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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
51 * LEXICON PHARMACEUTICALS INC COM 20,601 36 0.00%
52 * SANDRIDGE ENERGY INC COM 115,389 708 0.00%
53 * XUEDA ED GROUP SPONSORED ADR 20,221 109 0.00%
54 1st Source Corp 73,846 2,370 0.01%
55 21VIANET GROUP INC 292 8 0.00%
56 21VIANET GROUP INC 133,503 3,831 0.01%
57 3-D SYS CORP DEL 8,547 506 0.00%
58 3-D SYS CORP DEL 2,240 132 0.00%
59 3-D SYS CORP DEL 317,089 18,756 0.05%
60 3M CO 198,593 26,941 0.08%
61 3M CO 145,168 19,696 0.06%
62 3M CO 17,669 2,397 0.01%
63 51JOB INC SP ADR REP COM 15,267 1,088 0.00%
64 51JOB INC SP ADR REP COM 145 10 0.00%
65 8X8 INC NEW COM 85,234 921 0.00%
66 A H BELO CORP 2,864 33 0.00%
67 A H BELO CORP 7,849 91 0.00%
68 A O SMITH 450,739 20,743 0.06%
69 A O SMITH 21,821 1,004 0.00%
70 A O SMITH 10,766 496 0.00%
71 AAON INC 40,249 1,122 0.00%
72 AAR CORP COM 62,996 1,635 0.00%
73 ABB LTD 6,566 169 0.00%
74 ABB LTD 415,592 10,717 0.03%
75 ABBOTT LABS 286,701 11,041 0.03%
76 ABBOTT LABS 598,837 23,061 0.07%
77 ABBOTT LABS 3,525 135 0.00%
78 ABBVIE INC 812,062 41,740 0.12%
79 ABBVIE INC 754,797 38,796 0.11%
80 ABBVIE INC 454,460 23,359 0.07%
81 ABBVIE INC 191,637 9,850 0.03%
82 ABERCROMBIE & FITCH CO 28,240 1,087 0.00%
83 ABERCROMBIE & FITCH CO 59,083 2,275 0.01%
84 ABERDEEN AUSTRALIA EQUITY FD 360,715 3,250 0.01%
85 ABIOMED INC 61,864 1,611 0.00%
86 ABM INDS INC 180,036 5,174 0.01%
87 ACACIA RESH CORP ACACIA TCH COM 2,396 37 0.00%
88 ACACIA RESH CORP ACACIA TCH COM 350,482 5,355 0.02%
89 ACACIA RESH CORP ACACIA TCH COM 6,256 96 0.00%
90 ACADIA PHARMACEUTICALS INC COM 223,229 5,431 0.02%
91 ACADIA RLTY TR COM SH BEN INT 11,192 295 0.00%
92 ACADIA RLTY TR COM SH BEN INT 1,714 45 0.00%
93 ACCELRYS INC. 20,983 261 0.00%
94 ACCELRYS INC. 36,200 451 0.00% Call
95 ACCELRYS INC. 50,000 623 0.00%
96 ACCENTURE PLC IRELAND 308,334 24,580 0.07%
97 ACCENTURE PLC IRELAND 68,933 5,495 0.02%
98 ACCESS MIDSTREAM PARTNERS LP 57,156 3,290 0.01%
99 ACCESS MIDSTREAM PARTNERS LP 21,598 1,243 0.00%
100 ACE LTD 222,432 22,034 0.06%
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