 53,790 0.82%
20 WEATERFORD BERMUDA 48,750,000 53,351 0.81% PRN
21 PROSHARES TR II 1,079,900 52,979 0.80% Put
22 TESARO INC 20,748,000 52,071 0.79% PRN
23 TAL ED GROUP 21,500,000 51,414 0.78% PRN
24 DIREXION SHARES TRUST DRX S&P500BULL ETF 575,000 50,577 0.77% Put
25 INCYTE CORP 29,436,000 49,089 0.75% PRN
26 SPDR S&P 500 ETF TR 222,200 46,545 0.71% Put
27 WESTERN DIGITAL CORP 949,900 44,892 0.68% Call
28 POWERSHARES QQQ TRUST 417,100 44,854 0.68% Call
29 PROSHARES ULTRPRO SP500 ETF 672,200 44,741 0.68% Put
30 SOLARCITY CORP 1,857,000 44,438 0.67% Put
31 BLACK HILLS CORP 700,500 44,159 0.67% Put
32 PROSHARES TR II 860,300 42,206 0.64% Call
33 STILLWATER MNG CO 36,951,000 42,111 0.64% PRN
34 CTRIP COM INTL LTD 9,750,000 41,542 0.63% PRN
35 PALO ALTO NETWORKS INC 32,451,000 41,430 0.63% PRN
36 LIGAND PHARMACEUTICALS INC 24,445,000 40,849 0.62% PRN
37 HERBALIFE LTD 689,500 40,356 0.61% Call
38 PROSHARES ULTRPRO SP500 ETF 563,100 37,479 0.57% Call
39 TRULIA INC 23,435,000 36,839 0.56% PRN
40 WEBMD HEALTH CORP 28,175,000 35,956 0.55% PRN
41 WESCO INTL INC 19,539,000 35,141 0.53% PRN
42 MONSANTO CO NEW 327,100 33,825 0.51% Put
43 PACIRA PHARMACEUTICALS INC 21,743,000 32,454 0.49% PRN
44 Solarcity Corp 42,697,000 32,317 0.49% PRN
45 PALO ALTO NETWORKS INC 255,400 31,322 0.48% Put
46 VIPSHOP HLDGS LTD 31,652,000 31,312 0.48% PRN
47 FIAT CHRYSLER AUTOMOBILES N V SHS 5,108,400 31,263 0.47% Put
48 MONSANTO CO NEW 294,300 30,433 0.46% Call
49 Workday Inc 26,034,000 30,404 0.46% PRN
50 IRONWOOD PHARMACEUTICALS INC 29,228,000 30,389 0.46% PRN
Page 1 of 24